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ATHE Positive Sentiment Score: 65/100

Form 604 Corporations Act 2001 Section 671B Notice of change of interests of substantial holder To Company Name/Scheme Alterity Therapeutics ltd (ATH) ACN/ARSN 080 699 065 1. Details of substantial holder (1) Name Regal

Key Takeaway: Regal Funds Management Pty Limited has reported an increase in its substantial holding in Alterity Therapeutics Ltd, raising its voting power from 13.76% to 14.93% as of October 10, 2025. This change follows a series of transactions in which Regal acquired additional ordinary shares across multiple dates. The company aims to maintain control over its voting interests for strategic decision-making within Alterity Therapeutics.

Market Sentiment Analysis

POSITIVE FACTORS

  • Regal Funds Management has increased its voting power in Alterity Therapeutics.
  • The total number of votes attached to their interests has risen significantly.
  • Active trading indicates potential investor confidence in the company.

Full Press Release Details

Corporations Act 2001
interests of substantial holder
To Company Name/Scheme Alterity Therapeutics ltd (ATH)
ACN/ARSN 080 699 065
Name Regal Funds Management Pty Limited and its associates (see Annexure 1)
ACN/ARSN (if applicable) -
There was a change in the interests of the substantial holder on 10/10/2025
The previous notice was given to the company on 8/04/2025
The previous notice was dated 4/04/2025
The total number of votes attached to all the voting shares
in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in when last
required, and when now required, to give a substantial holding notice to the company or scheme, are as follows:
Previous notice Current notice
Class of securities (4) Person's votes Voting power (5) Person's votes Voting power (5)
ORDINARY 1,255,948,179 13.76% 1,623,521,925 14.93%*
Particulars of each change in, or change in the nature
of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial
holder was last required to give a substantial holding notice to the company or scheme are as follows:
Holder of relevant interest Date of acquisition Consideration (9) Class and number of securities
See Annexure 2
Particulars of each relevant interest of the substantial holder
in voting securities after the change are as follows:
Holder of relevant interest Registered holder of securities Person entitled to be registered as holder (8) Nature of relevant interest (6) Class and number of securities Person's votes
Regal Funds Management Pty Ltd and its associates UBS NOMINEES PTY LTD UBS AG, AUSTRALIA BRANCH Power to control the exercise of a power to dispose of securities 1,017,244,356 ORDINARY 1,017,244,356
Regal Funds Management Pty Ltd and its associates HSBC CUSTODY NOMINEES (AUSTRALIA) LIMITED A/C 2 MORGAN STANLEY & CO INTL PLC Power to control the exercise of a power to dispose of securities 138,522,571 ORDINARY 138,522,571
Regal Funds Management Pty Ltd and its associates MERRILL LYNCH (AUS) NOMINEES PTY LTD MERRILL LYNCH INTERNATIONAL LIMITED Power to control the exercise of a power to dispose of securities 54,229,997 ORDINARY 54,229,997
Regal Funds Management Pty Ltd and its associates J.P. MORGAN PRIME NOMINEES LTD J.P MORGAN SECURITIES PLC Power to control the exercise of a power to dispose of securities 65,853,821 ORDINARY 65,853,821
Regal Funds Management Pty Ltd and its associates CITICORP NOMINEES PTY LIMITED CITIGROUP GLOBAL MARKETS LIMITED Power to control the exercise of a power to dispose of securities 179,152,998 ORDINARY 179,152,998
Regal Funds Management Pty Ltd and its associates J.P. MORGAN NOMINEES AUSTRALIA LTD J.P MORGAN NOMINEES AUSTRALIA LTD Power to control the exercise of a power to dispose of securities 168,518,182 ORDINARY 168,518,182
The persons who have become associates (2) of, ceased to be
associates of, or have changed the nature of their association (9) with, the substantial holder in relation to voting interests in the
company or scheme are as follows:
Name and ACN/ARSN (if applicable) Nature of association
N/A
The addresses of persons named in this form are as follows:
Name Address
REGAL FUNDS MANAGEMENT PTY LIMITED LEVEL 46, GATEWAY, 1 MACQUARIE PLACE, SYDNEY NSW 2000
REGAL PARTNERS LIMITED LEVEL 46, GATEWAY, 1 MACQUARIE PLACE, SYDNEY NSW 2000
print name Ian Cameron capacity Director
sign here /s/ Ian Cameron date 14/10/2025
Details of Substantial Holders
ACN Name
107 576 821 REGAL FUNDS MANAGEMENT PTY LIMITED
129 188 450 REGAL PARTNERS LIMITED
Changes in Relevant Interests
Date Person whose relevant interest changed Nature of Change Consideration given in relation to change Number of securities affected Class of securities Persons votes affected
7/04/2025 Regal Funds Management Pty Limited (and Regal Partners Limited by virtue of control of Regal Funds Management Pty Limited) Sell 1330000.00 190000000 Ordinary 190000000
7/04/2025 Regal Funds Management Pty Limited (and Regal Partners Limited by virtue of control of Regal Funds Management Pty Limited) Buy 1330000.00 190000000 Ordinary 190000000
21/07/2025 Regal Funds Management Pty Limited (and Regal Partners Limited by virtue of control of Regal Funds Management Pty Limited) Buy 294000.00 21000000 Ordinary 21000000
10/09/2025 Regal Funds Management Pty Limited (and Regal Partners Limited by virtue of control of Regal Funds Management Pty Limited) Buy 2524491.24 210374270 Ordinary 210374270
2/10/2025 Regal Funds Management Pty Limited (and Regal Partners Limited by virtue of control of Regal Funds Management Pty Limited) Buy 743826.60 75134000 Ordinary 75134000
6/10/2025 Regal Funds Management Pty Limited (and Regal Partners Limited by virtue of control of Regal Funds Management Pty Limited) Buy 316679.00 28789000 Ordinary 28789000
10/10/2025 Regal Funds Management Pty Limited (and Regal Partners Limited by virtue of control of Regal Funds Management Pty Limited) Buy 355041.24 32276476 Ordinary 32276476

Frequently Asked Questions

Who is the substantial holder in Alterity Therapeutics?

Regal Funds Management Pty Limited and its associates are the substantial holders.

What was the voting power change noted on 10/10/2025?

The voting power increased from 13.76% to 14.93%.

Where is Regal Funds Management located?

Regal Funds Management is located at Level 46, Gateway, 1 Macquarie Place, Sydney NSW 2000.

When was the last substantial holding notice submitted?

The last substantial holding notice was submitted on 8/04/2025.

What type of securities does Regal Funds Management hold?

Regal Funds Management holds ordinary shares in Alterity Therapeutics.

Last updated: Oct 15, 2025