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ROSS OPITCAL INDUSTRIES, INC. Financial Statements For the Years Ended

Key Takeaway: ROSS OPITCAL INDUSTRIES, INC. Financial Statements For the Years Ended December 31, 2018 Independent Auditor's Report 4 Balance Sheets 4 Income Statements 5 Statement of Stockholders' Equity 6 Statements of Cash Flows 7 Notes to Financial Statements 8 INDEPENDENT AUDITORS' RE

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ROSS OPITCAL INDUSTRIES, INC.
Financial Statements
For the Years Ended December 31, 2018
Independent Auditor's Report 4
Balance Sheets 4
Income Statements 5
Statement of Stockholders' Equity 6
Statements of Cash Flows 7
Notes to Financial Statements 8
INDEPENDENT AUDITORS' REPORT
To the Stockholders of
Ross Optical Industries, Inc.
Opinion on the Financial Statements
We have audited the accompanying
balance sheets of Ross Optical Industries, Inc. (the "Company") as of December 31, 2018 and 2017, the related
statements of income, stockholders' equity, and cash
flows, for each of the two years in the period ended December 31, 2018, and the related notes (collectively
referred to as the "financial statements"). In our opinion, the financial statements present fairly, in all
material respects, the financial position of the Company as of December
31, 2018 and 2017, and the results of its operations and its cash flows for each of the two years in the period ended
December 31, 2018, in conformity with accounting principles generally accepted in the United States of America.
These financial statements are the
responsibility of the Company's management. Our responsibility is to express an opinion on the Company's financial statements based
on our audits. We are a public accounting firm registered with the Public Company Accounting Oversight Board (United States) ("PCAOB")
and are required to be independent with respect to the Company in accordance with the U.S. federal securities laws and the applicable
rules and regulations of the Securities and Exchange Commission and the PCAOB.
We conducted our audits in accordance
with the standards of the PCAOB. Those standards require that we plan and perform the audit to obtain reasonable assurance about
whether the financial statements are free of material misstatement, whether due to error or fraud. Our audits included performing
procedures to assess the risks of material misstatement of the financial statements, whether due to error or fraud, and performing
procedures that respond to those risks. Such procedures included examining, on a test basis, evidence regarding the amounts and
disclosures in the financial statements. Our audits also included evaluating the accounting principles used and significant estimates
made by management, as well as evaluating the overall presentation of the financial statements. We believe that our audits provide
a reasonable basis for our opinion.
Westborough, Massachusetts
We have served as the Company's auditors since 2018.
ROSS OPTICAL INDUSTRIES, INC.
For the Years Ended December
2018 2017
ASSETS
Current Assets:
Cash and cash equivalents $ 133,746 $ 213,694
Accounts receivable (net of allowance for doubtful accounts of $5,120 at December 31, 2018 and $58,000 at December 31, 2017) 616,211 442,965
Inventories 713,208 789,955
Total current assets 1,463,165 1,446,614
Property and Equipment:
Machinery and equipment 975,360 932,276
Leasehold improvements 208,354 196,596
Furniture and fixtures 159,746 149,673
Vehicles 69,494 69,494
1,412,954 1,348,039
Less: Accumulated depreciation and amortization (1,269,517 ) (1,214,530 )
Net fixed assets 143,437 133,509
Other Assets:
Due from related party (Note 2) 2,093,555 1,623,766
Deposit 1,849 1,849
Deferred tax asset, net 281 13,263
Total other assets 2,095,685 1,638,878
TOTAL ASSETS $ 3,702,287 $ 3,219,001
LIABILITIES AND STOCKHOLDERS' EQUITY
Current Liabilities:
Bank line of credit $ 110,000 $ 130,000
Current portion of long-term debt 103,835 73,037
Accounts payable 402,473 317,698
Customer advances 7,171 37,726
Accrued employee compensation 90,725 118,738
Accrued income taxes 34,872 189,966
Total current liabilities 749,076 867,165
Long Term Debt, net of current portion 352,722 160,890
Commitments (Note 3) - -
Stockholders' Equity:
Common stock, $.01 par value, 10,000,000 shares authorized, 5,112,102 shares issued and 977,776 outstanding 12,010 12,010
Additional paid-in capital 1,154,555 1,154,555
Retained earnings 1,633,844 1,224,301
2,800,409 2,390,866
Less: Treasury stock, 4,134,326 shares, at cost (199,920 ) (199,920 )
Total stockholders' equity 2,600,489 2,190,946
TOTAL LIABILITIES AND STOCKHOLDERS' EQUITY $ 3,702,287 $ 3,219,001
The accompanying Notes are an
integral part of these financial statements.
ROSS OPTICAL INDUSTRIES, INC.
For the Years Ended December
2018 2017
Revenues $ 3,914,979 $ 3,599,524
Cost of goods sold 2,106,935 1,891,290
Gross profit 1,808,044 1,708,234
Selling, general and administrative expenses 1,230,268 1,117,753
Net income from operations 577,776 590,481
Other income (expense)
Interest expense (9,585 ) (9,841 )
Other 4,061 6,630
(5,524 ) (3,211 )
Net income before income taxes 572,252 587,270
Income tax expense 162,709 205,367
NET INCOME $ 409,543 $ 381,903
The accompanying Notes are an integral part
of these financial statements.
ROSS OPTICAL INDUSTRIES, INC.
Statements of Stockholders'
For the Years Ended December
Number of Shares Common Stock Additional Paid In Capital Retained Earnings Treasury Stock Total Stockholders' Equity
Balance, January 1, 2017 977,776 $ 12,010 $ 1,154,555 $ 842,398 $ (199,920 ) $ 1,809,043
Net income - - - 381,903 381,903
Balance, December 31, 2017 977,776 12,010 1,154,555 1,224,301 (199,920 ) 2,190,946
Net income - - - 409,543 409,543
Balance, December 31, 2018 977,776 $ 12,010 $ 1,154,555 $ 1,633,844 $ (199,920 ) $ 2,600,489
The accompanying Notes are an integral part
of these financial statements.
ROSS OPTICAL INDUSTRIES, INC.
Statements of Cash Flows
For the Years Ended December
2018 2017
Cash Flows from Operating Activities:
Net income $ 409,543 $ 381,903
Adjustments to reconcile net income to net cash provided by operating activities-
Deferred income taxes 12,982 (16,232 )
Depreciation and amortization 54,987 62,527
Changes in operating assets and liabilities-
Accounts receivable (173,246 ) (92,909 )
Inventories 76,747 (204,347 )
Accounts payable 84,775 3,417
Customer advances (30,555 ) 34,613
Accrued employee compensation (28,013 ) 75,559
Accrued income taxes (155,094 ) 202,641
Net cash provided by operating activities 252,126 447,172
Cash Flows from Investing Activities:
Loan advances to related parties (469,789 ) (255,865 )
Purchases of property and equipment (64,915 ) (40,242 )
Net cash used in investing activities (534,704 ) (296,107 )
Cash Flows from Financing Activities:
Proceeds from long term debt 300,000 -
Repayment of long term debt (77,370 ) (47,792 )
Payment of bank line of credit, net (20,000 ) (20,000 )
Net cash provided by (used in) financing activities 202,630 (67,792 )
Net increase (decrease) in cash and cash equivalents (79,948 ) 83,273
Cash and cash equivalents, beginning of year 213,694 130,421
Cash and cash equivalents, end of year $ 133,746 $ 213,694
Supplemental disclosure of cash flow information:
Interest paid during the year $ 9,585 $ 9,841
Income taxes paid during the year $ 301,205 $ 21,087
The accompanying Notes are an integral part
of these financial statements.
ROSS OPTICAL INDUSTRIES, INC.
Notes to Financial Statements
Ross Optical Industries, Inc. (the "Company")
was founded in 1988 and provides engineering and design services for optical components, assists in procurement, and participates
in fabrication, coating, assembly and inspection of the components, to medical, military and industrial customers throughout the
United States, Canada and Europe.
The Company recognizes revenues when persuasive
evidence of an arrangement exists such as a customer purchase order, delivery has occurred or services have been rendered, the
price to the buyer is fixed and determinable, and collectability is reasonably assured.
The Company's shipping terms are typically
The sales price of products and services
sold is fixed and determinable after receipt and acceptance of a customer's purchase order or properly executed sales contract,
typically before any work is performed. Management reviews each customer purchase order or sales contract to determine that the
work to be performed is specified and there are no unusual terms and conditions that would raise questions as to whether the sales
price is fixed or determinable. The Company assesses credit worthiness of customers based upon prior history with the customer
and assessment of financial condition. Accounts receivable are stated at the amount management expects to collect from outstanding
balances. An allowance for doubtful accounts is provided for that portion of accounts receivable considered to be uncollectible,
based upon historical experience and management's evaluation of outstanding accounts receivable at the end of the year. Bad
debts are written off against the allowance when identified.
The Company's revenue transactions
typically do not contain multiple deliverable elements for future performance obligations to customers, other than a standard one-year
warranty on materials and workmanship, the estimated costs of which are provided for at the time revenue is recognized.
Revenues for industrial and medical products
sold in the normal course of business are recognized upon shipment when delivery terms are FOB shipping point and all other revenue
recognition criteria have been met. Gross shipping charges reimbursable from customers, to deliver product, are not significant
and are included in the "Revenues" section of the Company's statements of operations, while shipping costs are
classified in the "Cost of goods sold" section of the Company's statements of operations.
The Company includes
in cash equivalents all investments with original maturities of three months or less at the time of acquisition. Cash and cash
equivalents of $133,746 and $213,694 at December 31, 2018 and 2017, respectively, include cash in banks only.
Inventories are stated at the lower of
cost (using the first-in, first-out method) and net realizable value. Finished goods inventory primarily includes the direct cost
of material and related shipping cost for catalogue optical components purchased for resale to customers. Labor and factory overhead
to inspect and repackage catalogue components is not significant and is not applied to ending inventory. Custom components purchased
for resale to customers is typically processed rapidly upon receipt and shipped to the customer.
Components of inventory at December 31,
2018 and 2017 are as follows:
2018 2017
Work-in-progress $ 155,142 $ 218,087
Finished goods 558,066 571,868
$ 713,208 $ 789,955
The Company provides for estimated obsolescence
on unmarketable inventory as periodic charges to cost of goods sold based on assumptions about future demand and market conditions.
Once written down, inventory is not subsequently written back up, as these adjustments to the carrying value of the inventory are
considered permanent.
Property and equipment are recorded at
cost. Maintenance and repair items are expensed as incurred. The Company provides for depreciation and amortization by charges
to operations, using straight-line and declining-balance methods, which allocate the cost of property and equipment over the following
estimated useful lives:
Asset Classification Estimated Useful Life
Machinery and equipment 5-10 years
Leasehold improvements 10-40 years
Furniture and fixtures 1-10 years
Vehicles 3-5 years
Last updated: Jul 8, 2019