Full Press Release Details
ALTERITY THERAPEUTICS LIMITED
of this announcement
Thursday December 09, 2021
+securities the subject of this notification are:
securities issued under an +employee incentive scheme that are not intended to be quoted on ASX
Total number of +securities to be issued/transferred
| Total number of +securities to be | ||||||||
| ASX +security code | Security description | issued/transferred | Issue date | |||||
| New class - code to be confirmed | Options issued under employee incentive scheme | 19,250,000 | 08/12/2021 | |||||
| New class - code to be confirmed | Options issued under employee incentive scheme | 12,000,000 | 08/12/2021 | |||||
| New class - code to be confirmed | Options issued under employee incentive scheme | 13,900,000 | 08/12/2021 |
Refer to next page for full details of the announcement
ALTERITY THERAPEUTICS LIMITED
We (the entity named above) give notice of the issue, conversion
or payment up of the following unquoted +securities.
| 1.2 | Registered number type | Registration number | |
| ABN | 37080699065 |
securities issued under an +employee incentive scheme that are not intended to be quoted on ASX
not have an existing ASX security code ("new class")
Part 3C - number and type of +securities the subject of this notification
(new class) where issue has not previously been notified to ASX in an Appendix 3B
| ASX +security code | +Security description | ||
| New class - code to be confirmed | Options issued under employee incentive scheme | ||
| +Security type | ISIN code | ||
| Options |
Date the +securities the subject of this notification
Will all the +securities issued in this class rank
equally in all respects from their issue date?
Were any of the +securities issued to +key management
personnel (KMP) or an +associate?
Provide details of the KMP or +associates being issued
| Name of KMP | Name of registered holder | Number of +securities | |||
| Kathryn Andrews | Same | 5,000,000 |
Have you received confirmation from ASX that the
terms of the +securities are appropriate and equitable under listing rule 6.1?
Please provide a URL link for a document lodged with ASX setting
out the material terms of the +securities being issued.
| +Security currency | Exercise price | Expiry date | |||
| AUD - Australian Dollar | AUD 0.03750000 | 29/11/2026 |
Details of the existing class of +security that
will be issued upon exercise or conversion of this new class of company option
ATH : ORDINARY FULLY PAID
provide a URL link for a document lodged with ASX detailing the terms of the +employee incentive scheme or a summary of the terms
Refer to Notice of Meeting: https://cdn-api.markitdigital.com/apiman-gateway/ASX/asx-research/1.0/file/2924-02262529-3
A546207?access_token=83ff96335c2d45a094df02a206a39ff4
other information the entity wishes to provide about the +securities the subject of this notification
| ASX +security code | +Security description | ||
| New class - code to be confirmed | Options issued under employee incentive scheme |
| +Security type | ISIN code | ||
| Options |
the +securities the subject of this notification were issued
all the +securities issued in this class rank equally in all respects from their issue date?
any of the +securities issued to +key management personnel (KMP) or an +associate?
you received confirmation from ASX that the terms of the +securities are appropriate and equitable under listing rule 6.1?
provide a URL link for a document lodged with ASX setting out the material terms of the +securities being issued.
| +Security currency | Exercise price | Expiry date | |||
| AUD - Australian Dollar | AUD 0.07000000 | 31/7/2024 |
of the existing class of +security that will be issued upon exercise or conversion of this new class of company option
ATH : ORDINARY FULLY PAID
provide a URL link for a document lodged with ASX detailing the terms of the +employee incentive scheme or a summary of the terms
Refer to Notice of Meeting: https://cdn-api.markitdigital.com/apiman-gateway/ASX/asx-research/1.0/file/2924-02262529-3
A546207?access_token=83ff96335c2d45a094df02a206a39ff4
Any other information
the entity wishes to provide about the +securities the subject of this notification
| ASX +security code | +Security description | ||
| New class - code to be confirmed | Options issued under employee incentive scheme |
| +Security type | ISIN code | ||
| Options |
the +securities the subject of this notification were issued
all the +securities issued in this class rank equally in all respects from their issue date?
any of the +securities issued to +key management personnel (KMP) or an +associate?
you received confirmation from ASX that the terms of the +securities are appropriate and equitable under listing rule 6.1?
provide a URL link for a document lodged with ASX setting out the material terms of the +securities being
| +Security currency | Exercise price | Expiry date | |||
| AUD - Australian Dollar | AUD 0.02380000 | 29/11/2026 |
of the existing class of +security that will be issued upon exercise or conversion of this new class of company option
ATH : ORDINARY FULLY PAID
provide a URL link for a document lodged with ASX detailing the terms of the +employee incentive scheme or a summary of the terms
Refer to Notice of Meeting: https://cdn-api.markitdigital.com/apiman-gateway/ASX/asx-research/1.0/file/2924-02262529-3
A546207?access_token=83ff96335c2d45a094df02a206a39ff4
other information the entity wishes to provide about the +securities the subject of this notification
the issue, conversion or payment up of the +securities the subject of this application, the +securities of the entity will comprise:
discrepancy in these figures compared to your own may be due to a matter of timing if there is more than one application for quotation/issuance
currently with ASX for processing.)
| Total number of | ||||
| ASX +security code and description | +securities on issue | |||
| ATH : ORDINARY FULLY PAID | 2,406,874,578 |
| ASX +security code and description | Total number of +securities on issue | |||
| ATHAI : OPTION EXPIRING 31-JAN-2023 EX $0.083 | 700,000 | |||
| ATHAAB : OPTION EXPIRING 17-SEP-2025 EX $0.09 | 49,000,000 | |||
| ATHAS : OPTION EXPIRING 06-JUN-2022 EX 7C | 7,000,000 | |||
| ATHAAA : OPTION EXPIRING 14-DEC-2022 EX 11C | 13,850,000 | |||
| ATHAAC : OPTION EXPIRING 23-NOV-2023 EX $0.07 | 674,694,939 | |||
| ATHAAD : OPTION EXPIRING 06-JAN-2026 EX $0.032 | 91,392,720 | |||
| New class - code to be confirmed : Options issued under employee incentive scheme | 19,250,000 | |||
| New class - code to be confirmed : Options issued under employee incentive scheme | 12,000,000 | |||
| New class - code to be confirmed : Options issued under employee incentive scheme | 13,900,000 |
Were the +securities issued under an exception in Listing Rule 7.2 and therefore the issue did not need any security holder approval
under Listing Rule 7.1?
Select the number of the applicable exception in Listing Rule 7.2