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AURORA CANNABIS INC. Condensed Consolidated Interim Financial Statements (Unaudited) For the three and nine months ended

Key Takeaway: AURORA CANNABIS INC. Condensed Consolidated Interim Financial Statements For the three and nine months ended March 31, (in Canadian Dollars) Condensed Consolidated Interim Statements of Financial Position 3 Condensed Consolidated Interim Statements of Comprehensive Loss 4 Con

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AURORA CANNABIS INC.
Condensed Consolidated Interim Financial Statements
For the three and nine months ended March 31,
(in Canadian Dollars)
Condensed Consolidated Interim Statements of Financial Position 3
Condensed Consolidated Interim Statements of Comprehensive Loss 4
Condensed Consolidated Interim Statements of Changes in Equity 6
Condensed Consolidated Interim Statements of Cash Flows 8
Notes to the Condensed Consolidated Interim Financial Statements
Note 1 Nature of Operations 9 Note 15 Convertible Debentures 24
Note 2 Significant Accounting Policies and Judgments 9 Note 16 Loans and Borrowings 24
Note 3 Accounts Receivable 12 Note 17 Lease Liabilities 26
Note 4 Government Grant 13 Note 18 Share Capital 26
Note 5 Strategic Investments 13 Note 19 Share-Based Compensation 28
Note 6 Marketable Securities and Derivatives 15 Note 20 Loss Per Share 30
Note 7 Investments in Associates and Joint Ventures 17 Note 21 Other Gains (Losses) 31
Note 8 Biological Assets 17 Note 22 Supplemental Cash Flow Information 31
Note 9 Inventory 18 Note 23 Commitments and Contingencies 31
Note 10 Property, Plant and Equipment 19 Note 24 Revenue 34
Note 11 Assets Held for Sale and Discontinued Operations 20 Note 25 Segmented Information 35
Note 12 Business Combinations 21 Note 26 Fair Value of Financial Instruments 36
Note 13 Non-Controlling Interests 21 Note 27 Financial Instruments Risk 37
Note 14 Intangible Assets and Goodwill 22 Note 28 Subsequent Events 39
AURORA CANNABIS INC.
Condensed Consolidated Interim Statements of Financial Position
As at March 31, 2021 and June 30, 2020
(Unaudited - Amounts reflected in thousands of Canadian dollars)
Notes March 31, 2021 June 30, 2020
$ $
Assets
Current
Cash and cash equivalents 470,238 162,179
Restricted cash 16 50,000 -
Accounts receivable 3, 4, 27(a) 73,401 54,110
Income taxes receivable 27 -
Marketable securities 6(a) 6,694 7,066
Derivatives 6(b) 10,563 11,791
Biological assets 8 21,695 35,435
Inventory 9 101,219 121,827
Prepaids and other current assets 18,708 22,137
Assets held for sale 11(a) 21,675 6,194
774,220 420,739
Property, plant and equipment 10 677,385 946,380
Derivatives 6(b) 63,121 41,791
Deposits 3,734 12,329
Loan receivable 10,513 3,643
Investments in associates and joint ventures 7 313 18,114
Intangible assets 14 383,504 412,267
Goodwill 14 922,567 927,882
Total assets 2,835,357 2,783,145
Liabilities
Current
Accounts payable and accrued liabilities 27(b) 51,899 95,574
Income taxes payable 71 -
Deferred revenue 24 4,088 3,505
Convertible debentures 15 33,913 32,110
Loans and borrowings 16 33,191 113,921
Lease liabilities 17 6,090 6,587
Contingent consideration payable 26 256 19,054
Deferred gain on derivatives - 20
Provisions 23(b)(v) 2,000 1,485
Other current liabilities 200 -
131,708 272,256
Convertible debentures 15 286,121 294,928
Loans and borrowings 16 53,919 -
Lease liabilities 17 67,684 83,701
Derivative liability 15, 18(c) 114,078 1,827
Other long-term liability 37 37
Deferred tax liability 3,722 3,946
Total liabilities 657,269 656,695
Shareholders' equity
Share capital 18 6,434,078 5,785,395
Reserves 139,395 145,395
Accumulated other comprehensive loss (205,649 ) (187,197 )
Deficit (4,189,736 ) (3,592,787 )
Total equity attributable to Aurora shareholders 2,178,088 2,150,806
Non-controlling interests 13 - (24,356 )
Total equity 2,178,088 2,126,450
Total liabilities and equity 2,835,357 2,783,145
Nature of Operations (Note 1)
Commitments and Contingencies (Note 23)
Subsequent Events (Notes 28)
The accompanying notes are an integral part of these Condensed
Consolidated Interim Financial Statements.
AURORA CANNABIS INC.
Condensed Consolidated Interim Statements of Comprehensive Loss
Three and nine months ended March 31, 2021 and 2020
(Unaudited - Amounts reflected in thousands of Canadian dollars, except share and per share amounts)
Three months ended March 31, Nine months ended March 31,
Restated - Note 2(e) and 11(b) Restated - Note 2(e) and 11(b)
Notes 2021 2020 2021 2020
$ $ $ $
Revenue from sale of goods 24 63,555 86,617 224,647 231,177
Revenue from provision of services 24 490 1,013 1,639 4,212
Excise taxes (8,884 ) (14,089 ) (35,640 ) (32,996 )
Net revenue 55,161 73,541 190,646 202,393
Cost of sales 9 127,545 50,656 221,483 121,736
Gross profit before fair value adjustments (72,384 ) 22,885 (30,837 ) 80,657
Changes in fair value of inventory sold 29,583 14,144 38,829 48,672
Unrealized gain on changes in fair value of biological assets 8 (16,506 ) (10,904 ) (28,175 ) (44,735 )
Gross profit (85,461 ) 19,645 (41,491 ) 76,720
Expense
General and administration 28,516 48,902 85,639 157,882
Sales and marketing 13,168 23,416 42,341 74,143
Acquisition costs - 1,300 1,104 4,323
Research and development 3,398 5,601 8,414 18,424
Depreciation and amortization 10, 14 7,180 14,948 35,260 53,665
Share-based compensation 19(a)(b)(c) 5,233 8,904 18,081 53,155
57,495 103,071 190,839 361,592
Loss from operations (142,956 ) (83,426 ) (232,330 ) (284,872 )
Other (expense) income
Legal settlement and contract termination fees 23(a), (b)(i) (2,235 ) - (46,307 ) -
Interest and other income 1,467 1,998 4,599 4,884
Finance and other costs (16,990 ) (6,655 ) (50,553 ) (48,364 )
Foreign exchange ("FX") gain (loss) (7,035 ) (12,280 ) (135 ) (16,181 )
Other (losses) gains 21 8,319 170 5,681 (40,981 )
Restructuring charges (801 ) - (1,011 ) -
Impairment of deposits - - (10,266 ) -
Impairment of property, plant and equipment 10, 11(a) (4,548 ) (17,600 ) (226,850 ) (62,497 )
Impairment of investment in associates - (28,176 ) - (74,402 )
Impairment of intangible assets and goodwill 14 - - (3,777 ) (920,926 )
(21,823 ) (62,543 ) (328,619 ) (1,158,467 )
Loss from operations before taxes and discontinued operations (164,779 ) (145,969 ) (560,949 ) (1,443,339 )
Income tax recovery (expense)
Current 10 432 235 5,134
Deferred, net 119 12,009 (3,884 ) 13,739
129 12,441 (3,649 ) 18,873
Net loss from continuing operations (164,650 ) (133,528 ) (564,598 ) (1,424,466 )
Net loss from discontinued operations, net of tax - (5,811 ) (2,366 ) (19,554 )
Net loss (164,650 ) (139,339 ) (566,964 ) (1,444,020 )
AURORA CANNABIS INC.
Condensed Consolidated Interim Statements of Comprehensive Loss
Three and nine months ended March 31, 2021 and 2020
(Unaudited - Amounts reflected in thousands of Canadian dollars, except share and per share amounts)
Three months ended March 31, Nine months ended March 31,
Restated - Note 2(e) and 11(b) Restated - Note 2(e) and 11(b)
Notes 2021 2020 2021 2020
$ $ $ $
Other comprehensive (loss) income ("OCI") that will not be reclassified to net loss
Deferred tax recovery 229 (888 ) 229 2,197
Unrealized loss on marketable securities 6(a) 1,431 (14,314 ) (12,669 ) (44,869 )
1,660 (15,202 ) (12,440 ) (42,672 )
Other comprehensive (loss) income that may be reclassified to net loss
Share of income (loss) from investment in associates 7 1 (102 ) 251 (125 )
Foreign currency translation loss (2,396 ) 3,669 (6,263 ) (1,828 )
(2,395 ) 3,567 (6,012 ) (1,953 )
Total other comprehensive loss (735 ) (11,635 ) (18,452 ) (44,625 )
Comprehensive loss from continuing operations (165,385 ) (144,635 ) (583,588 ) (1,468,615 )
Comprehensive loss from discontinued operations - (6,339 ) (1,828 ) (20,030 )
Comprehensive loss (165,385 ) (150,974 ) (585,416 ) (1,488,645 )
Net loss from continuing operations attributable to:
Aurora Cannabis Inc. (164,650 ) (133,560 ) (563,134 ) (1,402,343 )
Non-controlling interests - 32 (1,464 ) (22,123 )
Net loss from discontinued operations attributable to:
Aurora Cannabis Inc. 11(b) - (5,811 ) (2,366 ) (19,554 )
Non-controlling interests - - - -
Comprehensive loss attributable to:
Aurora Cannabis Inc. (165,385 ) (150,526 ) (584,747 ) (1,466,035 )
Non-controlling interests - (448 ) (669 ) (22,610 )
Net loss per share - basic and diluted
Continuing operations 20 ($ 0.85 ) ($ 1.34 ) ($ 3.53 ) ($ 15.26 )
Discontinued operations 20 $ - ($ 0.06 ) ($ 0.01 ) ($ 0.21 )
Total operations 20 ($ 0.85 ) ($ 1.40 ) ($ 3.53 ) ($ 15.47 )
The accompanying notes are an integral part of these Condensed Consolidated
Interim Financial Statements.
AURORA CANNABIS INC.
Condensed Consolidated Interim Statements of Changes in Equity
Nine months ended March 31, 2021
(Unaudited - Amounts reflected in thousands of Canadian dollars, except share amounts)
Share Capital Reserves AOCI
Note Common Shares Amount Share-Based Compensation Compensation Options/ Warrants Convertible Notes Change in Ownership Interest Total Reserves Fair Value Deferred Tax Associate OCI Pick-up Foreign Currency Translation Total AOCI Retained Earnings (Deficit) Non-Controlling Interests Total
# $ $ $ $ $ $ $ $ $ $ $ $ $ $
Balance, June 30, 2020 115,228,811 5,785,395 188,803 42,973 419 (86,800 ) 145,395 (194,637 ) 18,919 (27 ) (11,452 ) (187,197 ) (3,592,787 ) (24,356 ) 2,126,450
Shares released for earn out payments 18(b) 2,691,759 35,902 - (15,791 ) - - (15,791 ) - - - - - - - 20,111
Shares issued for services 73,712 1,005 - - - - - - - - - - - - 1,005
Shares issued through equity financing 18(b) 78,559,118 612,101 - - - - - - - - - - - - 612,101
Equity financing transaction costs - (26,253 ) - - - - - - - - - - - - (26,253 )
Deferred tax on transaction costs - 3,777 - - - - - - - - - - - - 3,777
Exercise of stock options 19(a) 32,167 351 (187 ) - - - (187 ) - - - - - - - 164
Exercise of warrants 18(c) 491,500 9,748 - (675 ) - - (675 ) - - - - - - - 9,073
Exercise of RSUs and DSUs 19(b) 122,671 6,423 (6,423 ) - - - (6,423 ) - - - - - - - -
Share-based compensation (1) 19 - - 15,797 1,279 - - 17,076 - - - - - - - 17,076
Shares returned to treasury (50,282 ) - - - - - - - - - - - - - -
Change in ownership interests in subsidiaries 13 830,287 5,629 - - - - - - - - - - (31,449 ) 25,820 -
Comprehensive income (loss) for the period - - - - - - - (12,669 ) 229 251 (6,263 ) (18,452 ) (565,500 ) (1,464 ) (585,416 )
Balance, March 31, 2021 197,979,743 6,434,078 197,990 27,786 419 (86,800 ) 139,395 (207,306 ) 19,148 224 (17,715 ) (205,649 ) (4,189,736 ) - 2,178,088
As at March 31, 2021, there were no common
shares in held escrow (June 30, 2020 - 50,282 common shares). These securities were originally deposited in escrow on November 30,
2017 in connection with the acquisition of H2 Biopharma Inc. The escrowed common shares were to be released upon receipt of relevant licenses
to cultivate and sell cannabis, both of which were obtained, and milestones were fully met, during the year ended June 30, 2020. During
the nine months ended March 31, 2021, the Company cancelled and returned to treasury 50,282 escrowed common shares remaining (nine months
ended March 31, 2020 - released 9,989 common shares upon achievement of milestones).
The accompanying notes are an integral part of
these Condensed Consolidated Interim Financial Statements.
AURORA CANNABIS INC.
Condensed Consolidated Interim Statements of Changes in Equity
Nine months ended March 31, 2020
(Unaudited - Amounts reflected in thousands of Canadian dollars, except share amounts)
Share Capital Reserves AOCI
Common Shares Amount Share-Based Compensation Compensation Options/ Warrants Convertible Notes Change in Ownership Interest Total Reserves Fair Value Deferred Tax Associate OCI Pick-up Foreign Currency Translation Total AOCI Retained Earnings Non-Controlling Interests Total
# $ $ $ $ $ $ $ $ $ $ $ $ $ $
Balance, June 30, 2019 84,786,562 4,673,118 143,947 40,495 41,685 (86,800 ) 139,327 (156,249 ) 18,295 352 (5,568 ) (143,170 ) (286,311 ) 4,410 4,387,374
Shares issued for earn out payments 352,424 11,958 - (5,087 ) - - (5,087 ) - - - - - - - 6,871
Shares issued through equity financing 18,193,530 535,761 - - - - - - - - - - - - 535,761
Equity financing transaction costs - (11,315 ) - - - - - - - - - - - - (11,315 )
Deferred tax on transaction costs - 2,621 - - - - - - - - - - - - 2,621
Conversion of convertible notes 5,761,260 433,177 - - (41,266 ) - (41,266 ) - - - - - - - 391,911
Deferred tax on convertible notes - 1,888 - - - - - - - - - - 82 - 1,970
Exercise of stock options 92,723 6,266 (3,544 ) - - - (3,544 ) - - - - - - - 2,722
Exercise of warrants 986 102 - (29 ) - - (29 ) - - - - - - - 73
Exercise of RSUs 31,300 1,595 (1,595 ) - - - (1,595 ) - - - - - - - -
Share-based compensation - - 48,068 7,049 - - 55,117 - - - - - - - 55,117
Choom marketable securities transferred to investment in associate - - - - - - - 5,225 - - - 5,225 (5,225 ) - -
Change in ownership interests in subsidiaries 217,554 20,363 - - - - - - - - - - (18,263 ) (2,100 ) -
Comprehensive income (loss) for the period - - - - - - - (44,869 ) 2,197 (125 ) (1,828 ) (44,625 ) (1,421,897 ) (22,123 ) (1,488,645 )
Balance, March 31, 2020 109,436,339 5,675,534 186,876 42,428 419 (86,800 ) 142,923 (195,893 ) 20,492 227 (7,396 ) (182,570 ) (1,731,614 ) (19,813 ) 3,884,460
The accompanying notes are an integral part of these Condensed Consolidated
Interim Financial Statements.
AURORA CANNABIS INC.
Condensed Consolidated Interim Statements of Cash Flows
Nine months ended March 31, 2021 and 2020
(Unaudited - Amounts reflected in thousands of Canadian dollars)
Nine months ended March 31,
Restated - Note 2(e) and 11(b)
Notes 2021 2020
$ $
Operating activities
Net loss from continuing operations (564,598 ) (1,424,466 )
Adjustments for non-cash items:
Unrealized gain on changes in fair value of biological assets 8 (28,175 ) (44,735 )
Changes in fair value included in inventory sold 38,829 48,672
Depreciation of property, plant and equipment 10 36,227 57,634
Amortization of intangible assets 14 26,670 31,127
Share-based compensation 18,081 53,155
Impairment of deposits 10,266 -
Impairment of property, plant and equipment 10 226,850 62,497
Impairment of investment in associate 7 - 74,402
Impairment of intangible assets and goodwill 14 3,777 920,926
Accrued interest and accretion expense 15, 16 17,466 2,921
Interest and other income (893 ) (1,834 )
Deferred tax expense 3,649 (19,325 )
Other losses 21 (5,681 ) 40,981
Foreign exchange (gain) loss (17,849 ) 16,166
Changes in non-cash working capital 22 8,620 (96,504 )
Net cash used in operating activities from discontinued operations (3,238 ) (9,919 )
Net cash used in operating activities (229,999 ) (288,302 )
Investing activities
Investment in derivatives - (2,000 )
Proceeds from disposal of marketable securities 6 6,135 84,770
Loan receivable (6,870 ) (3,312 )
Purchase of property, plant and equipment and intangible assets (41,823 ) (317,436 )
Disposal of property, plant and equipment 5,766 2,100
Payment of contingent consideration - (1,993 )
Deposits (8,885 ) (20,437 )
Net cash provided by investing activities from discontinued operations 1,698 11,698
Net cash used in investing activities (43,979 ) (246,610 )
Financing activities
Proceeds from long-term loans - 86,394
Repayment of long-term loans (28,792 ) (57,354 )
Payments of principal portion of lease liabilities 17 (4,318 ) (12,643 )
Restricted cash (50,000 ) 46,064
Financing fees (1,427 ) (1,789 )
Shares issued for cash, net of share issue costs 665,591 527,241
Net cash used in financing activities from discontinued operations - (283 )
Net cash provided by financing activities 581,054 587,630
Effect of foreign exchange on cash and cash equivalents 983 4,763
Increase in cash and cash equivalents 308,059 57,481
Cash and cash equivalents, beginning of period 162,179 172,727
Cash and cash equivalents, end of period 470,238 230,208
Supplemental cash flow information (Note 22)
The accompanying notes are an integral part of these Condensed
Consolidated Interim Financial Statements.
Aurora Cannabis Inc. (the "Company"
or "Aurora") was incorporated under the Business Corporations Act (British Columbia) on December 21, 2006
as Milk Capital Corp. Effective October 2, 2014, the Company changed its name to Aurora Cannabis Inc. The Company's shares
are listed on the New York Stock Exchange ("NYSE") and the Toronto Stock Exchange ("TSX") under the trading symbol
"ACB", and on the Frankfurt Stock Exchange ("FSE") under the trading symbol "21P".
The Company's head office and principal address
is 4818 31 Street East, Edmonton International Airport, Alberta, Canada, T9E 0V6. The Company's registered and records office address
is Suite 1500 - 1055 West Georgia Street, Vancouver, BC V6E 4N7.
The Company's principal strategic business
lines are focused on the production, distribution and sale of cannabis related products in Canada and internationally. Aurora currently
conducts the following key business activities in the jurisdictions listed below:
The U.S. represents the largest cannabis and hemp-derived
cannabidiol ("CBD") market globally and as such, Aurora continues to evaluate its alternatives to establishing an operating
footprint in the U.S. During the year ended June 30, 2020, the Company acquired Reliva, LLC, a U.S Company based in Massachusetts specialized
in the sale of hemp-derived CBD (Note 12) as an entry into this market. As part of the U.S. market strategy, we are considering how various
state and federal regulations will affect the Company's business prospects. The Company is committed to only engage in activities
which are permissible under both state and federal laws.
During the year ended June 30, 2020, the Company
announced a business transformation plan intended to better align the business financially with the current realities of the cannabis
market in Canada while maintaining a sustainable platform for long-term growth. These actions included the rationalization of selling,
general and administrative expenses through a reduction in corporate and production staff. The Company has also wound down and closed
operations at four Canadian facilities: Aurora Prairie, Aurora Mountain, Aurora Vie, and Aurora Eau.
Accounting Policies and Judgments
of Presentation and Measurement
The condensed consolidated interim financial statements
of the Company have been prepared in accordance with International Financial Reporting Standards ("IFRS") and International
Accounting Standards 34, "Interim Financial Reporting" ("IAS34") as issued by the International Accounting
Standards Board ("IASB"), and interpretations of the IFRS Interpretations Committee ("IFRIC"). Unless otherwise
noted, all amounts are presented in thousands of Canadian dollars, except share and per share data.
The condensed consolidated interim financial statements
are presented in Canadian dollars and are prepared in accordance with the same accounting policies, critical estimates and methods described
in the Company's annual consolidated financial statements, except for the adoption of new accounting policies and estimates for
provisions (Notes 2(d) and 23(b)(v)), government grant (Note 4), impairment of inventory (Note 9), impairment of property, plant and equipment
(Note 10), impairment testing of cash generating units and goodwill (Note 14), and share purchase warrants (Note 18(c)). Given that certain
information and footnote disclosures, which are included in the annual audited consolidated financial statements, have been condensed
or excluded in accordance with IAS 34, these financial statements should be read in conjunction with our annual audited consolidated financial
statements as at and for the year ended June 30, 2020, including the accompanying notes thereto.
For comparative purposes, the Company has reclassified
certain immaterial items on the comparative consolidated statement of financial position and the consolidated statement of comprehensive
loss to conform with the current period's presentation.
On May 11, 2020, the Company completed a one-for-twelve
(1:12) reverse share split of all of its issued and outstanding common shares ("Share Consolidation"), resulting in a reduction
in the issued and outstanding shares from 1,321,072,394 to 110,089,377. Shares reserved under the Company's equity and incentive
plans were adjusted to reflect the Share Consolidation. All share and per share data presented in the Company's consolidated financial
Last updated: May 14, 2021