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Interim Report for the Nine Months Ended

Key Takeaway: Interim Report for the Nine Months Ended September 30, 2019 November 6, 2019; Copenhagen, Denmark; Interim Report for the First Nine Months Ended September 30, 2019 Genmab made excellent progress across many areas of the business during the third quarter of 2019. Of key signif

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Interim Report for the Nine Months Ended September 30, 2019
November 6, 2019; Copenhagen, Denmark;
Interim Report for the First Nine Months Ended September 30, 2019
Genmab made excellent progress across many areas of the business during the third quarter of 2019. Of key significance was the completion of our public offering of American Depositary Shares and listing on the Nasdaq Global Select Market in the U.S. Genmab's status as a dual listed company both increases our visibility as an innovation powerhouse and provides additional support for the development of our exciting pipeline of antibody product candidates, said Jan van de Winkel, Ph.D., Chief Executive Officer of Genmab. Over the past three months advances to this pipeline included positive data readouts for ofatumumab in relapsing multiple sclerosis and daratumumab in multiple myeloma, regulatory submissions for daratumumab and teprotumumab and additional approvals for daratumumab in the U.S. and Asia. In addition, we entered into new strategic collaborations with companies such as Tempus and BliNK Biomedical, which will allow us to expand our pipeline in new directions as Genmab continues to move towards our goal of transforming cancer treatment.
Financial Performance First Nine Months of 2019
Genmab A/S Tel: +45 7020 2728 Company Announcement no. 53
Kalvebod Brygge 43 Fax: +45 7020 2729 Page 1/44
1560 Copenhagen V, Denmark www.genmab.com CVR no. 2102 3884
Interim Report for the Nine Months Ended September 30, 2019
Genmab is improving its 2019 financial guidance published on August 14, 2019 mainly due to positive foreign exchange movements between the USD and DKK resulting in increased milestone income and royalties on sales of DARZALEX.
Revised Previous
MDKK Guidance Guidance
Revenue 5,100 4,800
Operating expenses (2,750) (2,750)
Operating income 2,350 2,050
Genmab will hold a conference call in English to discuss the results for the first nine months of 2019 today, Wednesday, November 6, at 6:00 pm CET, 5:00 pm GMT or 12:00 pm EST. To join the call dial
+1 631 510 7495 (U.S. participants) or +44 2071 928000 (international participants) and provide conference code 7996106.
A live and archived webcast of the call and relevant slides will be available at www.genmab.com.
Marisol Peron, Corporate Vice President, Communications & Investor Relations
T: +1 609 524 0065; E: mmp@genmab.com
For Investor Relations:
Andrew Carlsen, Senior Director, Investor Relations
T: +45 3377 9558; E: acn@genmab.com
Genmab A/S Tel: +45 7020 2728 Company Announcement no. 53
Kalvebod Brygge 43 Fax: +45 7020 2729 Page 2/44
1560 Copenhagen V, Denmark www.genmab.com CVR no. 2102 3884
Interim Report for the Nine Months Ended September 30, 2019
CONSOLIDATED KEY FIGURES 4
OUTLOOK 5
KEY 2019 PRIORITIES 6
PRODUCT PIPELINE 7
PRODUCT PIPELINE AND TECHNOLOGY PROGRESS FIRST NINE MONTHS OF 2019 7
SIGNIFICANT RISKS AND UNCERTAINTIES 20
FINANCIAL REVIEW 21
STATEMENT OF COMPREHENSIVE INCOME FOR THE 3RD QUARTER OF 2019 25
STATEMENT OF COMPREHENSIVE INCOME FOR THE NINE MONTHS ENDED SEPTEMBER 30, 2019 26
BALANCE SHEET 27
STATEMENT OF CASH FLOWS 28
STATEMENT OF CHANGES IN EQUITY 29
NOTES TO THE FINANCIAL STATEMENTS 30
ABOUT GENMAB 43
DIRECTORS' AND MANAGEMENT'S STATEMENT ON THE INTERIM REPORT 44
Genmab A/S Tel: +45 7020 2728 Company Announcement no. 53
Kalvebod Brygge 43 Fax: +45 7020 2729 Page 3/44
1560 Copenhagen V, Denmark www.genmab.com CVR no. 2102 3884
Interim Report for the Nine Months Ended September 30, 2019
CONSOLIDATED KEY FIGURES
3rd Quarter of 3rd Quarter of 9 Months Ended 9 Months Ended Full Year
2019 2018* September 30, 2019 September 30, 2018* 2018*
DKK'000 DKK'000 DKK'000 DKK'000 DKK'000
Income Statement
Revenue 1,039,844 598,597 2,404,767 1,789,284 3,025,137
Research and development expenses (607,886) (343,242) (1,717,342) (974,682) (1,431,159)
General and administrative expenses (81,225) (55,182) (225,449) (155,340) (213,695)
Operating expenses (689,111) (398,424) (1,942,791) (1,130,022) (1,644,854)
Operating result 350,733 200,173 461,976 659,262 1,380,283
Net financial items 348,546 30,425 441,853 162,216 231,688
Net result 537,047 179,175 694,141 638,276 1,472,141
Balance Sheet
Cash position** 11,116,849 5,895,423 11,116,849 5,895,423 6,106,094
Non-current assets 1,074,001 831,752 1,074,001 831,752 1,027,974
Assets 13,330,303 7,403,733 13,330,303 7,403,733 8,460,999
Shareholders' equity 12,514,631 7,079,169 12,514,631 7,079,169 8,014,360
Share capital 64,989 61,490 64,989 61,490 61,498
Investments in intangible and tangible assets 46,573 408,754 82,147 456,545 477,366
Cash Flow Statement
Cash flow from operating activities 319,068 211,741 1,151,094 810,688 1,014,786
Cash flow from investing activities (46,241) (414,402) (832,323) (1,201,093) (1,777,553)
Cash flow from financing activities 3,637,030 12,900 3,652,648 (72,611) (70,901)
Cash and cash equivalents 4,643,035 896,074 4,643,035 896,074 532,907
Cash position increase/(decrease) 4,165,896 (175,512) 5,010,755 472,686 683,357
Financial Ratios
Basic net result per share 8.38 2.92 11.14 10.43 24.03
Diluted net result per share 8.28 2.89 11.03 10.29 23.73
Period-end share market price 1,390.50 1,010.00 1,390.50 1,010.00 1,067.50
Price / book value 7.22 8.77 7.22 8.77 8.19
Shareholders' equity per share 192.57 115.13 192.57 115.13 130.32
Equity ratio 94 % 96 % 94 % 96 % 95 %
Average number of employees (FTE***) 514 334 458 297 313
Number of employees at the end of the period 533 349 533 349 377
* As disclosed in note 1 of the financial statements, prior period amounts have not been adjusted under the modified retrospective method to adopt IFRS 16 as of January 1, 2019
** Cash, cash equivalents, and marketable securities.
*** Full-time equivalent
The figures and financial ratios have been prepared on a consolidated basis. The financial ratios have been calculated in accordance with the recommendations of the Association of Danish Financial Analysts (2017) and key figures in accordance with IFRS.
Genmab A/S Tel: +45 7020 2728 Company Announcement no. 53
Kalvebod Brygge 43 Fax: +45 7020 2729 Page 4/44
1560 Copenhagen V, Denmark www.genmab.com CVR no. 2102 3884
Interim Report for the Nine Months Ended September 30, 2019
Revised Previous
MDKK Guidance Guidance
Revenue 5,100 4,800
Operating expenses (2,750) (2,750)
Operating income 2,350 2,050
Genmab is improving its 2019 financial guidance published on August 14, 2019 mainly due to positive foreign exchange movements between the USD and DKK resulting in increased milestone income and royalties on sales of DARZALEX.
We expect our 2019 revenue to be approximately DKK 5,100 million, an increase of DKK 300 million compared to the previous guidance. Our projected revenue for 2019 primarily consists of DARZALEX royalties of DKK 3,000 million, an increase of DKK 115 million from the previous guidance due to positive impact of USD/DKK exchange rate movements. The DARZALEX royalties are based on estimated net sales of USD 3.0 billion in 2019. We project DARZALEX milestones of approximately DKK 1,675 million driven by commercial net-sales based milestones of USD 100 million and USD 150 million, for achieving net-sales in a calendar year of USD 2.5 billion and USD 3.0 billion respectively, an increase of DKK 175 million from the previous guidance mainly due to positive impact of USD/DKK exchange rate movements. The remainder of the revenue consists of cost reimbursement income, Arzerra royalties, and DuoBody milestones.
We anticipate that our 2019 operating expenses will be approximately DKK 2,750 million driven by the advancement of our product pipeline and addition of new projects.
We now expect the operating income to be approximately DKK 2,350 million in 2019, an increase of DKK 300 million compared to the previous guidance.
Outlook: Risks and Assumptions
In addition to factors already mentioned, the estimates above are subject to change due to numerous reasons, including but not limited to the achievement of certain milestones associated with our collaboration agreements; the timing and variation of development activities (including activities carried out by our collaboration partners) and related income and costs; DARZALEX sales and corresponding royalties to Genmab; and currency exchange rates. The financial guidance assumes that no significant agreements are entered during 2019 that could materially affect the results.
Genmab A/S Tel: +45 7020 2728 Company Announcement no. 53
Kalvebod Brygge 43 Fax: +45 7020 2729 Page 5/44
1560 Copenhagen V, Denmark www.genmab.com CVR no. 2102 3884
Interim Report for the Nine Months Ended September 30, 2019
Priority Targeted Milestones
Daratumumab U.S. FDA decision on Phase III MAIA multiple myeloma (MM) submission U.S. FDA decision on Phase III CASSIOPEIA MM submission Phase III COLUMBA MM subcutaneous daratumumab safety and efficacy analysis
Ofatumumab Phase III ASCLEPIOS I & II relapsing multiple sclerosis subcutaneous ofatumumab study completion and reporting
Tisotumab vedotin Phase II innovaTV 204 tisotumab vedotin recurrent / metastatic cervical cancer study enrollment complete by mid-year
Innovative pipeline * Phase II enapotamab vedotin expansion cohort efficacy analysis Phase I/II HexaBody -DR5/DR5 initial clinical data Phase I/II DuoBody-CD3xCD20 clinical data dose escalation cohorts File INDs or CTAs for 3 new products
*Initial data now anticipated in 2020. A status update will be available in 2019.
Genmab A/S Tel: +45 7020 2728 Company Announcement no. 53
Kalvebod Brygge 43 Fax: +45 7020 2729 Page 6/44
1560 Copenhagen V, Denmark www.genmab.com CVR no. 2102 3884
Interim Report for the Nine Months Ended September 30, 2019
Our own and partnered product pipeline consists of eighteen antibodies in clinical development, including two marketed partnered products, and approximately 20 in-house and partnered pre-clinical programs. An overview of the development status of each of our products is provided in the following sections. Detailed descriptions of dosing, efficacy and safety data from certain clinical trials have been disclosed in company announcements and media releases published via the Nasdaq Copenhagen stock exchange and may also be found in Genmab's filings with the U.S. Securities and Exchange Commission (SEC). Additional information is available on Genmab's website, www.genmab.com.
PRODUCT PIPELINE AND TECHNOLOGY PROGRESS FIRST NINE MONTHS OF 2019
Marketed Partnered Products
DARZALEX (daratumumab) First CD38 Antibody Approved in the World
DARZALEX (daratumumab) intravenous infusion is indicated for the treatment of adult patients:
Jurisdiction Approval Key Underlying Clinical Trial(s)
United States
Relapsed / Refractory MM
November 2015 Monotherapy for patients who have received at least three prior lines of therapy, including a PI and an immunomodulatory agent, or who are double refractory to a PI and an immunomodulatory agent SIRIUS (MMY2002)
Genmab A/S Tel: +45 7020 2728 Company Announcement no. 53
Kalvebod Brygge 43 Fax: +45 7020 2729 Page 7/44
1560 Copenhagen V, Denmark www.genmab.com CVR no. 2102 3884
Interim Report for the Nine Months Ended September 30, 2019
November 2016 In combination with Rd or Vd, for patients who have received at least one prior therapy CASTOR (MMY3004); POLLUX (MMY3003)
June 2017 In combination with Pom-d for patients who have received at least two prior therapies, including lenalidomide and a PI EQUULEUS (MMY1001)
Frontline MM
May 2018 In combination with VMP for newly diagnosed patients who are ineligible for ASCT ALCYONE (MMY3007)
June 2019 In combination with Rd for newly diagnosed patients who are ineligible for ASCT MAIA (MMY3008)
September 2019 In combination with VTd for newly diagnosed patients who are eligible for ASCT CASSIOPEIA (MMY3006)
Split Dosing Regimen
February 2019 Option to split first infusion over two consecutive days EQUULEUS (MMY1001)
European Union
Relapsed / Refractory MM
April 2016 Monotherapy for patients whose prior therapy included a PI and an immunomodulatory agent and who have demonstrated disease progression on the last therapy SIRIUS (MMY2002)
February 2017 In combination with Rd or Vd for patients who have received at least one prior therapy CASTOR (MMY3004); POLLUX (MMY3003)
Frontline MM
July 2018 In combination with VMP for newly diagnosed patients who are ineligible for ASCT ALCYONE (MMY3007)
Split Dosing Regimen
December 2018 Option to split first infusion over two consecutive days EQUULEUS (MMY1001)
Japan
Relapsed / Refractory MM
September 2017 In combination with Rd or Vd CASTOR (MMY3004); POLLUX (MMY3003)
Frontline MM
August 2019 In combination with VMP for newly diagnosed patients ineligible for ASCT ALCYONE (MMY3007)
PI = proteasome inhibitor; Rd = lenalidomide and dexamethasone; Vd = bortezomib and dexamethasone; VMP = bortezomib, melphalan and prednisone; VTd = bortezomib, thalidomide and dexamethasone; ASCT = autologous stem cell transplant; Pom-d = pomalidomide and dexamethasone
Genmab A/S Tel: +45 7020 2728 Company Announcement no. 53
Kalvebod Brygge 43 Fax: +45 7020 2729 Page 8/44
1560 Copenhagen V, Denmark www.genmab.com CVR no. 2102 3884
Interim Report for the Nine Months Ended September 30, 2019
The warnings and precautions for DARZALEX include infusion reactions, interference with serological testing and interference with determination of complete response. The most frequently reported adverse reactions (incidence 20%) in clinical trials were: infusion reactions, neutropenia, thrombocytopenia, fatigue, nausea, diarrhea, constipation, vomiting, muscle spasms, arthralgia, back pain, pyrexia, chills, dizziness, insomnia, cough, dyspnea, peripheral edema, peripheral sensory neuropathy and upper respiratory tract infection.
Please consult the full U.S. Prescribing information and the full European Summary of Product Characteristics for all the labeled safety information for DARZALEX.
Third Quarter Update
Genmab A/S Tel: +45 7020 2728 Company Announcement no. 53
Kalvebod Brygge 43 Fax: +45 7020 2729 Page 9/44
1560 Copenhagen V, Denmark www.genmab.com CVR no. 2102 3884
Interim Report for the Nine Months Ended September 30, 2019
Genmab A/S Tel: +45 7020 2728 Company Announcement no. 53
Kalvebod Brygge 43 Fax: +45 7020 2729 Page 10/44
1560 Copenhagen V, Denmark www.genmab.com CVR no. 2102 3884
Interim Report for the Nine Months Ended September 30, 2019
Daratumumab Development Covering All States of Multiple Myeloma Key Ongoing Trials
Genmab A/S Tel: +45 7020 2728 Company Announcement no. 53
Kalvebod Brygge 43 Fax: +45 7020 2729 Page 11/44
1560 Copenhagen V, Denmark www.genmab.com CVR no. 2102 3884
Interim Report for the Nine Months Ended September 30, 2019
Daratumumab Development Beyond Multiple Myeloma
Arzerra (ofatumumab) Our First Marketed Product
In the U.S., Arzerra solution for infusion is approved for use in combination with chlorambucil for the treatment of previously untreated patients with CLL for whom fludarabine-based therapy is considered inappropriate; for use in combination with fludarabine and cyclophosphamide (FC) for the treatment of patients with relapsed CLL; and for extended treatment of patients who are in complete or partial response after at least two lines of therapy for recurrent or progressive CLL. It is also indicated as monotherapy for the treatment of patients with CLL who are refractory to fludarabine and alemtuzumab.
In 2019, the marketing authorization for Arzerra was withdrawn in the EU and several other territories. Arzerra is commercially available in Japan as well as in the U.S. and certain other territories.
The overall safety profile of Arzerra in CLL is based on exposure in clinical trials and the post-marketing setting. The most common side effects for Arzerra include adverse events associated with infusion reactions, cytopenias, and infections (lower respiratory tract infection, including pneumonia, upper respiratory tract infection, sepsis, including neutropenic sepsis and septic shock, herpes viral infection, and urinary tract infection).
Please consult the full U.S. Prescribing information, including Boxed Warning for all the labeled safety information for Arzerra.
Ofatumumab (OMB157) - Potential in Relapsing Multiple Sclerosis
Ofatumumab is a human IgG1k mAb that targets an epitope on the CD20 molecule encompassing parts of the small and large extracellular loops. A subcutaneous formulation of ofatumumab is being
Genmab A/S Tel: +45 7020 2728 Company Announcement no. 53
Kalvebod Brygge 43 Fax: +45 7020 2729 Page 12/44
1560 Copenhagen V, Denmark www.genmab.com CVR no. 2102 3884
Interim Report for the Nine Months Ended September 30, 2019
investigated in two Phase III clinical studies in RMS. The studies compare the efficacy and safety of subcutaneous ofatumumab versus teriflunomide in patients with relapsing MS and are comprised of approximately 900 patients each. A Phase III study examining the long-term safety, tolerability and effectiveness of ofatumumab in patients with relapsing MS who participated in a previous study is also ongoing as is a study to evaluate the bioequivalence of 20mg of subcutaneous ofatumumab injected by either pre-filled syringe or autoinjector in adult relapsing MS patients.
Third Quarter Update
Proprietary Products in Development*
*Certain products in co-development, partners as indicated
Genmab A/S Tel: +45 7020 2728 Company Announcement no. 53
Kalvebod Brygge 43 Fax: +45 7020 2729 Page 13/44
1560 Copenhagen V, Denmark www.genmab.com CVR no. 2102 3884
Interim Report for the Nine Months Ended September 30, 2019
Tisotumab vedotin A Next Generation Therapeutic
Tisotumab vedotin is an ADC targeted to tissue factor (TF), a protein involved in tumor signaling and angiogenesis. Based on its high expression on many solid tumors and its rapid internalization, TF is a suitable target for an ADC approach. Tisotumab vedotin is in clinical development for solid tumors. Tisotumab vedotin is being co-developed by Genmab and Seattle Genetics, under an agreement in which the companies share all costs and profits for the product on a 50:50 basis.
Third Quarter Update
Enapotamab vedotin (HuMax-AXL-ADC) A First-in-Class ADC
Enapotamab vedotin is an ADC targeted to AXL, a signaling molecule expressed on many solid cancers and implicated in tumor biology. Enapotamab vedotin is fully owned by Genmab and the ADC technology used with enapotamab vedotin was licensed from Seattle Genetics. A Phase I/II clinical study of enapotamab vedotin for multiple types of solid tumors is ongoing.
Third Quarter Update
HexaBody-DR5/DR5 (GEN1029) First HexaBody Program in Clinical Development
HexaBody-DR5/DR5 is a product comprising a mixture of two non-competing HexaBody molecules that target two distinct epitopes on death receptor 5 (DR5), a cell surface receptor that mediates a process called programmed cell death. Increased expression of DR5 has been reported in several types of tumors. A Phase I/II clinical trial in solid tumors was on a brief partial clinical hold for discussions with the U.S. FDA. This partial hold has been lifted and the dose escalation part of the trial is ongoing.
Genmab A/S Tel: +45 7020 2728 Company Announcement no. 53
Kalvebod Brygge 43 Fax: +45 7020 2729 Page 14/44
1560 Copenhagen V, Denmark www.genmab.com CVR no. 2102 3884
Interim Report for the Nine Months Ended September 30, 2019
DuoBody-CD3xCD20 (GEN3013) A Proprietary Bispecific Antibody
DuoBody-CD3xCD20 is a proprietary bispecific antibody created using Genmab's DuoBody technology. DuoBody-CD3xCD20 targets CD3, which is expressed on T-cells, and CD20, a clinically well-validated target. A Phase I/II clinical study of DuoBody-CD3xCD20 in B-cell malignancies is ongoing.
DuoBody-PD-L1x4-1BB (GEN1046) Potential in Solid Tumors
DuoBody-PD-L1x4-1BB (GEN1046) is a proprietary bispecific antibody, jointly owned by Genmab and BioNTech, created using Genmab's DuoBody technology. It is being co-developed by Genmab and BioNTech under an agreement in which the companies share all future costs and profits for the product on a 50:50 basis. DuoBody-PD-L1x4-1BB targets PD-L1 and 4-1BB, selected to block inhibitory PD-1 / PD-L1 axis and simultaneously activate essential co-stimulatory activity via 4-1BB using inert DuoBody antibody format. A Phase I/II clinical study of DuoBody-PD-L1x4-1BB in solid tumors is ongoing.
DuoBody-CD40x4-1BB (GEN1042) New in the Clinic
DuoBody-CD40x4-1BB (GEN1042) is a proprietary bispecific antibody, jointly owned by Genmab and BioNTech, created using Genmab's DuoBody technology. It is being co-developed by Genmab and BioNTech under an agreement in which the companies share all future costs and profits for the product on a 50:50 basis. CD40 and 4-1BB were selected as targets to enhance both dendritic cells (DC) and antigen-dependent T-cell activation, using an inert DuoBody format. A Phase I/II clinical study of DuoBody-CD40 x4-1BB in solid tumors is ongoing.
Third Quarter Update
Genmab A/S Tel: +45 7020 2728 Company Announcement no. 53
Kalvebod Brygge 43 Fax: +45 7020 2729 Page 15/44
1560 Copenhagen V, Denmark www.genmab.com CVR no. 2102 3884
Interim Report for the Nine Months Ended September 30, 2019
Last updated: Nov 6, 2019