Full Press Release Details
ALTERITY THERAPEUTICS LIMITED
Date of this announcement
Monday December 30, 2024
The +securities the subject of this notification are:
+Other securities issued under an +employee incentive scheme that are not intended to be quoted on ASX
Total number of +securities to be issued/transferred
| ASX +security code | Security description | Total number of +securities to be issued/transferred | Issue date | |
| New class - code to be confirmed | UNLISTED OPTIONS EXPIRING 30-DEC-2027 EX $0.01 | 170,000,000 | 30/12/2024 |
Refer to next page for full details of the announcement
Part 1 - Entity and announcement details
ALTERITY THERAPEUTICS LIMITED
We (the entity named above) give notice of the issue, conversion or payment up of the following unquoted +securities.
| 1.2 Registered number type Registration number | ||
| ABN | 37080699065 |
Date of this announcement
Part 2 - Issue details
the subject of this notification are:
+Other securities issued under an +employee incentive scheme that are not intended to be quoted on ASX
2.2a This notification is given in relation to an issue of +securities in a class which is not quoted on ASX and which:
does not have an existing ASX security code ("new class")
Part 3C - number and type of +securities the subject of this notification (new class)
| ASX +security code | +Security description | |
| New class - code to be confirmed | UNLISTED OPTIONS EXPIRING 30-DEC-2027 EX $0.01 | |
| +Security type | ISIN code | |
| Options |
Date the +securities the subject of this notification
Will all the +securities issued in this class
rank equally in all respects from their issue date?
Were any of the +securities issued to +key management
personnel (KMP) or an +associate?
Provide details of the KMP or +associates being
| Name of KMP | Name of registered holder | Number of +securities | ||
| LAWRENCE GOZLAN | LAWRENCE GOZLAN | 50,000,000 | ||
| GEOFFREY KEMPLER | GEOFFREY KEMPLER | 60,000,000 | ||
| PETER MARKS | PETER MARKS | 30,000,000 | ||
| BRIAN MELTZER | BRIAN MELTZER | 30,000,000 |
Have you received confirmation from ASX that the
terms of the +securities are appropriate and equitable under listing rule 6.1?
Please provide a URL link for a document lodged
with ASX setting out the material terms of the +securities being issued.
| +Security currency | Exercise price | Expiry date |
| AUD - Australian Dollar | AUD 0.01000000 | 30/12/2027 |
Details of the existing class of +security that
will be issued upon exercise or conversion of this new class of company option
ATH : ORDINARY FULLY PAID
Please provide a URL link for a document lodged
with ASX detailing the terms of the +employee incentive scheme or a summary of the terms
Any other information the entity wishes to provide about
the +securities the subject of this notification
Part 4 - +Securities on issue
the issue, conversion or payment up of the +securities the subject of this notification, the +securities of the entity will comprise:
The figures in parts 4.1 and 4.2 below are automatically generated and may not reflect the entity's current issued capital if other Appendix
2A, Appendix 3G or Appendix 3H forms are currently with ASX for processing.
+securities (Total number of each +class of +securities issued and quoted on ASX)
| ASX +security code and description | Total number of +securities on issue | |||
| ATH : ORDINARY FULLY PAID | 5,320,336,118 | |||
| ATHO : OPTION EXPIRING 31-AUG-2026 | 932,706,668 |
+securities (Total number of each +class of +securities issued but not quoted on ASX)
| ASX +security code and description | Total number of +securities on issue | |||
| ATHAAE : OPTION EXPIRING 29-NOV-2026 EX $0.0375 | 14,250,000 | |||
| ATHAAG : OPTION EXPIRING 29-NOV-2026 EX $0.0238 | 11,900,000 | |||
| ATHAAB : OPTION EXPIRING 17-SEP-2025 EX $0.09 | 35,000,000 | |||
| ATHAAH : OPTION EXPIRING 19-DEC-2026 EX $0.0105 | 8,000,000 | |||
| ATHAB : OPTION EXPIRING 13-MAR-2029 EX US$0.0031 | 62,500,000 | |||
| ATHAA : OPTION EXPIRING 13-MAR-2029 EX $0.004 | 26,500,000 | |||
| ATHAC : OPTION EXPIRING 21-MAR-2029 EX US$0.003 | 120,000,000 | |||
| ATHAAD : OPTION EXPIRING 06-JAN-2026 EX $0.032 | 91,392,720 | |||
| New class - code to be confirmed : UNLISTED OPTIONS EXPIRING 30-DEC-2027 EX $0.01 | 170,000,000 |
Part 5 - Other Listing Rule requirements
5.1 Were the +securities issued under an exception in Listing Rule 7.2 and therefore the issue did not need any
security holder approval under Listing Rule 7.1?
5.2 Has the entity obtained, or is it obtaining, +security holder approval for the issue under listing rule 7.1?
5.2a Date of meeting or proposed meeting to approve the issue under listing rule 7.1