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BIONDVAX PHARMACEUTICALS LTD.

Key Takeaway: BIONDVAX PHARMACEUTICALS LTD. INTERIM FINANCIAL STATEMENTS AS OF SEPTEMBER 30, 2016 Page Condensed Interim Balance Sheets 2 Condensed Interim Statements of Comprehensive Income 3 Condensed Interim Statements of Changes in Shareholders' Equity 4 - 7 Condensed Interim Statement

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BIONDVAX PHARMACEUTICALS LTD.
INTERIM FINANCIAL STATEMENTS
AS OF SEPTEMBER 30, 2016
Page
Condensed Interim Balance Sheets 2
Condensed Interim Statements of Comprehensive Income 3
Condensed Interim Statements of Changes in Shareholders' Equity 4 - 7
Condensed Interim Statements of Cash Flows 8 - 9
Notes to Condensed Interim Financial Statements 10
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BIONDVAX PHARMACEUTICALS LTD.
Convenience translation (Note 2)
December 31, September 30, September 30,
2015 2015 2016 2016
Audited Unaudited Unaudited
N I S U.S. dollars
(In thousands except share and per share data)
CURRENT ASSETS:
Cash and cash equivalents 33,470 36,294 15,091 4,016
Short term bank deposit - 578 10,510 2,797
Marketable securities 2,016 2,016 2,017 537
Other receivables 1,442 1,594 727 193
36,928 40,482 28,345 7,543
LONG-TERM ASSETS:
Marketable securities 2,048 2,047 2,050 545
Property, plant and equipment 2,044 2,191 1,592 424
Other long term assets 287 24 370 98
4,379 4,262 4,012 1,067
41,307 44,744 32,357 8,610
CURRENT LIABILITIES:
Trade payables 931 571 477 127
Other payables 768 758 466 124
1,699 1,329 943 251
LONG-TERM LIABILITIES:
Options 5,994 6,863 3,528 938
Severance pay liability, net 69 67 74 20
6,063 6,930 3,602 958
SHAREHOLDERS' EQUITY (DEFICIT):
Ordinary shares of NIS 0.0000001 par value:
Authorized: 391,000,000 shares as of September 30, 2016, 2015 (unaudited) and December 31, 2015; Issued and Outstanding: 135,097,367, shares as of September 30, 2016, 2015 (unaudited) and December 31, 2015. *) - *) - *) - *) -
Share premium 110,679 110,352 111,697 29,722
Options 2,536 2,536 2,536 675
Other comprehensive income 12 12 8 2
Accumulated deficit (79,682 ) (76,415 ) (86,429 ) (22,998 )
33,545 36,485 27,812 7,401
41,307 44,744 32,357 8,610
The accompanying notes are an integral
part of the interim financial statements.
BIONDVAX PHARMACEUTICALS LTD.
OF COMPREHENSIVE INCOME
Convenience translation (Note 2)
Year ended December 31, Three months ended September 30, Nine months ended September 30, Nine months ended September 30,
2015 2015 2016 2015 2016 2016
Audited Unaudited Unaudited
N I S U.S. dollars
(In thousands, except per share data)
Operating expenses:
Research and development, net of participations 7,906 1,247 2,421 5,032 5,962 1,586
Marketing, general and administrative 3,397 966 1,049 2,216 2,819 750
Total operating expenses 11,303 2,213 3,470 7,248 8,781 2,336
Operating loss 11,303 2,213 3,470 7,248 8,781 2,336
Financial income 1,118 1,540 10 651 59 16
Financial expense (24 ) (5 ) (291 ) (20 ) (491 ) (131 )
Financial income (expenses) due to revaluations of options 10 812 1,395 (315 ) 2,466 656
Total finance income, net 1,104 2,347 1,114 316 2,034 541
Net loss (income) 10,199 (134 ) 2,356 6,932 6,747 1,795
Other comprehensive loss (income):
Items to be reclassified to profit or loss in subsequent periods:
Gain (loss) from available-for-sale financial assets (5 ) (2 ) 1 (5 ) (4 ) (1 )
Total comprehensive loss (income) 10,204 (132 ) 2,355 6,937 6,751 1,796
Basic and diluted net loss per share (NIS) 0.10 (0.00 ) 0.02 0.07 0.05 0.01
Weighted average number of shares outstanding used to compute basic and diluted loss per share 105,522,642 135,097,367 135,097,367 95,519,426 135,097,367 135,097,367
The accompanying notes are an integral
part of the interim financial statements.
BIONDVAX PHARMACEUTICALS LTD.
OF CHANGES IN SHAREHOLDERS' EQUITY
Share capital Share premium Options Unrealized gain (loss) on available-for-sale financial assets Accumulated deficit Total equity
NIS in thousands
Balance as of January 1, 2016 *) - 110,679 2,536 12 (79,682 ) 33,545
Loss - - - - (6,747 ) (6,747 )
Other comprehensive loss - - - (4 ) - (4 )
Total comprehensive loss - - - (4 ) (6,747 ) (6,751 )
Share-based compensation - 1,018 - - - 1,018
Balance as of September 30, 2016 (unaudited) *) - 111,697 2,536 8 (86,429 ) 27,812
Balance as of September 30, 2016 (convenience translation into U.S dollars - see note 2) *) - 29,722 675 2 (22,998 ) 7,401
Share capital Share premium Options Unrealized gain (loss) on available-for-sale financial assets Accumulated deficit Total Equity
NIS in thousands
Balance as of January 1, 2015 *) - 83,517 2,536 17 (69,483 ) 16,587
Loss - - - - (6,932 ) (6,932 )
Other comprehensive loss - - - (5 ) - (5 )
Total comprehensive loss - - - (5 ) (6,932 ) (6,937 )
Share-based compensation - 418 - - - 418
Issuance of shares, net - 26,417 - - - 26,417
Balance as of September 30, 2015 (unaudited) *) - 110,352 2,536 12 (76,415 ) 36,485
BIONDVAX PHARMACEUTICALS LTD.
OF CHANGES IN SHAREHOLDERS' EQUITY
Share capital Share premium Options Unrealized gain on available-for-sale financial assets Accumulated deficit Total equity
Unaudited
NIS in thousands
Balance as of July 1, 2016 *) - 111,458 2,536 7 (84,073 ) 29,928
Loss - - - (2,356 ) (2,356 )
Other comprehensive gain - - 1 - 1
Total comprehensive income (loss) - - 1 (2,356 ) (2,355 )
Share-based compensation - 239 - - - 239
Balance as of September 30, 2016 *) - 111,697 2,536 8 (86,429 ) 27,812
Balance as of September 30, 2016 (convenience translation into U.S dollars - see note 2) *) - 29,722 675 2 (22,998 ) 7,401
The accompanying notes are an integral
part of the interim financial statements.
BIONDVAX PHARMACEUTICALS
OF CHANGES IN SHAREHOLDERS' EQUITY
Share capital Share premium Options Unrealized gain (loss) on available-for-sale financial assets Accumulated deficit Total equity
Unaudited
NIS in thousands
Balance as of July 1, 2015 *) - 109,934 2,536 14 (76,549 ) 35,935
Loss - - - - 134 134
Other comprehensive loss - - - (2 ) - (2 )
Total comprehensive loss - - - (2 ) 134 132
Share-based compensation - 418 - - - 418
Balance as of September 30, 2015 *) - 110,352 2,536 12 (76,415 ) 36,485
The accompanying notes are an integral
part of the interim financial statements.
BIONDVAX PHARMACEUTICALS LTD.
OF CHANGES IN SHAREHOLDERS' EQUITY
Share capital Share premium Warrants Unrealized gain (loss) on available-for-sale financial assets Accumulated deficit Total Equity
NIS
Balance as of January 1, 2015 - 83,517 2,536 17 (69,483 ) 16,587
Loss - - - - (10,199 ) (10,199 )
Other comprehensive loss - - - (5 ) - (5 )
Total comprehensive loss - - - (5 ) (10,199 ) (10,204 )
Issue of shares, net *) - 26,417 - - - 26,417
Share-based compensation - 745 - - - 745
Balance as of December 31, 2015 *) - 110,679 2,536 12 (79,682 ) 33,545
The accompanying notes are an integral
part of the interim financial statements.
BIONDVAX PHARMACEUTICALS LTD.
Convenience translation (Note 2)
Year ended December 31, Three months ended September 30, Nine months ended September 30, Nine months ended September 30,
2015 2015 2016 2015 2016 2016
Audited Unaudited Unaudited
N I S U.S. dollars
(In thousands)
Cash flows from operating activities:
Net income (loss) (10,199 ) 134 (2,356 ) (6,932 ) (6,747 ) (1,795 )
Adjustments to reconcile net income (loss) to net cash used in operating activities:
Adjustments to profit and loss items:
Depreciation and amortization 628 164 154 477 467 124
Net financing income (1,104 ) (2,348 ) (1,114 ) (317 ) (2,034 ) (541 )
Share-based compensation 745 418 239 418 1,018 271
Change in employee benefit liabilities, net 7 1 2 5 5 1
276 (1,765 ) (719 ) 583 (544 ) (145 )
Changes in asset and liability items:
Decrease (increase) in other receivables (744 ) (1,324 ) 2,461 (958 ) 715 190
Increase (decrease) in trade payables 415 (64 ) 8 47 (463 ) (123 )
Increase (decrease) in other payables 10 441 (231 ) (20 ) (302 ) (80 )
(339 ) (947 ) 2,238 (931 ) (50 ) (13 )
Cash paid and received during the year for:
Interest paid (23 ) (5 ) (7 ) (19 ) (22 ) (6 )
Interest received 18 (2 ) 10 6 53 14
(5 ) (7 ) 3 (13 ) 31 8
Net cash flows used in operating activities (10,267 ) (2,585 ) (834 ) (7,293 ) (7,310 ) (1,945 )
The accompanying notes are an integral
part of the interim financial statements.
BIONDVAX PHARMACEUTICALS LTD.
Convenience translation (Note 2)
Year ended December 31, Three months ended September 30, Nine months ended September 30, Nine months ended September 30,
2015 2015 2016 2015 2016 2016
Audited Unaudited Unaudited
N I S U.S. dollars
(In thousands)
Cash Flows from Investing Activities:
Purchase of property and equipment (34 ) - - (30 ) (15 ) (4 )
Decrease (increase) in short term deposit - (8 ) 990 (16 ) (10,510 ) (2,797 )
Decrease (increase) in other long term assets (9 ) (308 ) 120 (308 ) (83 ) (22 )
Net cash provided by (used in) investing activities (43 ) (316 ) 1,110 (354 ) (10,608 ) (2,823 )
Cash Flows from Financing Activities:
Proceeds from issuance of shares and options 27,323 - - 27,323 - -
Issuance of options to public 6,430 - - 6,430 - -
Net cash provided by financing activities 33,753 - - 33,753 - -
Exchange differences on balances of cash and cash equivalents 415 1,240 (269 ) 576 (461 ) (122 )
Increase (decrease) in cash and cash equivalents 23,858 (1,661 ) 7 26,682 (18,379 ) (4,890 )
Balance of cash and cash equivalents at the beginning of the period 9,612 37,955 15,084 9,612 33,470 8,906
Balance of cash and cash equivalents at the end of the period 33,470 36,294 15,091 36,294 15,091 4,016
accompanying notes are an integral part of the interim financial statements.
BIONDVAX PHARMACEUTICALS
TO FINANCIAL STATEMENTS
In thousands (except share and per share
May 15, 2015, the Company completed a public offering of securities in the United States. The Company allocated 1,910,000 ADSs
and warrants to purchase up to an aggragate of 2,038,000 ADSs. The net proceeds from the offering amounted to a total of NIS 31,031
($ 7,953). The offering expenses amounted to a total of NIS 5,576. On June 24, 2015, the Company issued an additional 110,000
ADS to the underwriters in consideration of a total gross amount of NIS 2,069 (USD 530). Issuance expenses amounted to NIS 134.
financial statements as of September 30, 2016 and for the nine months then ended have been translated into dollars using the representative
exchange rate as of that date ($ 1 = NIS 3.758). The translation was made solely for the convenience of the
amounts presented in these financial statements should not be construed to represent amounts receivable or payable in dollars
or convertible into dollars, unless otherwise indicated in these statements.
of preparation of the interim financial statements
interim consolidated financial statements have been prepared in accordance with generally accepted accounting principles for the
preparation of financial statements for interim periods, as prescribed in IAS 34, "Interim Financial Reporting".
significant accounting policies and methods of computation adopted in the preparation of the interim financial statements are
consistent with those followed in the preparation of the Company's annual financial statements.
April 10, 2016, the Audit Committee and the Board of Directors unanimously resolved to approve the payment of NIS 200, to be increased
by an additional amount of up to NIS 200 as needed, for the benefit of the Company's CEO, for the purpose of placing the bond
required in connection with an investigation conducted by the Israeli Securities Authority ("ISA"), regarding certain
shareholders of the Company (not including among them the Company's CEO) alleged use of inside information.
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Last updated: Nov 28, 2016