Full Press Release Details
Rule 2.7, 3.10.3, 3.10.4, 3.10.5
New Issue Announcement,
Application for Quotation of Additional
Securities and Agreement
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become
ASX s property and may be made public.
Introduced 1/7/96. Origin: Appendix 5. Amended 1/7/98, 1/9/99, 1/7/2000, 30/9/2001,
11/3/2002, 1/1/2003, 24/10/2005.
| Name of Entity: | ||
| Prima BioMed Ltd (ASX: PRR) |
| ABN: | ||
| 90 009 237 889 |
We (the entity) give ASX the following information.
You must complete the relevant sections (attach sheets if there is
| 1 | + Class of + securities issued or to be issued | Unlisted Options (PRRAL) | ||
| 2 | Number of + securities issued or to be issued (if known) or maximum number which may be issued | 1,600,000 | ||
| 3 | Principal terms of the + securities (eg, if options, exercise price and expiry date; if partly paid + securities, the amount outstanding and due dates for payment; if + convertible securities, the conversion price and dates for conversion) | Exercise price of $0.185 on or before 1 August 2015 |
| 4 | Do the + securities rank equally in all respects from the date of allotment with an existing + class of quoted + securities? If the additional securities do not rank equally, please state: the date from which they do the extent to which they participate for the next dividend, (in the case of a trust, distribution) or interest payment the extent to which they do not rank equally, other than in relation to the next dividend, distribution or interest payment | Yes on exercise of options | ||||||
| 5 | Issue price or consideration | Employees services | ||||||
| 6 | Purpose of the issue (If issued as consideration for the acquisition of assets, clearly identify those assets) | Issue options to employees under company s Global Employee Share Option Plan | ||||||
| 7 | Dates of entering + securities into uncertificated holdings or despatch of certificates | 1 st August 2012 | ||||||
| Number | +Class | |||||||
| 8 | Number and + class of all + securities quoted on ASX ( including the securities in clause 2 if applicable) | 1,066,063,388 | Ordinary fully paid shares (PRR) |
+ See chapter 19 for defined terms.
| Number | +Class Options | |||||||||||||||||
| 9 | Number and + class of all + securities not quoted on ASX ( including the securities in clause 2 if applicable) | Amount | Exercise Price | Expiration Date | ASX Code | |||||||||||||
| 1,884,253 | $ | 0.2685 | 9 November 2014 | PRRAS | ||||||||||||||
| 1,884,253 | $ | 0.2360 | 8 December 2014 | PRRAU | ||||||||||||||
| 1,061,411 | $ | 0.2271 | 12 January 2015 | PRRAY | ||||||||||||||
| 1,118,211 | $ | 0.2345 | 12 February 2015 | PRRAW | ||||||||||||||
| 1,075,269 | $ | 0.2277 | 18 March 2015 | PRRAZ | ||||||||||||||
| 500,000 | $ | 0.2500 | 6 May 2015 | PRRAC | ||||||||||||||
| 1,055,011 | $ | 0.2351 | 19 May 2015 | PRRAD | ||||||||||||||
| 32,500,000 | $ | 0.2000 | 6 December 2013 | PRRAL | ||||||||||||||
| 2,000,000 | $ | 0.1000 | 6 December 2014 | PRRAL | ||||||||||||||
| 500,000 | $ | 0.1000 | 26 August 2014 | PRRAL | ||||||||||||||
| 740,741 | $ | 0.3390 | 1 February 2016 | PRRAL | ||||||||||||||
| 100,000 | $ | 0.2790 | 3 November 2014 | PRRAL | ||||||||||||||
| 100,000 | $ | 0.2329 | 3 January 2015 | PRRAL | ||||||||||||||
| 1,600,000 | $ | 0.1850 | 1 August 2015 | PRRAL | ||||||||||||||
| 46,119,149 | Total | |||||||||||||||||
| 10 | Dividend policy (in the case of a trust, distribution policy) on the increased capital (interests) | Unchanged |
+ See chapter 19 for defined terms.
Part 2 - Bonus Issue or Pro Rata Issue
| 11 | Is security holder approval required? | |||
| 12 | Is the issue renounceable or non-renounceable? | |||
| 13 | Ratio in which the + securities will be offered | |||
| 14 | + Class of + securities to which the offer relates | |||
| 15 | + Record date to determine entitlements | |||
| 16 | Will holdings on different registers (or subregisters) be aggregated for calculating entitlements? | |||
| 17 | Policy for deciding entitlements in relation to fractions | |||
| 18 | Names of countries in which the entity has + security holders who will not be sent new issue documents Note: Security holders must be told how their entitlements are to be dealt with. Cross reference: rule 7.7. | |||
| 19 | Closing date for receipt of acceptances or renunciations | |||
| 20 | Names of any underwriters | |||
| 21 | Amount of any underwriting fee or commission | |||
| 22 | Names of any brokers to the issue | |||
| 23 | Fee or commission payable to the broker to the issue | |||
| 24 | Amount of any handling fee payable to brokers who lodge acceptances or renunciations on behalf of + security holders |
+ See chapter 19 for defined terms.
| 25 | If the issue is contingent on + security holders approval, the date of the meeting | |||
| 26 | Date entitlement and acceptance form and prospectus or Product Disclosure Statement will be sent to persons entitled | |||
| 27 | If the entity has issued options, and the terms entitle option holders to participate on exercise, the date on which notices will be sent to option holders | |||
| 28 | Date rights trading will begin (if applicable) | |||
| 29 | Date rights trading will end (if applicable) | |||
| 30 | How do + security holders sell their entitlements in full through a broker? | |||
| 31 | How do + security holders sell part of their entitlements through a broker and accept for the balance? | |||
| 32 | How do + security holders dispose of their entitlements (except by sale through a broker)? | |||
| 33 | + Despatch date |
Part 3 - Quotation of Securities
You need only complete this section if you are applying for quotation of securities
| 34 | Type of securities (tick one) | |||
| (a) | Securities described in Part 1 | |||
| (b) | All other securities Example: restricted securities at the end of the escrowed period, partly paid securities that become fully paid, employee incentive share securities when restriction ends, securities issued on expiry or conversion of convertible securities |
+ See chapter 19 for defined terms.
Entities that have ticked box 34(a)
Additional securities forming a new class of securities
Tick to indicate you are
providing the information or documents
| 35 | If the + securities are + equity securities, the names of the 20 largest holders of the additional + securities, and the number and percentage of additional + securities held by those holders | |||
| 36 | If the + securities are + equity securities, a distribution schedule of the additional + securities setting out the number of holders in the categories 1 - 1,000 1,001 - 5,000 5,001 - 10,000 10,001 - 100,000 100,001 and over | |||
| 37 | A copy of any trust deed for the additional + securities |
Entities that have ticked box 34(b)
| 38 | Number of securities for which + quotation is sought | |||||
| 39 | Class of + securities for which quotation is sought | |||||
| 40 | Do the + securities rank equally in all respects from the date of allotment with an existing + class of quoted + securities? If the additional securities do not rank equally, please state: the date from which they do the extent to which they participate for the next dividend, (in the case of a trust, distribution) or interest payment the extent to which they do not rank equally, other than in relation to the next dividend, distribution or interest payment | |||||
| 41 | Reason for request for quotation now Example: In the case of restricted securities, end of restriction period (if issued upon conversion of another security, clearly identify that other security) | |||||
| Number | + Class | |||||
| 42 | Number and + class of all + securities quoted on ASX ( including the securities in clause 38) |
+ See chapter 19 for defined terms.
entity may need to obtain appropriate warranties from subscribers for the securities in order to be able to give this warranty
| Sign Here: | ||||
| Company Secretary | Date: Monday, 14 th August 2012 | |||
| Print Name: | Ian Bangs |
+ See chapter 19 for defined terms.