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AURORA CANNABIS INC. Condensed Consolidated Interim Financial Statements (Unaudited) For the three and six months ended

Key Takeaway: AURORA CANNABIS INC. Condensed Consolidated Interim Financial For the three and six months ended December (in Canadian Dollars) Condensed Consolidated Interim Statements of Financial Position 3 Condensed Consolidated Interim Statements of Comprehensive Loss 4 Condensed Consol

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AURORA CANNABIS INC.
Condensed Consolidated Interim Financial
For the three and six months ended December
(in Canadian Dollars)
Condensed Consolidated Interim Statements of Financial Position 3
Condensed Consolidated Interim Statements of Comprehensive Loss 4
Condensed Consolidated Interim Statements of Changes in Equity 6
Condensed Consolidated Interim Statements of Cash Flows 8
Notes to the Condensed Consolidated Interim Financial Statements
Note 1 Nature of Operations 9 Note 15 Convertible Debentures 25
Note 2 Significant Accounting Policies and Judgments 9 Note 16 Loans and Borrowings 25
Note 3 Accounts Receivable 12 Note 17 Share Capital 27
Note 4 Government Grant 12 Note 18 Share-Based Compensation 29
Note 5 Strategic Investments 13 Note 19 Loss Per Share 32
Note 6 Marketable Securities and Derivatives 16 Note 20 Other (Losses) Gains 32
Note 7 Investments in Associates and Joint Ventures 18 Note 21 Supplemental Cash Flow Information 33
Note 8 Biological Assets 18 Note 22 Commitments and Contingencies 33
Note 9 Inventory 19 Note 23 Revenue 35
Note 10 Property, Plant and Equipment 20 Note 24 Segmented Information 36
Note 11 Assets Held for Sale and Discontinued Operations 21 Note 25 Fair Value of Financial Instruments 37
Note 12 Business Combinations 22 Note 26 Financial Instruments Risk 39
Note 13 Non-Controlling Interests 22 Note 27 Subsequent Events 41
Note 14 Intangible Assets and Goodwill 23
AURORA CANNABIS INC.
Condensed Consolidated Interim Statements
of Financial Position
As at December 31, 2020 and June 30, 2020
(Unaudited - Amounts reflected in thousands of Canadian
Notes December 31, 2020 June 30, 2020
$ $
Assets
Current
Cash and cash equivalents 384,386 162,179
Restricted cash 16(a) 50,000 -
Accounts receivable 3, 26(a) 76,520 54,110
Income taxes receivable 29 -
Marketable securities 6(a) 4,268 7,066
Derivatives 6(b) 381 11,791
Biological assets 8 17,403 35,435
Inventory 9 183,412 121,827
Prepaids and other current assets 24,255 22,137
Assets held for sale 11(a) 1,925 6,194
742,579 420,739
Property, plant and equipment 10 712,190 946,380
Derivatives 6(b) 47,359 41,791
Deposits 3,143 12,329
Loan receivable 8,469 3,643
Investments in associates and joint ventures 7 906 18,114
Intangible assets 14 392,179 412,267
Goodwill 14 923,365 927,882
Total assets 2,830,190 2,783,145
Liabilities
Current
Accounts payable and accrued liabilities 26(b) 69,002 95,574
Income taxes payable 16 -
Deferred revenue 23 3,938 3,505
Convertible debentures 15 32,828 32,110
Loans and borrowings 16 41,793 120,508
Contingent consideration payable 25 256 19,054
Deferred gain on derivatives - 20
Provisions 22(b)(v) 2,000 1,485
149,833 272,256
Convertible debentures 15 288,727 294,928
Loans and borrowings 16 130,025 83,701
Derivative liability 15, 17(c) 60,318 1,827
Other long-term liability 37 37
Deferred tax liability 4,069 3,946
Total liabilities 633,009 656,695
Shareholders' equity
Share capital 17 6,289,374 5,785,395
Reserves 137,807 145,395
Accumulated other comprehensive loss (204,914 ) (187,197 )
Deficit (4,025,086 ) (3,592,787 )
Total equity attributable to Aurora shareholders 2,197,181 2,150,806
Non-controlling interests 13 - (24,356 )
Total equity 2,197,181 2,126,450
Total liabilities and equity 2,830,190 2,783,145
Nature of Operations (Note 1)
Strategic Investments (Note 5)
Commitments and Contingencies (Note 22)
Subsequent Events (Notes 27)
The accompanying notes are an integral part of these Condensed
Consolidated Interim Financial Statements.
AURORA CANNABIS INC.
Condensed Consolidated Interim Statements
of Comprehensive Loss
Three and six months ended December 31, 2020 and 2019
(Unaudited - Amounts reflected in thousands of Canadian
dollars, except share and per share amounts)
Three months ended December 31, Six months ended December 31,
Restated - Note 2(e) and 11(b) Restated - Note 2(e) and 11(b)
Notes 2020 2019 2020 2019
$ $ $ $
Revenue from sale of goods 23 79,025 62,778 161,092 144,560
Revenue from provision of services 23 550 1,355 1,149 3,199
Excise taxes (11,902 ) (8,995 ) (26,756 ) (18,907 )
Net revenue 67,673 55,138 135,485 128,852
Cost of sales 50,644 36,937 93,938 71,080
Gross profit before fair value adjustments 17,029 18,201 41,547 57,772
Changes in fair value of inventory sold 5,942 13,223 9,246 34,528
Unrealized gain on changes in fair value of biological assets 8 (6,262 ) (7,932 ) (11,669 ) (33,831 )
Gross profit 17,349 12,910 43,970 57,075
Expense
General and administration 27,834 58,429 57,123 108,980
Sales and marketing 14,138 28,872 29,173 50,727
Acquisition costs - 2,059 1,104 3,023
Research and development 2,432 6,775 5,016 12,823
Depreciation and amortization 10, 14 14,006 20,739 28,080 38,717
Share-based compensation 18(a)(b)(c) 5,987 19,694 12,848 44,251
64,397 136,568 133,344 258,521
Loss from operations (47,048 ) (123,658 ) (89,374 ) (201,446 )
Other (expense) income
Legal settlement and contract termination fees 22(a), (b)(i) (800 ) - (44,072 ) -
Interest and other income 1,865 1,997 3,132 2,886
Finance and other costs (18,872 ) (23,833 ) (33,563 ) (41,709 )
Foreign exchange ("FX") gain (loss) (527 ) (961 ) 6,900 (3,901 )
Other (losses) gains 20 8,065 (168,807 ) (2,638 ) (41,151 )
Restructuring charges - - (210 ) -
Impairment of deposits (10,266 ) - (10,266 ) -
Impairment of property, plant and equipment 10, 11(a) (221,643 ) (44,897 ) (222,302 ) (44,897 )
Impairment of investment in associates 6 - (46,226 ) - (46,226 )
Impairment of intangible assets and goodwill 14 (395 ) (920,926 ) (3,777 ) (920,926 )
(242,573 ) (1,203,653 ) (306,796 ) (1,095,924 )
Loss from operations before taxes and discontinued operations (289,621 ) (1,327,311 ) (396,170 ) (1,297,370 )
Income tax recovery (expense)
Current 118 123 225 4,702
Deferred, net (3,285 ) 25,013 (4,003 ) 1,730
(3,167 ) 25,136 (3,778 ) 6,432
Net loss from continuing operations (292,788 ) (1,302,175 ) (399,948 ) (1,290,938 )
Net loss from discontinued operations, net of tax - (9,943 ) (2,366 ) (13,743 )
Net loss (292,788 ) (1,312,118 ) (402,314 ) (1,304,681 )
AURORA CANNABIS INC.
Condensed Consolidated Interim Statements
of Comprehensive Loss
Three and six months ended December 31, 2020 and 2019
(Unaudited - Amounts reflected in thousands of Canadian
dollars, except share and per share amounts)
Three months ended December 31, Six months ended December 31,
Restated - Note 2(e) and 11(b) Restated - Note 2(e) and 11(b)
Notes 2020 2019 2020 2019
$ $ $ $
Other comprehensive (loss) income ("OCI") that will not be reclassified to net loss
Deferred tax recovery - 1,179 - 3,085
Unrealized loss on marketable securities 6(a) (6,744 ) (11,481 ) (14,100 ) (30,555 )
(6,744 ) (10,302 ) (14,100 ) (27,470 )
Other comprehensive (loss) income that may be reclassified to net loss
Share of income (loss) from investment in associates 7 (15 ) 69 250 (23 )
Foreign currency translation loss (2,191 ) (3,701 ) (3,867 ) (5,497 )
(2,206 ) (3,632 ) (3,617 ) (5,520 )
Total other comprehensive loss (8,950 ) (13,934 ) (17,717 ) (32,990 )
Comprehensive loss from continuing operations (301,738 ) (1,316,138 ) (418,203 ) (1,323,980 )
Comprehensive loss from discontinued operations - (9,914 ) (1,828 ) (13,691 )
Comprehensive loss (301,738 ) (1,326,052 ) (420,031 ) (1,337,671 )
Net loss from continuing operations attributable to:
Aurora Cannabis Inc. (292,788 ) (1,282,406 ) (398,484 ) (1,268,783 )
Non-controlling interests - (19,769 ) (1,464 ) (22,155 )
Net loss from discontinued operations attributable to:
Aurora Cannabis Inc. 11(b) - (9,943 ) (2,366 ) (13,743 )
Non-controlling interests - - - -
Comprehensive loss attributable to:
Aurora Cannabis Inc. (301,738 ) (1,306,184 ) (419,362 ) (1,315,509 )
Non-controlling interests - (19,868 ) (669 ) (22,162 )
Net loss per share - basic and diluted
Continuing operations 19 ($ 1.74 ) ($ 14.14 ) ($ 2.79 ) ($ 14.43 )
Discontinued operations 19 $ - ($ 0.11 ) ($ 0.02 ) ($ 0.16 )
Total operations 19 ($ 1.74 ) ($ 14.25 ) ($ 2.81 ) ($ 14.59 )
The accompanying notes are an integral part of these Condensed
Consolidated Interim Financial Statements.
AURORA CANNABIS INC.
Condensed Consolidated Interim
Statements of Changes in Equity
Six months ended December 31, 2020
(Unaudited - Amounts reflected in thousands of Canadian
dollars, except share amounts)
Share Capital Reserves AOCI
Note Common Shares Amount Share-Based Compensation Compensation Options/ Warrants Convertible Notes Change in Ownership Interest Total Reserves Fair Value Deferred Tax Associate OCI Pick-up Foreign Currency Translation Total AOCI Retained Earnings (Deficit) Non- Controlling Interests Total
# $ $ $ $ $ $ $ $ $ $ $ $ $ $
Balance, June 30, 2020 115,228,811 5,785,395 188,803 42,973 419 (86,800 ) 145,395 (194,637 ) 18,919 (27 ) (11,452 ) (187,197 ) (3,592,787 ) (24,356 ) 2,126,450
Shares released for earn out payments 17(b) 2,639,172 35,152 - (15,792 ) - - (15,792 ) - - - - - - - 19,360
Shares issued for services 44,094 552 - - - - - - - - - - - - 552
Shares issued through equity financing 17(b) 65,359,118 471,154 - - - - - - - - - - - - 471,154
Equity financing transaction costs - (16,948 ) - - - - - - - - - - - - (16,948 )
Deferred tax on transaction costs - 3,777 - - - - - - - - - - - - 3,777
Exercise of stock options 18(a) 5,084 30 (11 ) - - - (11 ) - - - - - - - 19
Exercise of RSUs and DSUs 18(b) 104,404 4,633 (4,633 ) - - - (4,633 ) - - - - - - - -
Share-based compensation (1) 18 - - 11,568 1,280 - - 12,848 - - - - - - - 12,848
Shares returned to treasury (50,282 ) - - - - - - - - - - - - - -
Change in ownership interests in subsidiaries 13 830,287 5,629 - - - - - - - - - - (31,449 ) 25,820 -
Comprehensive income (loss) for the period - - - - - - - (14,100 ) - 250 (3,867 ) (17,717 ) (400,850 ) (1,464 ) (420,031 )
Balance, December 31, 2020 184,160,688 6,289,374 195,727 28,461 419 (86,800 ) 137,807 (208,737 ) 18,919 223 (15,319 ) (204,914 ) (4,025,086 ) - 2,197,181
As at December 31, 2020, there were
no common shares in held escrow (June 30, 2020 - 50,282 common shares). These securities were originally deposited in escrow on
November 30, 2017 in connection with the acquisition of H2 Biopharma Inc. The escrowed common shares were to be released upon
receipt of relevant licenses to cultivate and sell cannabis, both of which were obtained, and milestones were met, during the year
ended June 30, 2020. During the three and six months ended December 31, 2020, the Company cancelled and returned to treasury 50,282
escrowed common shares remaining (three and six months ended December 31, 2019 - released 9,989 common shares upon achievement
The accompanying notes are an integral part
of these Condensed Consolidated Interim Financial Statements.
AURORA CANNABIS INC.
Condensed Consolidated Interim
Statements of Changes in Equity
Six months ended December 31, 2019
(Unaudited - Amounts reflected in thousands of Canadian
dollars, except share amounts)
Share Capital (1) Reserves AOCI
Common Shares Amount Share-Based Compensation Compensation Options/ Warrants Convertible Notes Change in Ownership Interest Total Reserves Fair Value Deferred Tax Associate OCI Pick-up Foreign Currency Translation Total AOCI Retained Earnings Non- Controlling Interests Total
# $ $ $ $ $ $ $ $ $ $ $ $ $ $
Balance, June 30, 2019 84,786,562 4,673,118 143,947 40,495 41,685 (86,800 ) 139,327 (156,249 ) 18,295 352 (5,568 ) (143,170 ) (286,311 ) 4,410 4,387,374
Shares issued for earn out payments 27,411 4,075 - (2,893 ) - - (2,893 ) - - - - - - - 1,182
Shares issued through equity financing 6,458,991 325,183 - - - - - - - - - - - - 325,183
Equity financing transaction costs - (7,101 ) - - - - - - - - - - - - (7,101 )
Conversion of convertible notes 5,761,260 433,177 - - (41,266 ) - (41,266 ) - - - - - - - 391,911
Deferred tax on convertible notes - 688 - - 1,888 - 1,888 - - - - - - - 2,576
Exercise of stock options 78,189 6,092 (3,468 ) - - - (3,468 ) - - - - - - - 2,624
Exercise of warrants 986 102 - (29 ) - - (29 ) - - - - - - - 73
Exercise of RSUs 18,194 921 (921 ) - - - (921 ) - - - - - - - -
Share-based compensation - - 37,840 7,983 - - 45,823 - - - - - - - 45,823
Choom marketable securities transferred to investment in associate - - - - - - - 5,225 - - - 5,225 (5,225 ) - -
Change in ownership interests in subsidiaries 217,554 20,363 - - - - - - - - - - (18,263 ) (2,100 ) -
Comprehensive income (loss) for the period - - - - - - - (30,555 ) 3,085 (23 ) (5,497 ) (32,990 ) (1,282,526 ) (22,155 ) (1,337,671 )
Balance, December 31, 2019 97,349,147 5,456,618 177,398 45,556 2,307 (86,800 ) 138,461 (181,579 ) 21,380 329 (11,065 ) (170,935 ) (1,592,325 ) (19,845 ) 3,811,974
The accompanying notes are an integral part of these Condensed
Consolidated Interim Financial Statements.
AURORA CANNABIS INC.
Condensed Consolidated Interim Statements
Six months ended December 31, 2020 and 2019
(Unaudited - Amounts reflected in thousands of Canadian
Six months ended December 31,
Restated - Note 2(e) and 11(b)
Notes 2020 2019
$ $
Operating activities
Net loss from continuing operations (399,948 ) (1,290,938 )
Adjustments for non-cash items:
Unrealized gain on changes in fair value of biological assets 8 (11,669 ) (33,831 )
Changes in fair value included in inventory sold 9,246 34,528
Depreciation of property, plant and equipment 10 28,953 39,858
Amortization of intangible assets 14 18,374 21,121
Share-based compensation 12,848 44,251
Impairment of deposits 10,266 -
Impairment of property, plant and equipment 10 222,302 44,897
Impairment of investment in associate 7 - 46,226
Impairment of intangible assets and goodwill 14 3,777 920,926
Accrued interest and accretion expense 15, 16 14,475 9,636
Interest and other income (191 ) -
Deferred tax expense 3,778 (6,432 )
Other losses 20 2,638 41,151
Foreign exchange (gain) loss (20,944 ) 3,900
Changes in non-cash working capital 21 (63,339 ) (95,670 )
Net cash used in operating activities from discontinued operations (3,238 ) (9,238 )
Net cash used in operating activities (172,672 ) (229,615 )
Investing activities
Investment in derivatives - (2,000 )
Proceeds from disposal of marketable securities 6 6,135 84,770
Loan receivable (4,826 ) (3,312 )
Purchase of property, plant and equipment and intangible assets 10 (29,661 ) (233,633 )
Disposal of property, plant and equipment 5,844 2,100
Payment of contingent consideration - (1,607 )
Deposits (2,169 ) (15,874 )
Net cash provided by investing activities from discontinued operations 1,698 8,485
Net cash used in investing activities (22,979 ) (161,071 )
Financing activities
Proceeds from long-term loans - 64,394
Repayment of long-term loans (22,542 ) (3,750 )
Payments of principal portion of lease liabilities 16(b) (2,840 ) (6,327 )
Restricted cash (50,000 ) 1,064
Financing fees (1,389 ) (941 )
Shares issued for cash, net of share issue costs 493,438 320,779
Net cash used in financing activities from discontinued operations - (164 )
Net cash provided by financing activities 416,667 375,055
Effect of foreign exchange on cash and cash equivalents 1,191 (762 )
Increase (decrease) in cash and cash equivalents 222,207 (16,393 )
Cash and cash equivalents, beginning of period 162,179 172,727
Cash and cash equivalents, end of period 384,386 156,334
Supplemental cash flow information (Note 21)
The accompanying notes are an integral part of these Condensed
Consolidated Interim Financial Statements.
Aurora Cannabis Inc. (the "Company"
or "Aurora") was incorporated under the Business Corporations Act (British Columbia) on December 21,
2006 as Milk Capital Corp. Effective October 2, 2014, the Company changed its name to Aurora Cannabis Inc. The Company's
shares are listed on the New York Stock Exchange ("NYSE") and the Toronto Stock Exchange ("TSX") under
the trading symbol "ACB", and on the Frankfurt Stock Exchange ("FSE") under the trading symbol "21P".
The Company's head office and principal
address is 4818 31 Street East, Edmonton International Airport, Alberta, Canada, T9E 0V6. The Company's registered and records
office address is Suite 1500 - 1055 West Georgia Street, Vancouver, BC V6E 4N7.
The Company's principal strategic
business lines are focused on the production, distribution and sale of cannabis related products in Canada and internationally.
Aurora currently conducts the following key business activities in the jurisdictions listed below:
The U.S. represents the largest cannabis
and hemp-derived cannabidiol ("CBD") market globally and as such, Aurora continues to evaluate its alternatives to
establishing an operating footprint in the U.S. During the year ended June 30, 2020, the Company acquired Reliva, LLC, a U.S Company
based in Massachusetts specialized in the sale of hemp-derived CBD (Note 12) as an entry into this market. As part of the U.S.
market strategy, we are considering how various state and federal regulations will affect the Company's business prospects.
The Company is committed to only engage in activities which are permissible under both state and federal laws.
During the year ended June 30, 2020, the
Company announced a business transformation plan intended to better align the business financially with the current realities of
the cannabis market in Canada while maintaining a sustainable platform for long-term growth. These actions include the rationalization
of selling, general and administrative expenses through a reduction in corporate and production staff. The Company has also initiated
a plan to wind down and close operations at four Canadian facilities including Aurora Prairie, Aurora Mountain, Aurora Vie, and
Accounting Policies and Judgments
of Presentation and Measurement
The condensed consolidated interim financial
statements of the Company have been prepared in accordance with International Financial Reporting Standards ("IFRS")
and International Accounting Standards 34, "Interim Financial Reporting" ("IAS34") as issued by
the International Accounting Standards Board ("IASB"), and interpretations of the IFRS Interpretations Committee ("IFRIC").
Unless otherwise noted, all amounts are presented in thousands of Canadian dollars, except share and per share data.
The condensed consolidated interim financial
statements are presented in Canadian dollars and are prepared in accordance with the same accounting policies, critical estimates
and methods described in the Company's annual consolidated financial statements, except for the adoption of new accounting
policies and estimates for provisions (Notes 2(d) and 22(b)(v)), government grant (Note 4), impairment of property, plant and equipment
(Note 10), impairment testing of cash generating units and goodwill (Note 14), and share purchase warrants (Note 17(c)). Given
Last updated: Feb 11, 2021