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Proposed issue of securities Update Summary Entity name ALTERITY THERAPEUTICS LIMITED Announcement Type Update to previous announcement Date of this announcement 5/1/2024 Reason for update to a previous announcement Prop

Key Takeaway: ALTERITY THERAPEUTICS LIMITED has provided an update on a proposed issue of securities, which has been approved by shareholders at an extraordinary general meeting held on December 29, 2023. The announcement outlines the compliance with ASX Listing Rules and details regarding the terms under which the new securities will be issued. This update is part of their ongoing efforts to facilitate capital raising through existing and new securities.

Market Sentiment Analysis

POSITIVE FACTORS

  • Proposed issue of securities approved by shareholders.
  • Potential for raising capital through the securities purchase plan.

Full Press Release Details

ALTERITY THERAPEUTICS LIMITED
Update to previous announcement
Date of this announcement
Reason for update to a
previous announcement
Refer to next page for full details of the announcement
ALTERITY THERAPEUTICS LIMITED
We (the entity named above) give ASX the following
information about a proposed issue of +securities and, if ASX agrees to +quote any of the +securities (including any rights) on a +deferred
settlement basis, we agree to the matters set out in Appendix 3B of the ASX Listing Rules.
If the +securities are being offered under a +disclosure
document or +PDS and are intended to be quoted on ASX, we also apply for quotation of all of the +securities that may be issued under
the +disclosure document or +PDS on the terms set out in Appendix 2A of the ASX Listing Rules (on the understanding that once the final
number of +securities issued under the +disclosure document or +PDS is known, in accordance with Listing Rule 3.10.3C, we will complete
and lodge with ASX an Appendix 2A online form notifying ASX of their issue and applying for their quotation).
to previous announcement
1.4a Reason for update to a previous announcement
Proposed issue of securities approved by shareholders
at EGM held 29 December 2023.
b Date of previous announcement to this update
offer of +securities under a +securities purchase plan
4A.1 Do any external
approvals need to be obtained or other conditions satisfied before the offer of +securities under the +securities purchase plan issue
can proceed on an unconditional basis?
Approval/Condition Date for determination Is the date estimated or actual? ** Approval received/condition met?
+Security holder approval 29/12/2023 Actual Yes
Class or classes of +securities that will participate
in the proposed issue and class or classes of +securities proposed to be issued
ASX +security code and description
ATH : ORDINARY FULLY PAID
Will the proposed issue of this +security
include an offer of attaching +securities?
Details of +securities proposed to
ASX +security code and
ATH : ORDINARY FULLY PAID
Maximum total number of those +securities
that could be issued if all offers under the +securities purchase plan are accepted
Will the offer be conditional on applications
for a minimum number of +securities being received or a minimum amount being raised (i.e. a minimum subscription condition)?
Will the offer be conditional on applications
for a maximum number of +securities being received or a maximum amount being raised (i.e. a maximum subscription condition)?
Will individual security holders be required
to accept the offer for a minimum number or value of +securities (i.e. a minimum acceptance condition)?
Will individual security holders be limited
to accepting the offer for a maximum number or value of +securities (i.e. a maximum acceptance condition)?
Is the maximum acceptance unit based or
Please enter the maximum acceptance value
Describe all the applicable parcels available for this offer in number
of securities or dollar value
Has the offer price been determined?
In what currency will the offer be made? What is the offer price per +security?
AUD - Australian Dollar AUD 0.00350
Oversubscription & Scale back details
Will a scale back be applied if the offer
Describe the scale back arrangements
Will these +securities rank equally in
all respects from their issue date with the existing issued +securities in that class?
The proposed attaching security can only
be of an Existing class' (additional +securities in a class that is already quoted or recorded by ASX)
Attaching +Security - New class (+securities in a class that
is not yet quoted or recorded by ASX)
Details of attaching +securities proposed to be issued
ISIN Code (if Issuer is a foreign company and +securities
Have you received confirmation from ASX that the terms of the proposed +securities are appropriate and equitable under listing rule 6.1? Will the entity be seeking quotation of the new' class of +securities on ASX?
No No
ASX +security code +Security description
New class-code to be confirmed Short-dated option
Offer ratio (ratio of attaching securities
at which the new +securities will be issued)
The quantity of attaching +securities to be issued For a given quantity of the new +securities issued
1 1
What will be done with fractional entitlements? Maximum total number of those +securities that could be issued if all offers under the +securities purchase plan are accepted
Fractions rounded down to the nearest whole number or fractions disregarded 571,428,571
Has the offer price been determined?
How and when will the offer price be determined?
Please confirm whether the offer of the
attaching +securities is a separate offer to the offer pursuant to the +security purchase plan
Please confirm whether the attaching +securities
are being offered under a +disclosure document or +PDS
Oversubscription & Scale back
Will a scale back be applied if the offer
Describe the scale back arrangements
Will all the +securities issued in this
class rank equally in all respects from their issue date?
+Security currency
AUD - Australian Dollar
Exercise price AUD 0.0070 Expiry date 31/8/2024
Details of the type of +security that will
be issued if the option is exercised
ATH : ORDINARY FULLY PAID
Number of securities that will be issued if the option is exercised
Please provide a URL link for a document lodged with ASX setting out
the material terms of the +securities proposed to be issued or provide the information by separate announcement.
Details of attaching +securities proposed to be issued
ISIN Code (if Issuer is a foreign company and +securities
Have you received confirmation from ASX that the terms of the proposed +securities are appropriate and equitable under listing rule 6.1? Will the entity be seeking quotation of the new' class of +securities on ASX?
No Yes
ASX +security code +Security description
New class-code to be confirmed Long-dated option
Offer ratio (ratio of attaching securities at which
the new +securities will be issued)
The quantity of attaching +securities to be issued For a given quantity of the new +securities issued
1 3
What will be done with fractional entitlements? Maximum total number of those +securities that could be issued if all offers under the +securities purchase plan are accepted
Fractions rounded down to the nearest whole number or fractions disregarded 190,476,191
Has the offer price been determined?
How and when will the offer price be determined?
Please confirm whether the offer of the
attaching +securities is a separate offer to the offer pursuant to the +security purchase plan
Please confirm whether the attaching +securities
are being offered under a +disclosure document or +PDS
Oversubscription & Scale back details
Will a scale back be applied if the offer
Describe the scale back arrangements
Will all the +securities issued in this

Frequently Asked Questions

What securities are being offered in the proposal?

The proposed offer includes ordinary fully paid securities under ASX code ATH.

When was shareholder approval obtained for the securities?

Shareholder approval for the proposed issue was obtained on 29 December 2023.

What is the offer price for the securities?

The offer price for the securities is AUD 0.00350 each.

Is there a limit on the number of securities per holder?

Yes, individual security holders may have maximum acceptance limits.

Will the new securities rank equally with existing ones?

Yes, the new securities will rank equally with existing securities in that class.

Last updated: Jan 5, 2024