TR-1: Standard form for notification of major holdings NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft W o r d f o rm a t i f po ss i b l e ) i 1a. Identity of the issuer or
Wednesday, July 14, 2021 1 min read
Key Takeaway: TR-1: Standard form for notification of major holdings
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft W o r d f o rm a t i f po ss i b l e ) i 1a. Identity of the issuer or the underlying issuer of existing shares to which voting ri
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TR-1: Standard form for notification of major holdings
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft W o r d f o rm a t i f po ss i b l e ) i
1a. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached ii :
HUTCHMED (China) Limited
1b. Please indicate if the issuer is a non-UK issuer (please mark with an "X" if appropriate)
Non-UK issuer
X
2. Reason for the notification (please mark the appropriate box or boxes with an "X")
An acquisition or disposal of voting rights
X
An acquisition or disposal of financial instruments
An event changing the breakdown of voting rights
Other (please specify) iii :
3 . D e t a ils o f pe r so n s u b j ec t to t h e no t i f i ca t i o n ob l i ga t i on iv
Name
Jean Eric Salata
City and country of registered office (if applicable)
N/A
4 . F u ll na me o f sha r e h o l de r( s ) ( i f d i f f e r en t fr o m 3 .) v
Name
City and country of registered office (if applicable)
5. Date on which the threshold was crossed or reached vi :
30 June 2021
6. Date on which issuer notified (DD/MM/YYYY):
13 July 2021
7. Total positions of person(s) subject to the notification obligation
% of voting rights attached to shares (total of 8. A)
% of voting rights through financial in- struments (total of 8.B 1 + 8.B 2)
Total of both in % (8.A + 8.B)
Total number of voting rights held in issuer (8.A + 8.B) vii
Resulting situation on the date on which threshold was crossed or reached
3.06%
25,993,445
Position of previous notification (if applicable)
8. Notified details of the resulting situation on the date on which the threshold was crossed or r eache d v iii
A: Voting rights attached to shares
Class/type of shares ISIN code (if possible)
Number of voting rights ix
% of voting rights
Direct (DTR5.1)
Indirect (DTR5.2.1)
Direct (DTR5.1)
Indirect (DTR5.2.1)
Ordinary Shares KYG4672N1198
25,993,445
3.06%
SUBTOTAL 8. A
25,993,445
3.06%
B 1: Financial Instruments according to DTR5.3.1R (1) (a)
Type of financial instrument
Expiration date x
Exercise/ Conversion Period xi
Number of voting rights that may be acquired if the instrument is exercised/converted.
% of voting rights
SUBTOTAL 8. B 1
B 2: Financial Instruments with similar economic effect according to DTR5.3.1R (1) (b)
Type of financial instrument
Expiration date x
Exercise/ Conversion Period xi
Physical or cash settlement xii
Number of voting rights
% of voting rights
SUBTOTAL 8.B.2
a m e xv
9. Information in relation to the person subject to the notification obligation (please mark the applicable box with an "X")
Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer xiii
Full chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entity (please add additional rows as necessary) xiv
X
N a m e xv
% of voting rights if it equals or is higher than the notifiable threshold
% of voting rights through financial in- struments if it equals or is higher than the notifiable threshold
Total of both if it equals or is higher than the notifiable threshold
Chain 1: Jean Eric Salata
3.06%
3.06%
Baring Private Equity Asia GP VII Limited
3.06%
3.06%
Baring Private Equity Asia GP VII, L.P.
3.06%
3.06%
The Baring Asia Private Equity Fund VII, L.P.
3.06%
3.06%
Baring Private Equity Asia Fund VII Limited
3.06%
3.06%
Rhapso Holding Limited
Less than 3%
Less than 3%
Rhapso Limited
Less than 3%
Less than 3%
Chain 2: Jean Eric Salata
3.06%
3.06%
Baring Private Equity Asia GP VII Limited
3.06%
3.06%
Baring Private Equity Asia GP VII, L.P.
3.06%
3.06%
The Baring Asia Private Equity Fund VII, L.P.
3.06%
3.06%
Baring Private Equity Asia Fund VII Limited
3.06%
3.06%
Pachytene Holding Limited
Less than 3%
Less than 3%
Pachytene Limited
Less than 3%
Less than 3%
10. In case of proxy voting, please identify:
Name of the proxy holder
The number and % of voting rights held
The date until which the voting rights will be held