TR-1: Standard form for notification of major holdings NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft W o r d f o rm a t i f po ss i b l e ) i 1a. Identity of the issuer or
Wednesday, July 8, 2020 1 min read
Key Takeaway: TR-1: Standard form for notification of major holdings
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft W o r d f o rm a t i f po ss i b l e ) i 1a. Identity of the issuer or the underlying issuer of existing shares to which voting ri
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TR-1: Standard form for notification of major holdings
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft W o r d f o rm a t i f po ss i b l e ) i
1a. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached ii :
Hutchison China MediTech Limited; Legal Entity Identifier: 2138006X34YDQ6OBYE79
1b. Please indicate if the issuer is a non-UK issuer (please mark with an "X" if appropriate)
Non-UK issuer
X
2. Reason for the notification (please mark the appropriate box or boxes with an "X")
An acquisition or disposal of voting rights
X
An acquisition or disposal of financial instruments
An event changing the breakdown of voting rights
Other (please specify) iii :
3 . D e t a ils o f pe r so n s u b j ec t to t h e no t i f i ca t i o n ob l i ga t i on iv
Name
Mitsui & Co., Ltd.
City and country of registered office (if applicable)
Tokyo, Japan
4 . F u ll na me o f sha r e h o l de r( s ) ( i f d i f f e r en t fr o m 3 .) v
Name
City and country of registered office (if applicable)
5. Date on which the threshold was crossed or reached vi :
06/07/2020
6. Date on which issuer notified (DD/MM/YYYY):
08/07/2020
7. Total positions of person(s) subject to the notification obligation
% of voting rights attached to shares (total of 8. A)
% of voting rights through financial in- struments (total of 8.B 1 + 8.B 2)
Total of both in % (8.A + 8.B)
Total number of voting rights of issuer vii
Resulting situation on the date on which threshold was crossed or reached
2.9 2 %
2.9 2 %
710,574,765
Position of previous notification (if applicable)
3.96% (dated 12 December 2018)
-
3 .96 %
8. Notified details of the resulting situation on the date on which the threshold was crossed or r eache d v iii
A: Voting rights attached to shares
Class/type of shares ISIN code (if possible)
Number of voting rights ix
% of voting rights
Direct (Art 9 of Directive 2004/109/EC) (DTR5.1)
Indirect (Art 10 of Directive 2004/109/EC) (DTR5.2.1)
Direct (Art 9 of Directive 2004/109/EC) (DTR5.1)
Indirect (Art 10 of Directive 2004/109/EC) (DTR5.2.1)
Ordinary Shares (KYG4672N1016) and American Depositary Shares (US44842L1035)
20, 742 ,325
-
2.92%
-
SUBTOTAL 8. A
20, 742 ,325
2.92%
B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a))
Type of financial instrument
Expiration date x
Exercise/ Conversion Period xi
Number of voting rights that may be acquired if the instrument is exercised/converted.
% of voting rights
SUBTOTAL 8. B 1
B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b))
Type of financial instrument
Expiration date x
Exercise/ Conversion Period xi
Physical or cash settlement xii
Number of voting rights
% of voting rights
SUBTOTAL 8.B.2
a m e xv
9. Information in relation to the person subject to the notification obligation (please mark the applicable box with an "X")
Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer xiii
X
Full chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entity xiv (please add additional rows as necessary)
N a m e xv
% of voting rights if it equals or is higher than the notifiable threshold
% of voting rights through financial in- struments if it equals or is higher than the notifiable threshold
Total of both if it equals or is higher than the notifiable threshold
10. In case of proxy voting, please identify:
Name of the proxy holder
The number and % of voting rights held
The date until which the voting rights will be held