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AFFIMED N.V. INDEX TO CONDENSED CONSOLIDATED FINANCIAL STATEMENTS Page Unaudited condensed consolidated statement of comprehensive income / (loss) 2 Condensed consolidated statement of financial position 3 Unaudited cond

Key Takeaway: CONDENSED CONSOLIDATED FINANCIAL STATEMENTS Page Unaudited condensed consolidated statement of comprehensive income / (loss) 2 Condensed consolidated statement of financial position 3 Unaudited condensed consolidated statement of cash flows 4 Unaudited condensed consolidated st

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CONDENSED CONSOLIDATED FINANCIAL STATEMENTS
Page
Unaudited condensed consolidated statement of comprehensive income / (loss) 2
Condensed consolidated statement of financial position 3
Unaudited condensed consolidated statement of cash flows 4
Unaudited condensed consolidated statement of changes in equity 5
Notes to the consolidated financial statements 6
Unaudited condensed consolidated
statement of comprehensive loss
For the three months ended June 30 For the six months ended June 30
Note 2015 2016 2015 2016
Revenue 3 2,210 2,069 4,748 4,005
Other income / (expenses) - net 4 104 38 333 124
Research and development expenses 8 (5,605 ) (8,628 ) (8,526 ) (15,696 )
General and administrative expenses 8 (1,676 ) (1,965 ) (3,524 ) (4,058 )
Operating income / (loss) (4,967 ) (8,486 ) (6,969 ) (15,625 )
Finance income / (costs) - net 5 (217 ) 450 301 (872 )
Loss before tax (5,184 ) (8,036 ) (6,668 ) (16,497 )
Income taxes 0 (1 ) 0 (2 )
Loss for the period (5,184 ) (8,037 ) (6,668 ) (16,499 )
Total comprehensive loss (5,184 ) (8,037 ) (6,668 ) (16,499 )
Loss per share in per share (undiluted = diluted) (0.19 ) (0.24 ) (0.26 ) (0.50 )
The Notes are an integral part
of these consolidated financial statements.
Condensed consolidated statement
of financial position
Note December 31, 2015 June 30, 2016 (unaudited)
ASSETS
Non-current assets
Intangible assets 72 65
Leasehold improvements and equipment 915 897
987 962
Current assets
Inventories 228 233
Trade and other receivables 915 1,147
Other assets 6 452 682
Financial assets 7 0 18,015
Cash and cash equivalents 76,740 40,603
78,335 60,680
TOTAL ASSETS 79,322 61,642
EQUITY AND LIABILITIES
Equity
Issued capital 333 333
Capital reserves 187,169 188,954
Accumulated deficit (120,228 ) (136,727 )
Total equity 67,274 52,560
Non current liabilities
Borrowings 9 3,104 2,128
Total non-current liabilities 3,104 2,128
Current liabilities
Trade and other payables 4,444 4,698
Borrowings 9 1,472 2,149
Deferred revenue 3 3,028 107
Total current liabilities 8,944 6,954
TOTAL EQUITY AND LIABILITIES 79,322 61,642
The Notes are an integral part
of these consolidated financial statements.
Unaudited condensed consolidated
statement of cash flows
For the six months ended June 30
Note 2015 2016
Cash flow from operating activities
Loss for the period (6,668 ) (16,499 )
Adjustments for the period:
- Income taxes 0 2
- Depreciation and amortisation 171 193
- Share based payments 8 781 1,785
- Finance income / costs - net 5 (301 ) 872
(6,017 ) (13,647 )
Change in trade and other receivables (439 ) (183 )
Change in inventories (23 ) (5 )
Change in other assets 6 0 (230 )
Change in trade and other payables (1,084 ) (2,667 )
Cash used in operating activities (7,563 ) (16,732 )
Interest received 2 0
Paid interest (287 ) (246 )
Net cash used in operating activities (7,848 ) (16,978 )
Cash flow from investing activities
Purchase of intangible assets (6 ) (11 )
Purchase of leasehold improvements and equipment (82 ) (157 )
Cash paid for investments in current financial assets 7 0 (18,128 )
Net cash used for investing activities (88 ) (18,296 )
Cash flow from financing activities
Proceeds from issue of common shares 33,502 0
Repayment of borrowings 9 0 (357 )
Cash flow from financing activities 33,502 (357 )
Net changes to cash and cash equivalents 25,566 (35,631 )
Cash and cash equivalents at the beginning of the period 39,725 76,740
Exchange-rate related changes of cash and cash equivalents 1,028 (506 )
Cash and cash equivalents at the end of the period 66,319 40,603
The Notes are an integral part
of these consolidated financial statements.
Unaudited condensed consolidated
statement of changes in equity
Note Issued capital Capital reserves Accumulated deficit Total equity
Balance as of January 1, 2015 240 131,544 (99,989 ) 31,795
Issue of common shares 57 33,443 33,500
Exercise of share based payment awards 2 942 944
Equity-settled share based payment awards 8 781 781
Loss for the period (6,668 ) (6,668 )
Balance as of June 30, 2015 299 166,710 (106,657 ) 60,352
Balance as of January 1, 2016 333 187,169 (120,228 ) 67,274
Equity-settled share based payment awards 8 1,785 1,785
Loss for the period (16,499 ) (16,499 )
Balance as of June 30, 2016 333 188,954 (136,727 ) 52,560
The Notes are an integral part
of these consolidated financial statements.
Notes to the consolidated financial statements
Affimed N.V. (in the following Affimed or
Company) is a Dutch company with limited liability (naamloze vennootschap) and has its corporate seat in Amsterdam, the Netherlands.
The condensed consolidated financial statements
of Affimed as of and for the period ended June 30, 2016 comprise the Company and its wholly owned and controlled subsidiaries Affimed
GmbH, Heidelberg, Germany (formerly Affimed Therapeutics AG), AbCheck s.r.o., Plzen, Czech Republic and Affimed Inc., Delaware,
Affimed is a clinical-stage biopharmaceutical
group focused on discovering and developing targeted cancer immunotherapies. The Company's product candidates are developed
in the field of immuno-oncology, which represents an innovative approach to cancer research that seeks to harness the body's
own immune system to fight tumor cells. Affimed has its own research and development programs and collaborations, where the Company
is performing research services for third parties.
Statement of compliance
The interim financial statements for the
three and six months ended June 30, 2016 and 2015 have been prepared in accordance with IAS 34 Interim Financial Reporting. The
interim financial statements do not include all the information and disclosures required in the annual financial statements, and
should be read in conjunction with Affimed N.V.'s annual consolidated financial statements as at 31 December 2015.
The interim financial statements were authorized
for issuance by the management board on August 10, 2016.
Critical judgments and accounting estimates
The preparation of the interim financial
statements in conformity with IFRS requires management to make judgments, estimates and assumptions that affect the application
of accounting policies and the reported amounts of assets, liabilities, income and expenses. Actual results may differ from these
estimates. Estimates and underlying assumptions are reviewed on an ongoing basis. Revisions to accounting estimates are recognized
in the period in which the estimates are revised and in any future periods affected.
In preparing these interim financial statements,
the critical judgments made by management in applying the Group's accounting policies were the same as those that applied to the
consolidated financial statements as at and for the year ended December 31, 2015.
Functional and presentation currency
These interim financial statements are presented
in euro, which is the Company's functional currency. All financial information presented in euro has been rounded to the
nearest thousand (abbreviated ) or million (abbreviated million).
Significant accounting policies
The accounting policies applied by the Group
in these interim financial statements are the same as those applied by the Group in its consolidated financial statements as at
and for the year ended December 31, 2015 with the exception of new amendments to standards and new or amended interpretations applied
for the first time as described below.
New standards and interpretations applied
A number of amendments to standards and
new or amended interpretations are effective for annual periods beginning on or before January 1, 2016, and have been applied in
preparing these financial statements.
Standard/interpretation Effective Date 1
Annual Improvements to IFRSs 2012-2014 Cycle January 1, 2016
Amendments to IAS 16, 38 Clarification of acceptable methods
of depreciation and amortization January 1, 2016
Amendments to IAS 1 Disclosure Initiative January 1, 2016
Amendments to IFRS 10, 12 and IAS 28 Investment Entities January 1, 2016
Amendment to IFRS 11 Accounting for Acquisitions of Interests in
Joint Operations January 1, 2016
1 Shall apply for periods beginning
on or after the effective date.
None of these amendments to standards and
new or amended interpretations had an effect on the interim consolidated financial statements of the Group.
New standards and interpretations not
The following standards, amendments to standards
and interpretations are effective for annual periods beginning after December 31, 2016, and have not been applied in preparing
these consolidated financial statements.
Standard/interpretation Effective Date 1
IFRS 15 Revenue from Contracts with Customers January 1, 2018
IFRS 9 Financial Instruments (2014) January 1, 2018
Amendments to IAS 7 Disclosure Initiative January 1, 2017
IFRS 16 Leases January 1, 2019
Clarifications to IFRS 15 Revenue from Contracts with Customers January 1, 2018
Amendments to IFRS 2: Classification and Measurement of Share-
based Payment Transactions January 1, 2018
1 Shall apply for periods beginning
on or after the effective date.
The Company has not yet determined if any
of these amendments to standards and new or amended interpretations have an effect on its financial statements.
Collaboration agreement Amphivena
Affimed was party to a collaboration with
Amphivena Therapeutics Inc., San Francisco, USA (in the following Amphivena), . The purpose of the collaboration was the development
of a product candidate for hematological malignancies. The collaboration included a License and Development Agreement between Amphivena
and Affimed which expired when Amphivena obtained the approval of an investigational new drug application (IND) to enter clinical
development from the FDA in July 2016.
Pursuant to the former license and development
agreement between Affimed and Amphivena, Affimed granted a license to intellectual property and agreed to perform certain services
for Amphivena related to the development of a product candidate for hematological malignancies. In consideration for the research
and development work that was performed, Amphivena was required to pay to Affimed service fees totaling approximately 16.0
million payable according to the achievement of milestones and phase progressions as described under the license and development
agreement. After the expiration of the agreement the parties have been closing out the collaboration by exchanging documentation
transferring materials and third party contracts.
Affimed recognized revenue of 8.6
million upon achievement of three milestones consisting of the earned milestone payments of 9.0 million less Affimed's
share in funding Amphivena of 0.4 million. In the first quarter of 2015, the Group recognized revenue of 2.4 million
for the achievement of the third milestone (such amount had been previously received in cash in 2014 and deferred until the milestone
After the achievement of the third milestone,
the Group continued to provide research and development services to Amphivena for nonrefundable advance payments of 7.5 million
in the aggregate, payable in three installments ( 1.3 million, 4.2 million and 2.0 million). Revenue for these
research and development services is recognized, net of Affimed's share in funding Amphivena of 0.3 million, over the
service performance period. The first two installments of 5.2 million ( 5.5 million, net of Affimed's share of
0.3 million) were received in 2015. The Company recognized 1.4 million and 2.8 million as revenue for these research
and development services in the three and six months ended June 30, 2016 (2015: 0.5 million).
Last updated: Aug 10, 2016