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Incannex Healthcare Limited ABN 93 093 635 246 Level 39, Rialto South Tower 525 Collins Street Melbourne VIC 3000 Changes to Company Capital Incannex Healthcare Limited ("the Company") wishes to advise two changes to its

Key Takeaway: Incannex Healthcare Limited has announced changes to its company capital involving the release of IHL ordinary shares. The announcement details that 3,784,204 shares have been released to executives and 533,333 shares to employees as part of their remuneration packages. This release follows the completion of vesting periods for the executives, fostering confidence in the company's governance and alignment with performance incentives.

Market Sentiment Analysis

POSITIVE FACTORS

  • Release of securities reflects successful completion of vesting periods.
  • Increased shareholding by directors indicates confidence in the company's future.
  • Executive and employee remuneration packages align incentives with company performance.

Full Press Release Details

Changes to Company Capital
Incannex Healthcare Limited ("the Company") wishes to advise
two changes to its securities on issue.
The Company wishes to advise the securities below have now been released
Date of Release Number Security Type/Description Rationale for issue
1. 30/06/2023 3,784,204 IHL ordinary shares Executive remuneration package ***
2. 01/07/2023 533,333 IHL ordinary shares Employee remuneration package
***These securities are held by:
and on 30th June 2023, Mr Latham and Mr Valentine
completed the vesting period required for the securities listed.
Appendix 3Ys for Mr Latham and Mr Valentine are herewith
The release of this announcement has been approved
for issue by the Company Secretary.
For further details on the announcement, interested
parties should contact:
P: +61 (0)417 935 552
Change of Director's Interest Notice
Change of Director's Interest Notice
Information or documents not
available now must be given to ASX as soon as available. Information and documents given to ASX become ASX's property and may be
30/09/01 Amended 01/01/11
Name of entity INCANNEX HEALTHCARE LIMTIED
ABN 93 096 635 246
We (the entity) give ASX the
following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.
Name of Director Joel Latham
Date of last notice 6 June 2023
of director's relevant interests in securities
In the case of a trust, this
includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company,
interests which come within paragraph (i) of the definition of "notifiable interest of a director" should be disclosed in
Direct or indirect interest Direct
Nature of indirect interest (including registered holder) Note: Provide details of the circumstances giving rise to the relevant interest.
Date of change 30 June 2023
No. and class of securities held prior to change 18,097,541 IHL ordinary shares 2,850,872 IHL ordinary shares escrowed until 30.06.2023 1,866,667 IHL ordinary shares escrowed until 30.06.2024 933,334 IHL ordinary shares escrowed until 30.06.2025 1,500,000 unlisted $0.05 options expiring 30.06.2025 750,000 unlisted $0.05 options expiring 30.06.2026 750,000 unlisted $0.05 options expiring 30.06.2026 (ESC) 1,500,000 unlisted $0.05 options expiring 30.06.2027 (ESC) 1,866,666 unlisted $0.26 options expiring 01.05.2025 1,866,666 unlisted $0.31 options - vesting 30.06.2023 and expiring 01.05.2026 1,866,668 unlisted $0.35 options- vesting 30.06.2024 and expiring 01.05.2027 1,583,227 unlisted $0.025 options expiring on 30 April 2026
Number acquired 2,850,872 IHL ordinary shares released from escrow.
01/01/2011 Appendix 3Y Page 1
Change of Director's Interest Notice
Number disposed Nil
Value/Consideration Note: If consideration is non-cash, provide details and estimated valuation Nil
No. of securities held after change 20,948,413 IHL ordinary shares 1,866,667 IHL ordinary shares escrowed until 30.06.2024 933,334 IHL ordinary shares escrowed until 30.06.2025 1,500,000 unlisted $0.05 options expiring 30.06.2025 750,000 unlisted $0.05 options expiring 30.06.2026 750,000 unlisted $0.05 options expiring 30.06.2026 (ESC) 1,500,000 unlisted $0.05 options expiring 30.06.2027 (ESC) 1,866,666 unlisted $0.26 options expiring 01.05.2025 1,866,666 unlisted $0.31 options - vesting 30.06.2023 and expiring 01.05.2026 1,866,668 unlisted $0.35 options- vesting 30.06.2024 and expiring 01.05.2027 1,583,227 unlisted $0.025 options expiring on 30 April 2026
Nature of change Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy-back Shares escrowed until 30 June 2023 released.
Change of director's interests in contracts
Note: In the case of a company, interests which come within paragraph
(ii) of the definition of "notifiable interest of a director" should be disclosed in this part.
Detail of contract N/A
Nature of interest
Name of registered holder (if issued securities)
Date of change
No. and class of securities to which interest related prior to change Note: Details are only required for a contract in relation to which the interest has changed
Interest acquired
Interest disposed
Change of Director's Interest Notice
Value/Consideration Note: If consideration is non-cash, provide details and an estimated valuation
Interest after change
Were the interests in the securities or contracts detailed above traded during a +closed period where prior written clearance was required? No.
If so, was prior written clearance provided to allow the trade to proceed during this period?
If prior written clearance was provided, on what date was this provided?
of Director's Interest Notice
Change of Director's Interest Notice
Information or documents not available
now must be given to ASX as soon as available. Information and documents given to ASX become ASX's property and may be made public.
30/09/01 Amended 01/01/11
Name of entity INCANNEX HEALTHCARE LIMTIED
ABN 93 096 635 246
We (the entity) give ASX the following information under listing rule
3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.
Name of Director Troy Valentine
Date of last notice 6 June 2023
of director's relevant interests in securities
In the case of a trust, this
includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph
(i) of the definition of "notifiable interest of a director" should be disclosed in this part.
Direct or indirect interest Direct and indirect
Nature of indirect interest (including registered holder) Note: Provide details of the circumstances giving rise to the relevant interest. See notes below
Date of change 30 June 2023
No. and class of securities held prior to change 36, 651 198 IHL Ordinary Shares 2,800,000 Options with various exercise prices, vesting dates and expiry dates.
01/01/2011 Appendix 3Y Page 1
Director's Interest Notice
Number acquired 933,332 IHL ordinary shares released from escrow.
Number disposed Nil
Value/Consideration Note: If consideration is non-cash, provide details and estimated valuation Nil
No. of securities held after change 36, 651 198 IHL Ordinary Shares 2,800,000 Options with various exercise prices, vesting dates and expiry dates.
Nature of change Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy-back 933,332 Shares escrowed until 30 June 2023 have been released.
Change of director's interests in contracts
Note: In the case of a company, interests which come within paragraph
(ii) of the definition of "notifiable interest of a director" should be disclosed in this part.
Detail of contract N/A
Nature of interest
Name of registered holder (if issued securities)
Date of change
No. and class of securities to which interest related prior to change Note: Details are only required for a contract in relation to which the interest has changed
Interest acquired
Interest disposed
Value/Consideration Note: If consideration is non-cash, provide details and an estimated valuation
Interest after change
Were the interests in the securities or contracts detailed above traded during a + closed period where prior written clearance was required? No.
If so, was prior written clearance provided to allow the trade to proceed during this period?
If prior written clearance was provided, on what date was this provided?
of Director's Interest Notice
- Direct & Indirect Interests
(a) Description of entities/relationships:
Table 1 - holdings before changes
IHL Ordinary Shares IHL Options
Troy Valentine 2,925,000 ^ 2,994,999 ^^
Ekirtson * 2,875,000 191,667
Tranaj * 10,216,950 681,130
Valplan 3,000,000 200,000
Alignment * 13,194,248 879,617
Cityside 4,440,000 296,000
TOTAL 36,651,198 5,243,413
Table 2 - holdings after changes
IHL Ordinary Shares IHL Options
Troy Valentine 2,925,000 ^* 2,994,999 ^^
Ekirtson * 2,875,000 191,667
Tranaj * 10,216,950 681,130
Valplan 3,000,000 200,000
Alignment * 13,194,248 879,617
Cityside 4,440,000 296,000
TOTAL 36,651,198 5,243,413
* Mr Valentine is not the sole beneficiary of these entities.
^ Of these 2,333,334 Securities issued to KMP as part of remuneration package for FY 21 and 22, subsequent to Shareholder Approval obtained at the General Meeting of the Company on 09 June 2022; with vesting dates as per details in the Notice of Meeting dated 12 May 2022. 466,666 Shares have already vested.
^^ Securities issued to KMP as part of remuneration package for FY 21 and 22, subsequent to Shareholder Approval obtained at the General Meeting of the Company on 09 June 2022; with vesting dates as per details in the Notice of Meeting dated 12 May 2022.
* 933,332 Shares escrowed until 30 June 2023 have been released.
01/01/2011 Appendix 3Y Page 3

Frequently Asked Questions

What securities were released on June 30, 2023?

On June 30, 2023, 3,784,204 IHL ordinary shares for executives and 533,333 for employees were released.

Who are the directors related to these changes?

The changes pertain to directors Joel Latham and Troy Valentine.

How many shares does Joel Latham hold after the changes?

After the changes, Joel Latham holds 20,948,413 IHL ordinary shares.

What was Troy Valentine's change on June 30, 2023?

Troy Valentine acquired 933,332 IHL ordinary shares which were released from escrow.

What type of options does Troy Valentine possess?

Troy Valentine holds 2,800,000 options with various exercise and expiry dates.

Last updated: Jun 30, 2023