Full Press Release Details
Accessibility: Skip TopNav
Summit Therapeutics plc : Holding(s) in Company
April 05, 2018 05:45 ET
Summit Therapeutics plc
Summit Therapeutics plc
TR-1: Standard form for notification of major holdings
| NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word format if possible) i | ||||
| 1a. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached ii : | Summit Therapeutics Plc | |||
| 1b. Please indicate if the issuer is a non-UK issuer (please mark with an "X" if appropriate) | ||||
| Non-UK issuer | ||||
| 2. Reason for the notification (please mark the appropriate box or boxes with an "X") | ||||
| An acquisition or disposal of voting rights | ||||
| An acquisition or disposal of financial instruments | ||||
| An event changing the breakdown of voting rights | X | |||
| Other (please specify) iii : | ||||
| 3. Details of person subject to the notification obligation iv | ||||
| Name | Point72 Asset Management, L.P., Point72 Capital Advisors, Inc., Steven A. Cohen | |||
| City and country of registered office (if applicable) | Wilmington, Delaware, United States | |||
| 4. Full name of shareholder(s) (if different from 3.) v | ||||
| Name | N/A (holding consists entirely of ADRs) | |||
| City and country of registered office (if applicable) | N/A | |||
| 5. Date on which the threshold was crossed or reached vi : | 29 March 2018 | |||
| 6. Date on which issuer notified (DD/MM/YYYY): | 03 April 2018 | |||
| 7. Total positions of person(s) subject to the notification obligation | ||||
| % of voting rights attached to shares (total of 8. A) | % of voting rights through financial instruments (total of 8.B 1 + 8.B 2) | Total of both in % (8.A + 8.B) | Total number of voting rights of issuer vii | |
| Resulting situation on the date on which threshold was crossed or reached | Below 5% | Below 5% | Below 5% | |
| Position of previous notification (if applicable) | N/A | 7.96 | 7.96 |
| 8. Notified details of the resulting situation on the date on which the threshold was crossed or reached viii | |||||
| A: Voting rights attached to shares | |||||
| Class/type of shares ISIN code (if possible) | Number of voting rights ix | % of voting rights | |||
| Direct (Art 9 of Directive 2004/109/EC) (DTR5.1) | Indirect (Art 10 of Directive 2004/109/EC) (DTR5.2.1) | Direct (Art 9 of Directive 2004/109/EC) (DTR5.1) | Indirect (Art 10 of Directive 2004/109/EC) (DTR5.2.1) | ||
| SUBTOTAL 8. A | |||||
| B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a)) | |||||
| Type of financial instrument | Expiration date x | Exercise/ Conversion Period xi | Number of voting rights that may be acquired if the instrument is exercised/converted. | % of voting rights | |
| ADRs US86627R1023 | N/A | N/A | Below 5% | Below 5% | |
| SUBTOTAL 8. B 1 | |||||
| B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b)) | |||||
| Type of financial instrument | Expiration date x | Exercise/ Conversion Period xi | Physical or cash settlement xii | Number of voting rights | % of voting rights |
| SUBTOTAL 8.B.2 | Below 5% | Below 5% |
| 9. Information in relation to the person subject to the notification obligation (please mark the applicable box with an "X") | |||
| Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer xiii | |||
| Full chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entity xiv (please add additional rows as necessary) | X | ||
| Name xv | % of voting rights if it equals or is higher than the notifiable threshold | % of voting rights through financial instruments if it equals or is higher than the notifiable threshold | Total of both if it equals or is higher than the notifiable threshold |
| Steven A. Cohen | Below 5% | Below 5% | |
| Point72 Capital Advisors, Inc. | Below 5% | Below 5% | |
| Point72 Asset Management, L.P. | Below 5% | Below 5% | |
| 10. In case of proxy voting, please identify: | |||
| Name of the proxy holder | |||
| The number and % of voting rights held | |||
| The date until which the voting rights will be held | |||
| 11. Additional information xvi |
| Place of completion | London, UK |
| Date of completion | 3 April 2018 |