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Application for quotation of +securities Announcement Summary Entity name ALTERITY THERAPEUTICS LIMITED Announcement Type New announcement Date of this announcement Monday

Key Takeaway: ALTERITY THERAPEUTICS LIMITED announced on January 8, 2024, the application for quotation of new securities, specifically 1,008,965,805 ordinary fully paid shares as part of a previously announced transaction. This move is in alignment with the ASX Listing Rules and follows an earlier announcement regarding the proposed issuance of securities dated November 22, 2023. The offering is expected to bolster the entity's overall capital structure as it continues to navigate its financing strategy.

Market Sentiment Analysis

POSITIVE FACTORS

  • ALTERITY THERAPEUTICS is moving forward with the planned issuance of securities, indicating ongoing financial activity.
  • The total number of securities being quoted significantly increases the company's capital structure.

Full Press Release Details

ALTERITY THERAPEUTICS LIMITED
Date of this announcement
Monday January 08, 2024
The +securities to be quoted are:
+Securities issued as part of a transaction or transactions previously announced to the market in an Appendix 3B
Total number of +securities to be quoted
ASX +security Number of +securities to
code Security description be quoted Issue date
ATH ORDINARY FULLY PAID 1,008,965,805 08/01/2024
Refer to next page for full details of the announcement
ALTERITY THERAPEUTICS LIMITED
We (the entity named above) apply for +quotation of the following +securities
and agree to the matters set out in Appendix 2A of the ASX Listing Rules.
2.1 The +securities to be quoted are:
+Securities issued as part of a transaction or transactions previously announced to the market in an Appendix 3B
Previous Appendix 3B details:
Announcement Date and Time Announcement Title Selected Appendix 3B to submit quotation request
22-Nov-2023 10:02 New - Proposed issue of securities - ATH A placement or other type of issue
2.3a.2 Are there any further issues of +securities yet
to take place to complete the transaction(s) referred to in the Appendix 3B?
2.3a.3 Please provide details of the further issues
of +securities yet to take place to complete the transaction(s) referred to in the Appendix 3B
Options to be issued in subsequent Appendix 3G
ASX +security code and description
ATH : ORDINARY FULLY PAID
Distribution Schedule
Provide a distribution schedule for the new
+securities according to the categories set out in the left hand column - including the number of recipients and the total percentage
of the new +securities held by the recipients in each category.
Total percentage of +securities held
For example, to enter a value of 50%
Number of +securities held Number of holders please input as 50.00
1 - 1,000 %
1,001 - 5,000 %
5,001 - 10,000 %
10,001 - 100,000 %
100,001 and over %
Number of +securities to be quoted
Are the +securities being issued for a cash consideration?
In what currency is the cash consideration being paid? What is the issue price per +security?
AUD - Australian Dollar AUD 0.00350000
Any other information the entity wishes to provide
about the +securities to be quoted
Issue of shares per Tranche Two of Placement
Following the quotation of the +securities the subject
of this application, the issued capital of the entity will comprise:
(A discrepancy in these figures compared to your own
may be due to a matter of timing if there is more than one application for quotation/issuance currently with ASX for processing.)
4.1 Quoted +securities (total number of each +class of +securities
quoted on ASX following the +quotation of the +securities subject of this application)
Total number of
ASX +security code and description +securities on issue
ATH : ORDINARY FULLY PAID 3,811,326,185
4.2 Unquoted +securities (total number of each +class of
+securities issued but not quoted on ASX)
Total number of
ASX +security code and description +securities on issue
ATHAAE : OPTION EXPIRING 29-NOV-2026 EX $0.0375 19,250,000
ATHAAF : OPTION EXPIRING 31-JUL-2024 EX $0.07 12,000,000
ATHAAG : OPTION EXPIRING 29-NOV-2026 EX $0.0238 11,900,000
ATHAAB : OPTION EXPIRING 17-SEP-2025 EX $0.09 35,000,000
ATHAAH : OPTION EXPIRING 19-DEC-2026 EX $0.0105 8,000,000
ATHAAD : OPTION EXPIRING 06-JAN-2026 EX $0.032 91,392,720

Frequently Asked Questions

What is the date of the securities announcement?

The announcement date for the securities is January 8, 2024.

How many ordinary shares are being quoted?

A total of 1,008,965,805 ordinary fully paid shares are being quoted.

What is the issue price per security?

The issue price is AUD 0.0035 per ordinary fully paid security.

What is the total number of quoted securities after issuance?

The total number of quoted securities will be 3,811,326,185.

Are any further issues of securities planned?

Yes, additional securities will be issued as detailed in a subsequent Appendix 3G.

Last updated: Jan 8, 2024