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Alterity Therapeutics Limited Appendix 4D Half year ended 31 December 2019 Name of entity: Alterity Therapeutics Limited ABN: 37 080 699 065 Half-year ended: 31 December 2019 Previous period: 31 December 2018 Results for

Key Takeaway: Therapeutics Limited year ended 31 December 2019 Name of entity: Alterity Therapeutics Limited ABN: 37 080 699 065 Half-year ended: 31 December 2019 Previous period: 31 December 2018 Results for announcement to the market A$ Revenue from ordinar

Full Press Release Details

Therapeutics Limited
year ended 31 December 2019
Name of entity: Alterity Therapeutics Limited
ABN: 37 080 699 065
Half-year ended: 31 December 2019
Previous period: 31 December 2018
Results for announcement to the market
A$
Revenue from ordinary activities* Down 78.7 % to 14,133
Net loss after tax (from ordinary activities) for the period attributable to members Up 5.6 % to 5,640,258
Net loss after tax for the period attributable to members Up 5.6 % to 5,640,258
Net tangible assets per security
31 December 31 December
2019 A$ 2018 A$
Net tangible asset backing (cents per share) 1.27 2.03
Therapeutics Limited recorded income of $14,133 for the half year ended 31 December 2019 (2018: 66,364) which is interest received
on the Group's bank accounts. Alterity Therapeutics Limited has incurred a loss of 5,640,258 for the half year ended 31
December 2019 (2018: 5,340,227).
explanation of the key financial elements contributing to the revenue and result above can be found in the review of operations
included within the directors' report.
dividends have been paid or declared by the Group for the current financial period. No dividends were paid for the previous financial
in controlled entities
have been no changes in controlled entities during the period ending 31 December 2019.
information required by Listing Rule 4.2A
interim financial statements have been reviewed by the Group's independent auditor which includes a paragraph regarding
a material uncertainty in relation to going concern.
Therapeutics Limited
the half-year 31 December 2019
Contents Page
Corporate directory 1
Directors' report 2
Consolidated statement of profit or loss and other comprehensive income 5
Consolidated statement of financial position 6
Consolidated statement of changes in equity 7
Consolidated statement of cash flows 8
Notes to the consolidated financial statements 9
Directors' declaration 19
Independent auditor's report to the members 20
Therapeutics Limited
Directors Mr. Geoffrey Kempler
Chairman & CEO
Mr. Brian Meltzer
Independent Non-Executive Director
Mr. Peter Marks
Independent Non-Executive Director
Mr. Lawrence Gozlan
Non-Executive Director
Dr. David Sinclair
Non-Executive Director
Mr. Tristan Edwards
Non-Executive Director
Secretary Mr. Phillip Hains
Principal registered office in Australia Level 3, 62 Lygon Street
Carlton Victoria 3053
Australia
+61 3 9824 5254
Share register Computershare Investor Services Pty Ltd
Yarra Falls, 452 Johnston Street
Abbotsford Victoria 3067
1300 85 05 05 (within Australia) & +61 3 9414 4000 (overseas)
Auditor PricewaterhouseCoopers
2 Riverside Quay
Southbank Victoria 3006
Solicitors Quinert Rodda & Associates
Level 6/400 Collins St Melbourne Victoria 3000
Website www.alteritytherapeutics.com
Therapeutics Limited
directors present their report on the Consolidated Entity (referred to hereafter as the group) consisting of Alterity Therapeutics
Limited and the entities it controlled at the end of, or during, the half-year ended 31 December 2019.
following persons were directors of Alterity Therapeutics Limited during the whole of the half-year and up to the date of this
of operations - 31 December 2019
below is an update on the status of the Group's research and development projects and overall operations for the half-year
ended 31 December 2019.
Group's 30 June 2019 Annual Report contains detailed background information relating to its operations including its research
and development projects and collaboration partners and should be read in conjunction with this report.
Therapeutics' lead drug candidate PBT434, a novel, small molecule targeting pathological alpha-synuclein protein, achieved
significant clinical and regulatory developments over the period.
Company's Phase 1 Clinical trial found PBT434 was considered safe and well-tolerated in adult and older adult ( 65 years)
volunteers, with an adverse event profile comparable to placebo.
the results, PBT434 looks to treat neurodegenerative diseases resulting from accumulation and aggregation of alpha-synuclein protein,
such as Multiple Systems Atrophy (MSA) and Parkinson's disease (PD). By inhibiting the alpha-synuclein aggregation, PBT434
was found to preserve neurons and improve motor function in pre-clinical models of MSA and PD.
the results also indicated that PBT434 not only crosses the blood brain barrier in humans, confirming previous observations in
animal studies, but that the clinically tested doses achieve concentrations in the brain that exceed those associated with the
reported efficacy in animal models.
has presented the findings to the scientific, MSA, and PD research communities at the 2019 International Congress of Parkinson's
disease and Movement Disorders (MDS Congress), further enhancing the Company and its drug, as a potential leader in this treatment
Therapeutics Limited
of operations - 31 December 2019 (continued)
Company is already in the preparatory phase of planning its Phase 2 clinical trial of PBT434 in MSA, and will provide further
updates in the coming months.
developments over the period saw PBT434 receive a positive opinion from the Committee for Orphan Medicinal Products (COMP) on
recommending the designation of the drug for the treatment of MSA as an orphan medicinal product to the European Commission (EC).
Subsequent to the end of the period, in January 2020, the Company announced the EC had granted Orphan Drug designation. The designation
of PBT434 as an Orphan Drug by the EC entitles Alterity to ten years of market exclusivity in the European Union for the use of
PBT434 in the treatment of MSA. The designation also grants access to other benefits including assistance in developing clinical
protocols, reduced fees and access to EU-funded research grants. The designation follows granting of orphan drug status by the
US Food and Drug Administration (FDA) early in 2019.
update for Alterity's Translational Research program
Alterity research team continues to evaluate new chemical scaffolds that have potential to intercede in various disease processes.
Promising candidates arising from the Translational Research program will be tested in relevant animal models of Parkinsonian
diseases, other neurodegenerative diseases, and potential applications outside of neurodegeneration.
Therapeutics continues to pursue inbound interest for the application of PBT2 in diseases outside of neurological disease.
changes in the state of affairs
have been no significant changes in the state of affairs of the Company during the period.
since the end of the financial year
matter or circumstance has arisen since 31 December 2019 that has significantly affected the Group's operations, results
or state of affairs, or may do so in future periods.
auditor has included an "emphasis of matter" paragraph in the review report relating to our ability to continue as
a going concern (refer note 1b).
independence declaration
copy of the auditor's independence declaration as required under section 307C of the Corporations Act 2001 is set
report is made in accordance with a resolution of directors.
/s/ Geoffrey Kempler
Mr. Geoffrey Kempler
Chairman & CEO
Melbourne
27 February 2020
Independence Declaration
lead auditor for the review of Alterity Therapeutics Limited for the half-year ended 31 December 2019, I declare that to the best
of my knowledge and belief, there have been:
declaration is in respect of Alterity Therapeutics Limited and the entities it controlled during the period.
/s/ Jon Roberts
Jon Roberts Melbourne
Partner 27 February 2020
PricewaterhouseCoopers
PricewaterhouseCoopers,
Riverside Quay, SOUTHBANK VIC 3006, GPO Box 1331 MELBOURNE VIC 3001
+61 3 8603 1000, F: +61 3 8603 1999, www.pwc.com.au
limited by a scheme approved under Professional Standards Legislation.
Therapeutics Limited
statement of profit or loss and other comprehensive income
the half-year 31 December 2019
31 December 31 December
2019 2018
Notes A$ A$
Income
Interest income 6 14,133 66,364
Other income 6 1,855,172 2,426,518
Expenses
Intellectual property expenses (102,232 ) (82,667 )
General and administration expenses 7 (1,747,986 ) (2,031,326 )
Research and development expenses 7 (5,747,034 ) (5,890,241 )
Other operating expenses (40,136 ) (28,162 )
Other gains/(losses) 7 127,825 199,287
Loss for the period (5,640,258 ) (5,340,227 )
Loss before income tax (5,640,258 ) (5,340,227 )
Income tax expense - -
Other comprehensive loss
Other comprehensive income for the period, net of tax - -
Total comprehensive loss for the period (5,640,258 ) (5,340,227 )
Cents Cents
Loss per share for profit attributable to the ordinary equity holders of the Group:
Basic loss per share 5 0.65 0.99
Diluted loss per share 5 0.65 0.99
above consolidated statement of profit or loss and other comprehensive income should be read in conjunction with the accompanying
Therapeutics Limited
statement of financial position
31 December 30 June
2019 2019
Notes A$ A$
ASSETS
Current assets
Cash and cash equivalents 12,178,695 14,399,904
Trade and other receivables 8(a) 1,879,958 4,829,497
Other current assets 309,733 631,769
Total current assets 14,368,386 19,861,170
Non-current assets
Property, plant and equipment 117,334 48,748
Total non-current assets 117,334 48,748
Total assets 14,485,720 19,909,918
LIABILITIES
Current liabilities
Trade and other payables 2,624,398 2,718,174
Provisions 545,398 601,995
Other current liabilities 70,344 -
Total current liabilities 3,240,140 3,320,169
Non-current liabilities
Provisions 37,126 34,976
Other non-current liabilities 10,784 -
Total non-current liabilities 47,910 34,976
Total liabilities 3,288,050 3,355,145
Net assets 11,197,670 16,554,773
EQUITY
Contributed equity 9(a) 156,922,052 156,632,636
Reserves 9(c) 1,158,975 1,158,975
Accumulated losses 9(b) (146,883,357 ) (141,236,838 )
Total equity 11,197,670 16,554,773
above consolidated statement of financial position should be read in conjunction with the accompanying notes.
Therapeutics Limited
statement of changes in equity
the half-year 31 December 2019
Attributable to owners of
Alterity Therapeutics Limited
Contributed Accumulated
equity Reserves losses Total
Notes A$ A$ A$ A$
Balance at 1 July 2018 143,910,328 1,753,954 (129,583,125 ) 16,081,157
Loss for the period - - (5,340,227 ) (5,340,227 )
Total comprehensive income for the period - - (5,340,227 ) (5,340,227 )
Transactions with owners in their capacity as owners:
Issue of ordinary shares 9 166,086 - - 166,086
Share-based payment expenses - 79,090 - 79,090
Transaction costs 9 (63,140 ) - - (63,140 )
Expired options - (620,323 ) 620,323 -
102,946 (541,233 ) 620,323 182,036
Balance at 31 December 2018 144,013,274 1,212,721 (134,303,029 ) 10,922,966
Balance at 1 July 2019 156,632,636 1,158,975 (141,236,838 ) 16,554,773
Initial adoption of AASB 16* - - (6,261 ) (6,261 )
Restated total equity at the beginning of the financial period 156,632,636 1,158,975 (141,243,099 ) 16,548,512
Loss for the period - - (5,640,258 ) (5,640,258 )
Total comprehensive income for the period - - (5,640,258 ) (5,640,258 )
Transactions with owners in their capacity as owners:
Issue of ordinary shares 9 372,506 - - 372,506
Transaction costs 9 (83,090 ) - - (83,090 )
289,416 - - 289,416
Balance at 31 December 2019 156,922,052 1,158,975 (146,883,357 ) 11,197,670
above consolidated statement of cash flows should be read in conjunction with the accompanying notes.
Therapeutics Limited
statement of cash flows
the half-year 31 December 2019
31 December 31 December
2019 2018
Notes A$ A$
Cash flows from operating activities
Payments to suppliers and employees (7,424,156 ) (7,290,291 )
R&D tax incentive refund 4,824,880 -
Interest paid (2,474 ) -
Interest received 16,124 68,526
Net cash (outflow) from operating activities 10 (2,585,626 ) (7,221,765 )
Cash flows from investing activities
Payments for property, plant and equipment (7,499 ) (3,273 )
Net cash (outflow) from investing activities (7,499 ) (3,273 )
Cash flows from financing activities
Proceeds from issues of shares and other equity securities 372,506 166,086
Transaction costs relating to issue of equity (83,090 ) (23,140 )
Principle elements of lease payments (45,325 ) -
Net cash inflow from financing activities 244,091 142,946
Net (decrease) in cash and cash equivalents (2,349,034 ) (7,082,092 )
Cash and cash equivalents at the beginning of the financial year 14,399,904 15,235,556
Effects of exchange rate changes on cash and cash equivalents 127,825 229,797
Cash and cash equivalents at end of period 12,178,695 8,383,261
above consolidated statement of cash flows should be read in conjunction with the accompanying notes.
Therapeutics Limited
to the consolidated financial statements
Last updated: Feb 27, 2020