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Proposed issue of securities Announcement Summary Entity name ALTERITY THERAPEUTICS LIMITED Announcement Type New announcement Date of this announcement Friday

Key Takeaway: THERAPEUTICS LIMITED of this announcement or other type of issue number of +securities proposed to be issued for a placement or other type of issue ASX +security code +Security description Maximum Number of +securities to be issued n/a Attaching options 674,694,939 ATH ORDINA

Full Press Release Details

THERAPEUTICS LIMITED
of this announcement
or other type of issue
number of +securities proposed to be issued for a placement or other type of issue
ASX +security code +Security description Maximum Number of +securities to be issued
n/a Attaching options 674,694,939
ATH ORDINARY FULLY PAID 674,694,939
to next page for full details of the announcement
1 - Entity and announcement details
THERAPEUTICS LIMITED
(the entity named above) give ASX the following information about a proposed issue of +securities and, if ASX agrees to +quote
any of the +securities (including any rights) on a +deferred settlement basis, we agree to the matters set out in Appendix 3B
of the ASX Listing Rules.
1.2 Registered Number Type Registration Number
ABN 37080699065
1.4 The announcement is
Date of this announcement
1.6 The Proposed issue is:
placement or other type of issue
7 - Details of proposed placement or other issue
- Are any of the following approvals required for the placement or other type of issue?
+Security holder approval
Court approval
Lodgement of court order with +ASIC
ACCC approval
FIRB approval
Another approval/condition external to the entity
Approval/Condition Date for determination Is the date estimated or actual? ** Approval received/condition met?
+Security holder approval Wednesday November 18, 2020 Estimated
Is the proposed security a 'New class' (+securities in a class that is not yet quoted or recorded by ASX) or an 'Existing class' (additional securities in a class that is already quoted or recorded by ASX)? Will the proposed issue of this +security include an offer of attaching +securities? Yes
Existing class
of +securities proposed to be issued
+security code and description
: ORDINARY FULLY PAID
of +securities proposed to be issued
the +securities proposed to be issued being issued for a cash consideration?
In what currency is the cash consideration being paid? What is the issue price per +security?
AUD - Australian Dollar AUD 0.03700
these +securities rank equally in all respects from their issue date with the existing issued +securities in that class?
the proposed attaching security a 'New class' (+securities in a class that is not yet quoted or recorded by ASX) or an 'Existing
class' (additional +securities in a class that is already quoted or recorded by ASX)?
+Security - New class (+securities in a class that is not yet quoted or recorded by ASX)
of attaching +securities proposed to be issued
Code (if Issuer is a foreign company and +securities are non CDIs)
Have you received confirmation from ASX that the terms of the proposed +securities are appropriate and equitable under listing rule 6.1? Will the entity be seeking quotation of the 'new' class of +securities on ASX?
No No
ASX +security code +Security description
of +securities proposed to be issued
the +securities proposed to be issued being issued for a cash consideration?
describe the consideration being provided for the +securities
provide an estimate of the AUD equivalent of the consideration being provided for the +securities
all the +securities issued in this class rank equally in all respects from their issue date?
Exercise price Expiry date
AUD 0.0700 Thursday November 23, 2023
of the type of +security that will be issued if the option is exercised
: ORDINARY FULLY PAID
of securities that will be issued if the option is exercised
provide a URL link for a document lodged with ASX setting out the material terms of the +securities proposed to be issued or provide
the information by separate announcement.
Proposed +issue date
7D - Listing Rule requirements
Has the entity obtained, or is it obtaining, +security holder approval for the entire issue under listing rule 7.1?
Date of meeting or proposed meeting to approve the issue under listing rule 7.1
Is a party referred to in listing rule 10.11 participating in the proposed issue?
Will any of the +securities to be issued be +restricted securities for the purposes of the listing rules?
Will any of the +securities to be issued be subject to +voluntary escrow?
7E - Fees and expenses
Will there be a lead manager or broker to the proposed issue?
Who is the lead manager/broker?
What fee, commission or other consideration is payable to them for acting as lead manager/broker?
Is the proposed issue to be underwritten?
Details of any other material fees or costs to be incurred by the entity in connection with the proposed issue
7F - Further Information
The purpose(s) for which the entity is issuing the securities
Will the entity be changing its dividend/distribution policy if the proposed issue proceeds?
Any other information the entity wishes to provide about the proposed issue
Last updated: Oct 16, 2020