Full Press Release Details
ALTERITY THERAPEUTICS LIMITED
Date of this announcement
Friday February 02, 2024
The +securities to be quoted are:
+Securities issued as part of a
transaction or transactions previously announced to the market in an Appendix 3B
Total number of +securities to be quoted
| ASX +security code | Security description | Number of +securities to be quoted | Issue date | |||
| ATH | ORDINARY FULLY PAID | 571,428,556 | 02/02/2024 | |||
| ATHO | OPTION EXPIRING 31-AUG-2026 | 190,476,123 | 02/02/2024 |
Refer to next page for full details of the announcement
ALTERITY THERAPEUTICS LIMITED
We (the entity named above) apply for +quotation of the following +securities
and agree to the matters set out in Appendix 2A of the ASX Listing Rules.
as part of a transaction or transactions previously announced to the market in an Appendix 3B
Previous Appendix 3B details:
| Announcement Date and Time | Announcement Title | Selected Appendix 3B to submit quotation request | ||
| 22-Nov-2023 09:55 | New - Proposed issue of securities - ATH | A placement or other type of issue |
2.3a.2 Are there any further issues of +securities
yet to take place to complete the transaction(s) referred to in the Appendix 3B?
2.3a.3 Please provide details of the further issues of +securities yet to take place to complete the transaction(s)
referred to in the Appendix 3B
571,428,556 unlisted Short-Dated Options (each with an exercise price of A$0.007, expiring on 31 August 2024)
ASX +security code and description
ATH : ORDINARY FULLY PAID
Distribution Schedule
Provide a distribution schedule for the new +securities
according to the categories set out in the left hand column - including the number of recipients and the total percentage of the new +securities
held by the recipients in each category.
| Number of +securities held | Number of holders | Total percentage of +securities held For example, to enter a value of 50% please input as 50.00 | |||
| 1 - 1,000 | % | ||||
| 1,001 - 5,000 | % | ||||
| 5,001 - 10,000 | % | ||||
| 10,001 - 100,000 | % | ||||
| 100,001 and over | % |
Number of +securities to be quoted
Are the +securities being issued for a cash consideration?
| In what currency is the cash consideration being paid? | What is the issue price per +security? |
| AUD - Australian Dollar | AUD 0.00350000 |
Any other information the entity wishes to provide about the +securities to be quoted
Shares issued per Securities Purchase Plan result announced 2 February 2024
ASX +security code and description
ATHO : OPTION EXPIRING 31-AUG-2026
Distribution Schedule
Provide a distribution schedule for the new +securities
according to the categories set out in the left hand column - including the number of recipients and the total percentage of the new +securities
held by the recipients in each category.
| Number of +securities held | Number of holders | Total percentage of +securities held For example, to enter a value of 50% please input as 50.00 | |||
| 1 - 1,000 | % | ||||
| 1,001 - 5,000 | % | ||||
| 5,001 - 10,000 | % | ||||
| 10,001 - 100,000 | % | ||||
| 100,001 and over | % |
Number of +securities to be quoted
Are the +securities being issued for a cash consideration?
Please describe the consideration being provided for
One (1) free attaching long-dated option per three (3) shares
issued under SPP per Prospectus issued 29 December 2023
Please provide an estimate (in AUD) of the value of
the consideration being provided per +security for the
+securities to be quoted
Any other information the entity wishes to provide
about the +securities to be quoted
Long-Dated Options issued per Securities Purchase Plan result
announced 2 February 2024
Following the quotation of the +securities the subject
of this application, the issued capital of the entity will comprise:
(A discrepancy in these figures compared to your own
may be due to a matter of timing if there is more than one application for quotation/issuance currently with ASX for processing.)
Quoted +securities (total number of each +class of +securities quoted on ASX following the +quotation of the +securities subject of this application)
| ASX +security code and description | Total number of +securities on issue | |||
| ATH : ORDINARY FULLY PAID | 4,382,754,741 | |||
| ATHO : OPTION EXPIRING 31-AUG-2026 | 647,618,953 |
Unquoted +securities (total number of each +class of +securities issued but not quoted on ASX)
| ASX +security code and description | Total number of +securities on issue | |||
| ATHAAI : OPTION EXPIRING 31-AUG-2024 EX $0.007 | 1,371,428,567 | |||
| ATHAAE : OPTION EXPIRING 29-NOV-2026 EX $0.0375 | 19,250,000 | |||
| ATHAAF : OPTION EXPIRING 31-JUL-2024 EX $0.07 | 12,000,000 | |||
| ATHAAG : OPTION EXPIRING 29-NOV-2026 EX $0.0238 | 11,900,000 | |||
| ATHAAB : OPTION EXPIRING 17-SEP-2025 EX $0.09 | 35,000,000 | |||
| ATHAAH : OPTION EXPIRING 19-DEC-2026 EX $0.0105 | 8,000,000 | |||
| ATHAAD : OPTION EXPIRING 06-JAN-2026 EX $0.032 | 91,392,720 |