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Appendix 3Y Change of Director's Interest Notice Rule 3.19A.2 Appendix 3Y Change of Director's Interest Notice Information or documents not available now must be given to ASX as soon as available. Information and documen

Tuesday, November 17, 2020 4 min read
Key Takeaway: Change of Director's Interest Notice Change of Director's Interest Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX's property and may be made public. Name of Entity: Immuron Limited (ASX:I

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Change of Director's Interest Notice
Change of Director's Interest
Information or documents not available now must be given
to ASX as soon as available. Information and documents given to ASX become ASX's property and may be made public.
Name of Entity: Immuron Limited (ASX:IMC)
ABN: 80 063 114 045
We (the entity) give ASX the following information under listing
rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.
Name of Director: Peter Anastasiou
Date of Last Notice: 21 August 2020
Part 1 - Change of director's relevant interests
In the case of a trust, this includes interests in the trust
made available by the responsible entity of the trust
Note: In the case of a company, interests which come within
paragraph (i) of the definition of "notifiable interest of a director" should be disclosed in this part.
Direct or Indirect Interest a) Indirect b) Direct
Nature of indirect interest (including registered holder) Note: Provide details of the circumstances giving rise to the relevant interest. Director Related Entity
Date of change 13 November 2020
No. of securities held prior to change
Shares Options
Direct - -
Indirect 11,778,269* 14,400*
Total 11,778,269 14,400
* Securities include American Depository Securities (ADSs) and Warrants.
Number acquired
Shares Options
Direct - b) 1,800,000
Indirect a) 468,750 -
Total 468,750 1,800,000
Number disposed
Shares Options
Direct - -
Indirect - -
Total - -
+ See chapter 19 for defined terms. 01/01/2011
Appendix 3Y Page 1
Change of Director's Interest Notice
No. of securities held after change
Shares Options
Direct - 1,800,000
Indirect 12,247,019* 14,400*
Total 12,247,019 1,814,400
* Securities include American Depository Securities (ADSs) and Warrants.
Part 2 - Change of director's interests in contracts
Note: In the case of a company, interests which come within
paragraph (ii) of the definition of "notifiable interest of a director" should be disclosed in this part.
Detail of contract N/A
Nature of interest N/A
Name of registered holder (if issued securities) N/A
Date of change N/A
No. and class of securities to which interest related prior to change Note: Details are only required for a contract in relation to which the interest has changed N/A
Interest acquired N/A
Interest disposed N/A
Value/Consideration Note: If consideration is non-cash, provide details and an estimated valuation N/A
Interest after change N/A
Part 3 - +Closed period
Were the interests in the securities or contracts detailed above traded during a +closed period where prior written clearance was required? No
If so, was prior written clearance provided to allow the trade to proceed during this period? N/A
If prior written clearance was provided, on what date was this provided? N/A
+ See chapter 19 for defined terms. 01/01/2011
Appendix 3Y Page 2
Change of Director's Interest Notice
Change of Director's Interest
Information or documents not available now must be given
to ASX as soon as available. Information and documents given to ASX become ASX's property and may be made public.
Name of Entity: Immuron Limited (ASX:IMC)
ABN: 80 063 114 045
We (the entity) give ASX the following information under listing
rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.
Name of Director: Roger Aston
Date of Last Notice: 23 June 2020
Part 1 - Change of director's relevant interests
In the case of a trust, this includes interests in the trust
made available by the responsible entity of the trust
Note: In the case of a company, interests which come within
paragraph (i) of the definition of "notifiable interest of a director" should be disclosed in this part.
Direct or Indirect Interest Direct
Nature of indirect interest (including registered holder) Note: Provide details of the circumstances giving rise to the relevant interest. -
Date of change 13 November 2020
No. of securities held prior to change
Shares Options
Direct 807,876* -
Indirect - -
Total 807,876 -
* Securities include American Depository Securities (ADSs).
Number acquired
Shares Options
Direct a) 712,500 b) 1,800,000
Indirect - -
Total 712,500 1,800,000
Number disposed
Shares Options
Direct - -
Indirect - -
Total - -
+ See chapter 19 for defined terms. 01/01/2011
Appendix 3Y Page 1
Change of Director's Interest Notice
No. of securities held after change
Shares Options
Direct 1,520,376* 1,800,000
Indirect - -
Total 1,520,376 1,800,000
* Securities include American Depository Securities (ADSs).
Part 2 - Change of director's interests in contracts
Note: In the case of a company, interests which come within
paragraph (ii) of the definition of "notifiable interest of a director" should be disclosed in this part.
Detail of contract N/A
Nature of interest N/A
Name of registered holder (if issued securities) N/A
Date of change N/A
No. and class of securities to which interest related prior to change Note: Details are only required for a contract in relation to which the interest has changed N/A
Interest acquired N/A
Interest disposed N/A
Value/Consideration Note: If consideration is non-cash, provide details and an estimated valuation N/A
Interest after change N/A
Part 3 - +Closed period
Were the interests in the securities or contracts detailed above traded during a +closed period where prior written clearance was required? No
If so, was prior written clearance provided to allow the trade to proceed during this period? N/A
If prior written clearance was provided, on what date was this provided? N/A
+ See chapter 19 for defined terms. 01/01/2011
Appendix 3Y Page 2
Change of Director's Interest Notice
Change of Director's Interest
Information or documents not available now must be given
to ASX as soon as available. Information and documents given to ASX become ASX's property and may be made public.
Name of Entity: Immuron Limited (ASX:IMC)
ABN: 80 063 114 045
We (the entity) give ASX the following information under listing
rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.
Name of Director: Stephen Anastasiou
Date of Last Notice: 21 August 2020
Part 1 - Change of director's relevant interests
In the case of a trust, this includes interests in the trust
made available by the responsible entity of the trust
Note: In the case of a company, interests which come within
paragraph (i) of the definition of "notifiable interest of a director" should be disclosed in this part.
Direct or Indirect Interest Direct
Nature of indirect interest (including registered holder) Note: Provide details of the circumstances giving rise to the relevant interest. -
Date of change 13 November 2020
No. of securities held prior to change
Shares Options
Direct - -
Indirect 4,413,638* 1,308,280*
Total 4,413,638 1,308,280
* Securities include American Depository Securities (ADSs) and Warrants.
Number acquired
Shares Options
Direct a) 468,750 b) 1,800,000
Indirect - -
Total 468,750 1,800,000
Number disposed
Shares Options
Direct - -
Indirect - -
Total - -
+ See chapter 19 for defined terms. 01/01/2011
Appendix 3Y Page 1
Change of Director's Interest Notice
No. of securities held after change
Shares Options
Direct 468,750 1,800,000
Indirect 4,413,638* 1,308,280*
Total 4,882,388 3,108,280
* Securities include American Depository Securities (ADSs) and Warrants.
Part 2 - Change of director's interests in contracts
Note: In the case of a company, interests which come within
paragraph (ii) of the definition of "notifiable interest of a director" should be disclosed in this part.
Detail of contract N/A
Nature of interest N/A
Name of registered holder (if issued securities) N/A
Date of change N/A
No. and class of securities to which interest related prior to change Note: Details are only required for a contract in relation to which the interest has changed N/A
Interest acquired N/A
Interest disposed N/A
Value/Consideration Note: If consideration is non-cash, provide details and an estimated valuation N/A
Interest after change N/A
Part 3 - +Closed period
Were the interests in the securities or contracts detailed above traded during a +closed period where prior written clearance was required? No
If so, was prior written clearance provided to allow the trade to proceed during this period? N/A
If prior written clearance was provided, on what date was this provided? N/A
+ See chapter 19 for defined terms. 01/01/2011
Appendix 3Y Page 2
Change of Director's Interest Notice
Change of Director's Interest
Information or documents not available now must be given
to ASX as soon as available. Information and documents given to ASX become ASX's property and may be made public.
Name of Entity: Immuron Limited (ASX:IMC)
ABN: 80 063 114 045
We (the entity) give ASX the following information under listing
rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.
Name of Director: Daniel Pollock
Date of Last Notice: 23 June 2020
Part 1 - Change of director's relevant interests
In the case of a trust, this includes interests in the trust
made available by the responsible entity of the trust
Note: In the case of a company, interests which come within
paragraph (i) of the definition of "notifiable interest of a director" should be disclosed in this part.
Direct or Indirect Interest a, b & d) Direct c) Restructure of direct and indirect holdings
Nature of indirect interest (including registered holder) Note: Provide details of the circumstances giving rise to the relevant interest. Director Related Entity
Date of change 13 November 2020
No. of securities held prior to change
Shares Options
Direct 204,280* -
Indirect 145,000 -
Total 349,280 -
* Securities include American Depository Securities (ADSs).
Number acquired
Shares Options
Direct a) 618,750 b) 1,800,000
Indirect c) 29,480 -
Total 618,750 1,800,000
Number disposed
Shares Options
Direct c) 29,480 d) 100,000 -
Indirect - -
Total - -
+ See chapter 19 for defined terms. 01/01/2011
Appendix 3Y Page 1
Change of Director's Interest Notice
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Last updated: Nov 17, 2020