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Pyxis Oncology Reports Inducement Grants Under Nasdaq Listing Rule 5635(c)(4)

Key Takeaway: Pyxis Oncology, Inc. has announced the approval of stock option grants for Dr. Ken Kobayashi, the newly appointed Chief Medical Officer. This grant is part of the company's 2022 Inducement Plan and ensures his participation in the company’s growth. The options will vest over four years, with additional milestones related to clinical data disclosure for the drug PYX-201. This development aligns with Nasdaq Listing Rule 5635(c)(4).

Market Sentiment Analysis

POSITIVE FACTORS

  • New Chief Medical Officer appointed, highlighting leadership changes.
  • Approval of stock options may incentivize performance and alignment of goals.
  • Focus on developing therapeutics for difficult-to-treat cancers indicates strong mission.

Full Press Release Details

BOSTON, Dec. 29, 2023 (GLOBE NEWSWIRE) -- Pyxis Oncology, Inc. (Nasdaq: PYXS), a clinical-stage company focused on developing next-generation therapeutics to target difficult-to-treat cancers, reported today that Pyxis Oncology’s Compensation Committee of the Board of Directors approved a stock option grant to Ken Kobayashi, M.D., the Company’s newly appointed Chief Medical Officer, in connection with his employment with the Company effective on November 27, 2023. The equity award was granted under the Pyxis Oncology, Inc. 2022 Inducement Plan with a grant date of December 29, 2023, as an inducement material to Dr. Kobayashi entering into employment with Pyxis Oncology, in accordance with Nasdaq Listing Rule 5635(c)(4).
The option to purchase 443,514 shares of Pyxis Oncology’s common stock will vest over four years, with 25% vesting on the first anniversary of the vesting commencement date and the remaining shares vesting monthly over the 36-month period thereafter, subject to Dr. Kobayashi’s continued employment with the Company through the applicable vesting dates. The option to purchase 110,878 shares of the Company’s common stock will vest upon Dr. Kobayashi’s achievement of certain clinical milestones related to data disclosure for PYX-201. The stock options have a ten-year term and an exercise price of $1.80, the closing price of Pyxis Oncology’s common stock as reported by Nasdaq on December 29, 2023.
Pyxis Oncology is providing this information in accordance with Nasdaq Listing Rule 5635(c)(4).
About Pyxis Oncology, Inc.
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Frequently Asked Questions

Who is the newly appointed Chief Medical Officer of Pyxis Oncology?

The newly appointed Chief Medical Officer is Ken Kobayashi, M.D.

What stock option was granted to Dr. Kobayashi?

Dr. Kobayashi was granted options to purchase 443,514 shares of common stock.

How will Dr. Kobayashi's stock options vest?

The options will vest over four years, starting with 25% after the first year.

What are the conditions for vesting additional stock options?

Additional options will vest upon achieving specific clinical milestones.

What is the exercise price of the granted stock options?

The exercise price of the options is $1.80.

Last updated: Dec 29, 2023