TR-1: Standard form for notification of major holdings NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word format if possible) i 1a. Identity of the issuer or the underlying
Wednesday, May 17, 2023 1 min read
Key Takeaway: The article is a standard notification of major holdings by Canada Pension Plan Investment Board regarding HUTCHMED (China) Limited. On May 15, 2023, the board crossed a threshold, holding less than 3% of voting rights. The notification was formally submitted to the FCA on May 17, 2023. This report outlines the details of the shareholding and voting rights as per regulatory requirements.
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TR-1: Standard form for notification of major holdings
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word format if possible) i
1a. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached ii :
HUTCHMED (China) Limited
1b. Please indicate if the issuer is a non-UK issuer (please mark with an "X" if appropriate)
Non-UK issuer
X
2. Reason for the notification (please mark the appropriate box or boxes with an "X")
An acquisition or disposal of voting rights
X
An acquisition or disposal of financial instruments
An event changing the breakdown of voting rights
Other (please specify) iii :
3. Details of person subject to the notification obligation iv
Name
Canada Pension Plan Investment Board
City and country of registered office (if applicable)
Toronto, Canada
4. Full name of shareholder(s) (if different from 3.) v
Name
N/A
City and country of registered office (if applicable)
N/A
5. Date on which the threshold was crossed or reached vi :
15 May 2023
6. Date on which issuer notified (DD/MM/YYYY):
17/05/2023
7. Total positions of person(s) subject to the notification obligation
% of voting rights attached to shares (total of 8. A)
% of voting rights through financial instruments (total of 8.B 1 + 8.B 2)
Total of both in % (8.A + 8.B)
Total number of voting rights held in issuer (8.A + 8.B) vii
Resulting situation on the date on which threshold was crossed or reached
Less than 3%
Position of previous notification (if applicable)
3.17
0.00
3.17
8. Notified details of the resulting situation on the date on which the threshold was crossed or reached viii
A: Voting rights attached to shares
Class/type of shares ISIN code (if possible)
Number of voting rights ix
% of voting rights
Direct (DTR5.1)
Indirect (DTR5.2.1)
Direct (DTR5.1)
Indirect (DTR5.2.1)
Ordinary Shares KYG4672N1198
SUBTOTAL 8. A
Less than 3%
Less than 3%
B 1: Financial Instruments according to DTR5.3.1R (1) (a)
Type of financial instrument
Expiration date x
Exercise/ Conversion Period xi
Number of voting rights that may be acquired if the instrument is exercised/converted.
% of voting rights
SUBTOTAL 8. B 1
B 2: Financial Instruments with similar economic effect according to DTR5.3.1R (1) (b)
Type of financial instrument
Expiration date x
Exercise/ Conversion Period xi
Physical or cash Settlement xii
Number of voting rights
% of voting rights
SUBTOTAL 8.B.2
9. Information in relation to the person subject to the notification obligation (please mark the applicable box with an "X")
Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer xiii
X
Full chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entity (please add additional rows as necessary) xiv
Name xv
% of voting rights if it equals or is higher than the notifiable threshold
% of voting rights through financial instruments if it equals or is higher than the notifiable threshold
Total of both if it equals or is higher than the notifiable threshold
10. In case of proxy voting, please identify:
Name of the proxy holder
N/A
The number and % of voting rights held
N/A
The date until which the voting rights will be held
N/A
11. Additional information xvi
Place of completion
London, UK
Date of completion
16 May 2023
Frequently Asked Questions
Who is the issuer of the notification of major holdings?
The issuer is HUTCHMED (China) Limited.
What date was the threshold for voting rights crossed?
The threshold was crossed on 15 May 2023.
What percentage of voting rights does Canada Pension Plan hold?
Canada Pension Plan holds less than 3% of the voting rights.
When was the issuer notified about the major holdings?