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AURORA CANNABIS INC. Condensed Consolidated Interim Financial Statements (Unaudited) For the three and nine months ended

Key Takeaway: AURORA CANNABIS INC. Condensed Consolidated Interim Financial For the three and nine months ended March 31, (in Canadian Dollars) Condensed Consolidated Interim Statements of Financial Position 3 Condensed Consolidated Interim Statements of Comprehensive Loss 4 Condensed Cons

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AURORA CANNABIS INC.
Condensed Consolidated Interim Financial
For the three and nine months ended March 31,
(in Canadian Dollars)
Condensed Consolidated Interim Statements of Financial Position 3
Condensed Consolidated Interim Statements of Comprehensive Loss 4
Condensed Consolidated Interim Statements of Changes in Equity 6
Condensed Consolidated Interim Statements of Cash Flows 8
Notes to the Condensed Consolidated Interim Financial Statements
Note 1 Nature of Operations 9 Note 14 Convertible Debentures 24
Note 2 Significant Accounting Policies and Judgments 9 Note 15 Loans and Borrowings 25
Note 3 Accounts Receivable 12 Note 16 Share Capital 27
Note 4 Strategic Investments 12 Note 17 Share-Based Compensation 28
Note 5 Marketable Securities and Derivatives 15 Note 18 Earnings Per Share 29
Note 6 Investments in Associates and Joint Ventures 17 Note 19 Other (Losses) Gains 30
Note 7 Biological Assets 17 Note 20 Supplementary Cash Flow Information 30
Note 8 Inventory 18 Note 21 Commitments and Contingencies 30
Note 9 Property, Plant and Equipment 19 Note 22 Revenue 32
Note 10 Business Combinations 20 Note 23 Segmented Information 33
Note 11 Non-Controlling Interests 21 Note 24 Fair Value of Financial Instruments 34
Note 12 Assets Held for Sale 21 Note 25 Financial Instruments Risk 35
Note 13 Intangible Assets and Goodwill 22 Note 26 Subsequent Events 36
AURORA CANNABIS INC.
Condensed Consolidated Interim Statements of Financial Position
As at March 31, 2020 and June 30, 2019
(Unaudited - Amounts reflected in thousands of Canadian dollars)
Notes March 31, 2020 June 30, 2019
$ $
Assets
Current
Cash and cash equivalents 15(a) 230,208 172,727
Restricted cash 15(a) - 46,066
Accounts receivable 3, 25(a) 80,296 103,493
Income taxes receivable 51 8,833
Marketable securities 5(a) 11,834 143,248
Derivatives 5(b) 9,585 -
Biological assets 7 30,572 51,836
Inventory 8 251,189 113,641
Prepaids and other current assets 31,884 24,323
Assets held for sale 12 8,630 -
654,249 664,167
Property, plant and equipment 9 1,054,862 765,567
Derivatives 5(b) 39,909 86,409
Deposits 13,002 6,926
Loan receivable 3,312 -
Investments in associates and joint ventures 6 35,850 118,845
Intangible assets 13 500,950 688,366
Goodwill 13 2,415,522 3,172,550
Total assets 4,717,656 5,502,830
Liabilities
Current
Accounts payable and accrued liabilities 25(b) 128,622 152,884
Deferred revenue 22 3,841 749
Convertible debentures 14 31,880 235,909
Loans and borrowings 15 21,772 13,758
Contingent consideration payable 24 18,167 28,137
Deferred gain on derivatives 20 728
Provisions 21(a) 2,135 4,200
206,437 436,365
Convertible debentures 14 292,813 267,672
Loans and borrowings 15 246,246 127,486
Derivative liability 14(ii) 2,571 177,395
Other long-term liability - 11,979
Deferred tax liability 71,327 91,886
Total liabilities 819,394 1,112,783
Shareholders' equity
Share capital 16 5,675,534 4,673,118
Reserves 142,923 139,327
Accumulated other comprehensive loss (182,570 ) (143,170 )
Deficit (1,717,812 ) (283,638 )
Total equity attributable to Aurora shareholders 3,918,075 4,385,637
Non-controlling interests 11 (19,813 ) 4,410
Total equity 3,898,262 4,390,047
Total liabilities and equity 4,717,656 5,502,830
Nature of Operations (Note 1)
Strategic Investments (Note 4)
Commitments and Contingencies (Note 21)
Subsequent Events (Note 26)
The accompanying notes are an integral part of these Condensed
Consolidated Interim Financial Statements.
AURORA CANNABIS INC.
Condensed Consolidated Interim Statements of Comprehensive Loss
Three and nine months ended March 31, 2020 and 2019
(Unaudited - Amounts reflected in thousands of Canadian dollars, except share and per share amounts)
Three months ended March 31, Nine months ended March 31,
Notes 2020 2019 2020 2019
$ $ $ $
Revenue from sale of goods 22 88,596 72,239 235,576 158,108
Revenue from provision of services 22 1,013 2,999 4,212 8,804
Excise taxes (14,089 ) (10,093 ) (32,996 ) (17,915 )
Net revenue 75,520 65,145 206,792 148,997
Cost of sales 43,632 28,914 109,585 68,676
Gross profit before fair value adjustments 31,888 36,231 97,207 80,321
Changes in fair value of inventory sold 15,380 17,407 56,692 48,968
Unrealized gain on changes in fair value of biological assets 7 (10,897 ) (33,798 ) (70,513 ) (61,461 )
Gross profit 27,405 52,622 111,028 92,814
Expense
General and administration 56,790 50,786 186,662 130,350
Sales and marketing 23,357 16,318 74,499 68,435
Acquisition costs 1,300 2,183 4,323 22,855
Research and development 5,601 3,516 18,424 8,753
Depreciation and amortization 9, 13 14,721 18,182 53,777 52,567
Share-based compensation 17(a)(b) 9,204 39,254 53,924 79,534
110,973 130,239 391,609 362,494
Loss from operations (83,568 ) (77,617 ) (280,581 ) (269,680 )
Other (expense) income
Interest and other income 2,197 1,926 5,368 2,804
Finance and other costs (6,678 ) (13,993 ) (48,466 ) (32,728 )
Foreign exchange ("FX") loss (11,678 ) (45 ) (16,386 ) (553 )
Other (losses) gains 19 170 (70,390 ) (40,981 ) 38,749
Impairment of property, plant and equipment 9, 12 (19,445 ) - (71,370 ) -
Impairment of investment in associates 6 (28,176 ) - (74,402 ) (69,957 )
Impairment of intangible assets 13 - (9,002 ) (158,695 ) (9,002 )
Impairment of goodwill 13 - - (762,231 ) -
(63,610 ) (91,504 ) (1,167,163 ) (70,687 )
Loss before taxes (147,178 ) (169,121 ) (1,447,744 ) (340,367 )
Income tax recovery
Current 884 986 5,586 7,485
Deferred, net 8,931 7,940 9,267 37,226
9,815 8,926 14,853 44,711
Net loss (137,363 ) (160,195 ) (1,432,891 ) (295,656 )
Other comprehensive (loss) income ("OCI") that will not be reclassified to net loss
Deferred tax recovery (888 ) (10,819 ) 2,197 7,700
Unrealized loss on marketable securities 5(a) (14,314 ) 81,160 (44,869 ) (25,600 )
(15,202 ) 70,341 (42,672 ) (17,900 )
Other comprehensive (loss) income that may be reclassified to net loss
Share of loss from investment in associates (102 ) - (125 ) -
Foreign currency translation gain (loss) 3,669 (3,937 ) (1,828 ) (4,191 )
3,567 (3,937 ) (1,953 ) (4,191 )
Total other comprehensive loss (11,635 ) 66,404 (44,625 ) (22,091 )
Comprehensive loss (148,998 ) (93,791 ) (1,477,516 ) (317,747 )
AURORA CANNABIS INC.
Condensed Consolidated Interim Statements of Comprehensive Loss
Three and nine months ended March 31, 2020 and 2019
(Unaudited - Amounts reflected in thousands of Canadian dollars, except share and per share amounts)
Three months ended March 31, Nine months ended March 31,
Notes 2020 2019 2020 2019
$ $ $ $
Net loss attributable to:
Aurora Cannabis Inc. (137,395 ) (158,354 ) (1,410,768 ) (290,644 )
Non-controlling interests 32 (1,841 ) (22,123 ) (5,012 )
Comprehensive loss attributable to:
Aurora Cannabis Inc. (148,550 ) (86,596 ) (1,454,906 ) (307,359 )
Non-controlling interests (448 ) (7,195 ) (22,610 ) (10,388 )
Net loss per share
Basic and diluted 1, 18 ($1.37 ) ($1.89 ) ($15.34 ) ($3.70 )
The accompanying notes are an integral part of these Condensed
Consolidated Interim Financial Statements.
AURORA CANNABIS INC.
Condensed Consolidated Interim Statements of Changes in Equity
Nine months ended March 31, 2020
(Unaudited - Amounts reflected in thousands of Canadian dollars, except share amounts)
Share Capital (1) Reserves AOCI
Note Common Shares Amount Share-Based Compensation Compensation Options/ Warrants Convertible Notes Change in Ownership Interest Total Reserves Fair Value Deferred Tax Associate OCI Pick-up Foreign Currency Translation Total AOCI Retained Earnings (Deficit) Non-Controlling Interests Total
# $ $ $ $ $ $ $ $ $ $ $ $ $ $
Balance, June 30, 2019 84,786,562 4,673,118 143,947 40,495 41,685 (86,800 ) 139,327 (156,249 ) 18,295 352 (5,568 ) (143,170 ) (283,638 ) 4,410 4,390,047
Shares released for earn out payments 16(b) 352,424 11,958 - (5,087 ) - - (5,087 ) - - - - - - - 6,871
Shares issued through equity financing 16(b) 18,193,530 535,761 - - - - - - - - - - - - 535,761
Share issuance costs - (11,315 ) - - - - - - - - - - - - (11,315 )
Deferred tax on share issuance costs - 2,621 - - - - - - - - - - - - 2,621
Conversion of convertible notes 14(i) 5,761,260 433,177 - - (41,266 ) - (41,266 ) - - - - - - - 391,911
Deferred tax on convertible notes - 1,888 - - - - - - - - - - 82 - 1,970
Exercise of stock options 17(a) 92,723 6,266 (3,544 ) - - - (3,544 ) - - - - - - - 2,722
Exercise of warrants 16(c) 986 102 - (29 ) - - (29 ) - - - - - - - 73
Exercise of RSUs 17(b) 31,300 1,595 (1,595 ) - - - (1,595 ) - - - - - - - -
Share-based compensation (2) 17 - - 48,068 7,049 - - 55,117 - - - - - - - 55,117
Change in ownership interests in subsidiaries 11 217,554 20,363 - - - - - - - - - - (18,263 ) (2,100 ) -
Choom marketable securities transferred to investment in associate 4(g) - - - - - - - 5,225 - - - 5,225 (5,225 ) - -
Comprehensive income (loss) for the period - - - - - - - (44,869 ) 2,197 (125 ) (1,828 ) (44,625 ) (1,410,768 ) (22,123 ) (1,477,516 )
Balance, March 31, 2020 109,436,339 5,675,534 186,876 42,428 419 (86,800 ) 142,923 (195,893 ) 20,492 227 (7,396 ) (182,570 ) (1,717,812 ) (19,813 ) 3,898,262
As at March 31, 2020, there are
50,282 shares in escrow (June 30, 2019 - 60,271 common shares). These securities were originally deposited in escrow on November 30,
2017 in connection with the acquisition of H2 Biopharma Inc. The escrowed common shares are to be released upon receipt of relevant
licenses to cultivate and sell cannabis. During the nine months ended March 31, 2020, the Company released 9,989 escrowed common
shares on achievement of the milestones (nine months ended March 31, 2019 - 2,099,257 common shares).
The accompanying notes are an integral part
of these Condensed Consolidated Interim Financial Statements.
AURORA CANNABIS INC.
Condensed Consolidated Interim Statements of Changes in Equity
Nine months ended March 31, 2019
(Unaudited - Amounts reflected in thousands of Canadian dollars, except share amounts)
Share Capital (1) Reserves AOCI
Common Shares Amount Share-Based Compensation Compensation Options/ Warrants Convertible Notes Change in Ownership Interest Total Reserves Fair Value Deferred Tax Associate OCI Pick-up Foreign Currency Translation Total AOCI Retained Earnings Non-Controlling Interests Total
# $ $ $ $ $ $ $ $ $ $ $ $ $ $
Balance, June 30, 2018 47,342,761 1,466,433 38,335 307 41,792 (85,719 ) (5,285 ) (539 ) (55 ) - 61 (533 ) 87,749 4,562 1,552,926
Shares issued for business combinations & asset acquisitions 35,863,343 3,049,871 75,490 27,111 - - 102,601 - - - - - - - 3,152,472
Shares issued for earn out payments 20,311 18,227 - - - - - - - - - - - - 18,227
Conversion of convertible notes 27,611 1,539 - - (469 ) - (469 ) - - - - - - - 1,070
Deferred tax on convertible notes - - - - 425 - 425 - - - - - - - 425
Exercise of stock options 1,114,911 100,799 (58,923 ) - - - (58,923 ) - - - - - - 415 42,291
Exercise of warrants 133,766 10,049 - (1,554 ) - - (1,554 ) - - - - - - - 8,495
Exercise of compensation options 12 2 - (1 ) - - (1 ) - - - - - - - 1
Exercise of RSUs 57,682 1,966 (1,966 ) - - - (1,966 ) - - - - - - - -
Forfeited options - - (541 ) - - - (541 ) - - - - - 541 - -
Share-based compensation - - 71,133 8,401 - - 79,534 - - - - - - - 79,534
Contribution from NCI - - - - - - - - - - - - - 5,850 5,850
Change in ownership interests in subsidiaries - - - - - (4 ) (4 ) - - - - - - 4 -
Australis Capital first tranche private placement - 7,800 - - - - - - - - - - - - 7,800
Australis Capital non-controlling interest reclass on loss of control - (6,348 ) - - - - - - - - - - - 6,348 -
Spin-out of Australis Capital - - - - - - - - - - - - (151,695 ) (6,348 ) (158,043 )
Reclass gain from Australis Capital shares on derecognition upon spin-out - - - - - - - (76,873 ) 6,402 - - (70,471 ) 70,471 - -
Comprehensive income (loss) for the period - - - - - - - (25,600 ) 7,700 - (4,191 ) (22,091 ) (290,644 ) (5,012 ) (317,747 )
Balance, March 31, 2019 84,560,397 4,650,338 123,528 34,264 41,748 (85,723 ) 113,817 (103,012 ) 14,047 - (4,130 ) (93,095 ) (283,578 ) 5,819 4,393,301
Common share amounts have been retrospectively restated for all prior periods to reflect the Share Consolidation
effected on May 11, 2020. Refer to Note 2(a) - Basis of Presentation and Measurement for more information.
The accompanying notes are an integral part of these Condensed
Consolidated Interim Financial Statements.
AURORA CANNABIS INC.
Condensed Consolidated Interim Statements of Cash Flows
Nine months ended March 31, 2020 and 2019
(Unaudited - Amounts reflected in thousands of Canadian dollars)
Nine months ended March 31,
Notes 2020 2019
$ $
Operating activities
Net loss for the period (1,432,891 ) (295,656 )
Adjustments for non-cash items:
Unrealized gain on changes in fair value of biological assets 7 (70,513 ) (61,461 )
Changes in fair value included in inventory sold 56,692 48,968
Depreciation of property, plant and equipment 9 57,746 35,501
Amortization of intangible assets 13 31,127 35,863
Share-based compensation 53,924 79,534
Non-cash acquisition costs - 4,243
Impairment of property, plant and equipment 9 71,370 -
Impairment of investment in associate 6 74,402 69,957
Impairment of intangible assets 13 158,695 9,002
Impairment of goodwill 13 762,231 -
Accrued interest and accretion expense 14, 15 2,921 22,126
Interest and other income (1,834 ) 332
Deferred tax expense (recovery) (14,853 ) (37,226 )
Other (losses) gains 19 40,981 (38,749 )
Foreign exchange loss 16,386 508
Changes in non-cash working capital 20 (94,686 ) (60,579 )
Net cash used in operating activities (288,302 ) (187,637 )
Investing activities
Marketable securities, derivatives and convertible debenture investments 5 (2,000 ) (50,055 )
Proceeds from disposal of marketable securities 5 84,770 46,663
Loan receivable (3,312 ) -
Purchase of property, plant and equipment and intangible assets 9 (321,058 ) (246,850 )
Disposal of property, plant and equipment 2,100 -
Acquisition of businesses, net of cash acquired 10 - 117,091
Payment of contingent consideration (1,993 ) (1,608 )
Deposits (5,117 ) (2,011 )
Investments in associates 6 - 959
Net cash used in investing activities (246,610 ) (135,811 )
Financing activities
Proceeds from long-term loans 86,394 611,570
Repayment of long-term loans (57,354 ) (19,142 )
Repayment of short-term loans - (175 )
Payments of lease liabilities 15(b) (12,926 ) -
Restricted cash 46,064 (30,159 )
Financing fees (1,789 ) (21,226 )
Shares issued for cash, net of share issue costs 527,241 50,783
Capital contribution from non-controlling interest - 5,854
Net cash provided by financing activities 587,630 597,505
Effect of foreign exchange on cash and cash equivalents 4,763 (2,937 )
Increase in cash and cash equivalents 57,481 271,120
Cash and cash equivalents, beginning of period 172,727 76,785
Cash and cash equivalents, end of period 230,208 347,905
Supplemental cash flow information (Note 20)
The accompanying notes are an integral part of these Condensed
Consolidated Interim Financial Statements.
Aurora was incorporated under the Business
Corporations Act (British Columbia) on December 21, 2006 as Milk Capital Corp. Effective October 2, 2014,
the Company changed its name to Aurora Cannabis Inc. The Company's shares are listed on the New York Stock Exchange ("NYSE")
and the Toronto Stock Exchange ("TSX") under the trading symbol "ACB", and on the Frankfurt Stock Exchange
("FSE") under the trading symbol "21P".
The Company's head office and principal
address is Suite 500 - 10355 Jasper Avenue, Edmonton, Alberta, Canada, T5J 1Y6. The Company's registered and records office
address is Suite 1500 - 1055 West Georgia Street, Vancouver, BC V6E 4N7.
The Company's principal strategic
business lines are focused on the production, distribution and sale of cannabis in Canada and internationally. Aurora currently
conducts the following key business activities in the jurisdictions listed below:
The United States ("U.S.") represents
the largest cannabis and hemp-derived cannabidiol ("CBD") market globally and as such, Aurora continues to evaluate
its alternatives to establishing an operating footprint in the U.S. As part of the U.S. market strategy, we are considering how
various state and federal regulations will affect the Company's business prospects. The Company is committed to only engage
in activities which are permissible under both state and federal laws.
Accounting Policies and Judgments
The condensed consolidated interim financial
statements of the Company have been prepared in accordance with International Financial Reporting Standards ("IFRS")
and International Accounting Standards 34, "Interim Financial Reporting" ("IAS34") as issued by
the International Accounting Standards Board ("IASB"), and interpretations of the IFRS Interpretations Committee ("IFRIC").
Unless otherwise noted, all amounts are presented in thousands of Canadian dollars, except share and per share data.
The condensed consolidated interim financial
statements are presented in Canadian dollars and are prepared in accordance with the same accounting policies, critical estimates
and methods described in the Company's annual consolidated financial statements, except for the adoption of new accounting
standards and/or estimates identified in Note 2(d), Note 12 and Note 13. Given that certain information and footnote disclosures,
which are included in the annual audited consolidated financial statements, have been condensed or excluded in accordance with
IAS 34, these financial statements should be read in conjunction with our annual audited consolidated financial statements as at
and for the year ended June 30, 2019, including the accompanying notes thereto.
For comparative purposes, the Company has
reclassified certain immaterial items on the comparative consolidated statement of financial position and the consolidated statement
of comprehensive loss to conform with current period's presentation.
On May 11, 2020, the Company completed a
one-for-twelve (1:12) reverse share split of all of its issued and outstanding common shares ("Share Consolidation"),
resulting in a reduction in the issued and outstanding shares from 1,321,072,394 to approximately 110,089,366. Shares reserved
under the Company's equity and incentive plans were adjusted to reflect the Share Consolidation. All share and per share
data presented in the Company's consolidated financial statements have been retroactively adjusted to reflect the Share Consolidation
unless otherwise noted.
In March 2020, the World Health Organization
declared the outbreak of COVID-19 a global pandemic. Government measures to limit the spread of COVID-19, including the closure
of non-essential businesses, did not materially disrupt the Company's operations during the third quarter of 2020. The production
and sale of cannabis have been recognized as essential services across Canada and Europe. As at March 31, 2020, we have also not
Last updated: May 15, 2020