Full Press Release Details
ALTERITY THERAPEUTICS LIMITED
Date of this announcement
The Proposed issue is:
placement or other type of issue
Total number of +securities proposed to be issued
for a placement or other type of issue
| ASX+security code | +Security description | Maximum Number of +securities to be issued |
| New class-code to be confirmed | Short-dated option | 1,371,428,571 |
| New class-code to be confirmed | Long-dated options | 457,142,857 |
| ATH | ORDINARY FULLY PAID | 1,008,965,809 |
Proposed +issue date
Refer to next page for full details of the announcement
ALTERITY THERAPEUTICS LIMITED
We (the entity named above) give ASX the following
information about a proposed issue of +securities and, if ASX agrees to +quote any of the +securities (including any rights) on a +deferred
settlement basis, we agree to the matters set out in Appendix 3B of the ASX Listing Rules.
If the +securities are being offered under a +disclosure
document or +PDS and are intended to be quoted on ASX, we also apply for quotation of all of the +securities that may be issued under
the +disclosure document or +PDS on the terms set out in Appendix 2A of the ASX Listing Rules (on the understanding that once the final
number of +securities issued under the +disclosure document or +PDS is known, in accordance with Listing Rule 3.10.3C, we will complete
and lodge with ASX an Appendix 2A online form notifying ASX of their issue and applying for their quotation).
| 1.2 Registered Number Type | Registration Number |
| ABN | 37080699065 |
Date of this announcement
1.6 The Proposed issue is:
placement or other type of issue
7A.1 Do any external approvals need to be obtained
or other conditions satisfied before the placement or other type of issue can proceed on an unconditional basis?
| Approval/Condition | Date for determination | Is the date estimated or actual? | ** Approval received/condition met? |
| +Security holder approval | 29/12/2023 | Estimated |
| Is the proposed security a New class' (+securities in a class that is not yet quoted or recorded by ASX) or an Existing class' (additional securities in a class that is already quoted or recorded by ASX)? | Will the proposed issue of this +security include an offer of attaching +securities? Yes |
| Existing class |
Details of +securities proposed to be
ASX +security code and description
ATH : ORDINARY FULLY PAID
Number of +securities proposed to be issued
Are the +securities proposed to be issued being
issued for a cash consideration?
| In what currency is the cash consideration being paid? | What is the issue price per +security? |
| AUD - Australian Dollar | AUD 0.00350 |
Will these +securities rank equally in all respects
from their issue date with the existing issued +securities in that class?
Is the proposed attaching security a New class'
(+securities in a class that is not yet quoted or recorded by ASX) or an Existing class' (additional +securities in a class that is already
quoted or recorded by ASX)?
Attaching +Security - New class (+securities in a class that
is not yet quoted or recorded by ASX)
Details of attaching +securities proposed to be issued
ISIN Code (if Issuer is a foreign company and +securities
| Have you received confirmation from ASX that the terms of the proposed +securities are appropriate and equitable under listing rule 6.1? | Will the entity be seeking quotation of the new' class of +securities on ASX? No |
| No | |
| ASX +security code | +Security description |
| New class-code to be confirmed | Short-dated option |
Number of +securities proposed to be issued
Are the +securities proposed to be issued being issued
for a cash consideration?
Please describe the consideration being provided for the +securities
One (1) free attaching short-dated option issued for each
Placement share issued per Placement announcement 22 Nov 2023
Please provide an estimate of the AUD equivalent of
the consideration being provided for the +securities
Will all the +securities issued in this class rank
equally in all respects from their issue date?
AUD - Australian Dollar
| Exercise price | Expiry date |
| AUD 0.0070 | 31/8/2024 |
Details of the type of +security that will be issued
if the option is exercised
ATH : ORDINARY FULLY PAID
Number of securities that will be issued if the option is exercised
One ATH fully paid ordinary share
Please provide a URL link for a document lodged with ASX setting out the material terms
of the +securities proposed to be issued or provide the information by separate announcement.
| Is the proposed security a New class' (+securities in a class that is not yet quoted or recorded by ASX) or an Existing class' (additional securities in a class that is already quoted or recorded by ASX)? | Will the proposed issue of this +security include an offer of attaching +securities? No |
| New class |
Details of +securities proposed to be issued
ISIN Code (if Issuer is a foreign company and +securities
| Have you received confirmation from ASX that the terms of the proposed +securities are appropriate and equitable under listing rule 6.1? | Will the entity be seeking quotation of the new' class of +securities on ASX? |
| No | Yes |
| ASX +security code | +Security description |
| New class-code to be confirmed | Long-dated options |
Number of +securities proposed to be issued
Are the +securities proposed to be issued being issued
for a cash consideration?
Please describe the consideration being provided for the +securities
One (1) free attaching long-dated option issued for each
three (3) Placement share issued per Placement announcement 22 Nov 2023
Please provide an estimate of the AUD equivalent of the consideration
being provided for the +securities
Will all the +securities issued in this class
rank equally in all respects from their issue date?
| +Security currency | Exercise price | Expiry date |
| AUD - Australian Dollar | AUD 0.0100 | 31/8/2026 |
Details of the type of +security that will be issued
if the option is exercised
ATH : ORDINARY FULLY PAID
Number of securities that will be issued if the option is exercised
One ATH fully paid ordinary share
Please provide a URL link for a document lodged with ASX setting out the material terms of the +securities
proposed to be issued or provide the information by separate announcement.
7D.1a Date of meeting or proposed meeting to approve
the issue under listing rule 7.1
7E.1 Will there be a lead manager or broker to the proposed issue?
Who is the lead manager/broker?
What fee, commission or other consideration is payable to them for acting as lead manager/broker?
7E.2 Is the proposed issue to be underwritten?
of any other material fees or costs to be incurred by the entity in connection with the proposed issue
7F.01 The purpose(s) for which the entity is issuing the securities
Will the entity be changing its dividend/distribution policy if the proposed issue proceeds?
other information the entity wishes to provide about the proposed issue