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SECURITIES PURCHASE AGREEMENT This Securities Purchase Agreement (this “ Agreement ” ) is dated as of

Key Takeaway: SECURITIES PURCHASE AGREEMENT Securities Purchase Agreement (this Agreement ) is dated as of November 3, 2017, between ChromaDex Corporation, a Delaware corporation (the Company ), and each purchaser identified on the signature pages hereto (each, including its successors an

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SECURITIES PURCHASE AGREEMENT
Securities Purchase Agreement (this Agreement )
is dated as of November 3, 2017, between ChromaDex Corporation, a
Delaware corporation (the Company ),
and each purchaser identified on the signature pages hereto (each,
including its successors and assigns, a Purchaser
and collectively the Purchasers ).
the terms and conditions set forth in this Agreement, the Company
desires to issue and sell to each Purchaser, and each Purchaser,
severally and not jointly, desires to purchase from the Company,
securities of the Company as more fully described in this
Company and each Purchaser intend to enter into a registration
rights agreement (the Registration Rights
shall provide for, among other things, the terms and conditions
upon which the Shares shall be registered for re-sale under the
THEREFORE, IN CONSIDERATION of the mutual covenants contained in
this Agreement, and for other good and valuable consideration the
receipt and adequacy of which are hereby acknowledged, the Company
and each Purchaser agree as follows:
addition to the terms defined elsewhere in this Agreement, for all
purposes of this Agreement, the following terms have the meanings
set forth in this Section 1.1:
the meaning ascribed to such term in Section 4.4.
shall have the meaning ascribed to such term in Section
means any Person that, directly or indirectly through one or more
intermediaries, controls or is controlled by or is under common
control with a Person, as such terms are used in and construed
under Rule 405 under the Securities Act.
the board of directors of the Company.
except any Saturday, any Sunday, any day which is a federal legal
holiday in the United States or any day on which banking
institutions in the State of New York are authorized or required by
law or other governmental action to close.
occurrence, in a single transaction or in a series of related
transactions, of any one or more of the following events: (i) any
person (as such term is used in Section
13(d) and 14(d) of the Exchange Act (as defined below)) becomes the
owner (as defined in
Rule 13d-3 of the Exchange Act), directly or indirectly, of
securities of the Company representing more than fifty percent
(50%) of the combined voting power of the Company's then outstanding securities other
than by virtue of a merger, consolidation or similar transaction;
(ii) the consummation of a merger or consolidation of the Company
with or into another entity or any other corporate reorganization
(or similar transaction), if more than fifty percent (50%) of the
combined voting power of the continuing or surviving
outstanding immediately after such merger, consolidation or other
reorganization (or similar transaction) is owned by persons who
were not stockholders of the Company immediately prior to such
merger, consolidation or other reorganization; or (iii) the
consummation of a sale, transfer or other disposition of all or
substantially all of the Company's assets.
means the closing of the purchase and sale of the Shares pursuant
date on which the Closing is consummated.
means the United States Securities and Exchange
common stock of the Company, par value $0.001 per share, and any
other class of securities into which such securities may hereafter
be reclassified or changed.
any securities of the Company or the Subsidiaries which would
entitle the holder thereof to acquire at any time Common Stock,
including, without limitation, any debt, preferred stock, right,
option, warrant or other instrument that is at any time convertible
into or exercisable or exchangeable for, or otherwise entitles the
holder thereof to receive, Common Stock.
Cooley LLP, with offices located at 4401 Eastgate Mall, San Diego,
employee benefit plan within the meaning of Section 3(3) of ERISA
whether or not subject to ERISA; (B) stock option plans, stock
purchase plans, bonus or incentive award plans, severance pay
plans, programs or arrangements, deferred compensation arrangements
or agreements, employment agreements, executive compensation plans,
programs, agreements or arrangements, change in control plans,
programs or arrangements, supplemental income arrangements,
vacation plans, and all other employee benefit plans, agreements,
and arrangements, not described in (A) above; and (C) plans or
arrangements providing compensation to employee and non-employee
directors, in each case in which the Company or any ERISA Affiliate
sponsors, contributes to, or provides benefits under or through
such plan, or has any obligation to contribute to or provide
benefits under or through such plan, or if such plan provides
benefits to or otherwise covers any current or former employee,
officer or director of the Company or any ERISA Affiliate (or their
spouses, dependents, or beneficiaries).
any share, capital stock, partnership, limited liability company,
member or similar equity interest or voting right in any Person,
and any option, warrant, right (including conversion, stock
appreciation, put, call, redemption, repurchase or similar rights),
security (including debt securities), commitment, obligation,
agreement or arrangement that is convertible, exchangeable or
exercisable into or for, or give any Person a right to subscribe
for or acquire, or whose value is linked to or based upon, any such
share, capital stock, partnership, limited liability company,
member or similar equity interest or voting right.
means the Employee Retirement Income Security Act of 1974, as
any entity that would have ever been considered a single employer
with the Company under Section 4001(b) of ERISA or part of the same
group as the Company for
purposes of Section 302(d)(3) of ERISA.
the meaning ascribed to such term in Section 3.1(r).
Securities Exchange Act of 1934, as amended, and the rules and
regulations promulgated thereunder.
Last updated: Nov 3, 2017