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AURORA CANNABIS INC. Condensed Consolidated Interim Financial Statements (Unaudited) For the three months ended

Key Takeaway: AURORA CANNABIS INC. Condensed Consolidated Interim Financial For the three months ended September 30, (In Canadian Dollars) Condensed Consolidated Interim Statements of Financial Position 3 Condensed Consolidated Interim Statements of Comprehensive (Loss) Income 4 Condensed

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AURORA CANNABIS INC.
Condensed Consolidated Interim Financial
For the three months ended September 30,
(In Canadian Dollars)
Condensed Consolidated Interim Statements of Financial Position 3
Condensed Consolidated Interim Statements of Comprehensive (Loss) Income 4
Condensed Consolidated Interim Statements of Changes in Equity 6
Condensed Consolidated Interim Statements of Cash Flows 8
Note 1 Nature of Operations 9 Note 13 Loans and Borrowings 21
Note 2 Significant Accounting Policies and Judgments 9 Note 14 Share Capital 22
Note 3 Accounts Receivable 12 Note 15 Share-Based Compensation 23
Note 4 Strategic Investments 12 Note 16 Earnings Per Share 24
Note 5 Marketable Securities and Derivatives 14 Note 17 Other Income, Net 25
Note 6 Investments in Associates and Joint Ventures 16 Note 18 Supplementary Cash Flow Information 25
Note 7 Biological Assets 16 Note 19 Commitments and Contingencies 25
Note 8 Inventory 17 Note 21 Segmented Information 27
Note 9 Property, Plant and Equipment 18 Note 22 Fair Value of Financial Instruments 27
Note 10 Non-Controlling Interests 19 Note 23 Financial Instruments Risk 29
Note 11 Intangible Assets and Goodwill 19 Note 24 Subsequent Events 30
Note 12 Convertible Debentures 20
AURORA CANNABIS INC.
Condensed Consolidated Interim Statements of Financial Position
As at September 30, 2019 and June 30, 2019
(Unaudited - Amounts reflected in thousands of Canadian dollars)
Notes September 30, 2019 June 30, 2019
$ $
Assets
Current
Cash and cash equivalents 152,526 172,727
Restricted cash 13(a) 45,002 46,066
Accounts receivable 3, 23(a) 91,194 103,493
Income taxes receivable 8,748 8,833
Marketable securities 5(a) 39,404 143,248
Derivatives 5(b) 7,409 -
Biological assets 7 50,733 51,836
Inventory 8 151,762 113,641
Prepaids and other current assets 41,537 24,323
588,315 664,167
Property, plant and equipment 9 972,788 765,567
Derivatives 5(b) 64,497 86,409
Deposits 10,705 6,926
Investments in associates and joint ventures 6 114,794 118,845
Intangible assets 11 682,694 688,366
Goodwill 11 3,173,006 3,172,550
Total assets 5,606,799 5,502,830
Liabilities
Current
Accounts payable and accrued liabilities 23(b) 163,579 152,884
Deferred revenue 637 749
Convertible debentures 12 248,617 235,909
Loans and borrowings 13 25,977 13,758
Contingent consideration payable 22 25,411 28,137
Deferred gain on derivatives 344 728
Provisions 19(a) - 4,200
464,565 436,365
Convertible debentures 12 264,806 267,672
Loans and borrowings 13 256,328 127,486
Derivative liability 12(ii) 33,581 177,395
Other long-term liability 12,038 11,979
Deferred tax liability 109,071 91,886
Total liabilities 1,140,389 1,112,783
Shareholders' equity
Share capital 14 4,759,680 4,673,118
Reserves 158,177 139,327
Accumulated other comprehensive loss (162,226 ) (143,170 )
Deficit (289,145 ) (283,638 )
Total equity attributable to Aurora shareholders 4,466,486 4,385,637
Non-controlling interests 10 (76 ) 4,410
Total equity 4,466,410 4,390,047
Total liabilities and equity 5,606,799 5,502,830
Nature of Operations (Note 1)
Strategic Investments (Note 4)
Commitments and Contingencies (Note 19)
Subsequent Events (Note 24)
The accompanying notes are an integral part of these Condensed
Consolidated Interim Financial Statements.
AURORA CANNABIS INC.
Condensed Consolidated Interim Statements of Comprehensive (Loss) Income
Three months ended September 30, 2019 and 2018
(Unaudited - Amounts reflected in thousands of Canadian dollars, except share and per share amounts)
Notes 2019 2018
$ $
Revenue from sale of goods 20 83,313 26,458
Revenue from provision of services 1,844 3,216
Gross revenue 85,157 29,674
Excise taxes (9,912 ) -
Net revenue 75,245 29,674
Cost of sales 32,739 13,962
Gross profit before fair value adjustments 42,506 15,712
Changes in fair value of inventory sold 18,534 9,941
Unrealized gain on changes in fair value of biological assets 7 (29,736 ) (2,279 )
Gross profit 53,708 8,050
Expense
General and administration 59,121 35,943
Sales and marketing 22,011 29,376
Acquisition costs 964 14,980
Research and development 6,048 3,426
Depreciation and amortization 9, 11 18,209 15,122
Share-based compensation 15(a)(b) 24,757 21,076
131,110 119,923
Loss from operations (77,402 ) (111,873 )
Other (expense) income
Interest and other income 977 750
Finance and other costs (17,911 ) (8,527 )
Foreign exchange (loss) gain (3,709 ) 129
Other income, net 17 127,656 228,235
107,013 220,587
Income before taxes 29,611 108,714
Income tax recovery (expense)
Current 4,579 -
Deferred, net (23,820 ) (4,533 )
(19,241 ) (4,533 )
Net income 10,370 104,181
Other comprehensive (loss) income that will not be reclassified to net income
Deferred tax recovery (expense) 1,906 (7,464 )
Unrealized (loss) gain on marketable securities 5(a) (19,074 ) 87,586
(17,168 ) 80,122
Other comprehensive loss that may be reclassified to net income
Share of loss from investment in associates (92 ) -
Foreign currency translation loss (1,796 ) (3,256 )
(1,888 ) (3,256 )
Total other comprehensive (loss) income (19,056 ) 76,866
Comprehensive (loss) income (8,686 ) 181,047
AURORA CANNABIS INC.
Condensed Consolidated Interim Statements of Comprehensive (Loss) Income
Three months ended September 30, 2019 and 2018
(Unaudited - Amounts reflected in thousands of Canadian dollars, except share and per share amounts)
Notes 2019 2018
$ $
Net income (loss) attributable to:
Aurora Cannabis Inc. 12,756 105,462
Non-controlling interests (2,386 ) (1,281 )
Comprehensive (loss) income attributable to:
Aurora Cannabis Inc. (6,392 ) 182,342
Non-controlling interests (2,294 ) (1,295 )
Net earnings per share
Basic 16 $0.01 $0.12
Diluted 16 $0.01 $0.12
The accompanying notes are an integral part of these Condensed
Consolidated Interim Financial Statements.
AURORA CANNABIS INC.
Condensed Consolidated Interim Statements of Changes in Equity
Three months ended September 30, 2019
(Unaudited - Amounts reflected in thousands of Canadian dollars, except share amounts)
Share Capital Reserves AOCI
Note Common Shares Amount Share-Based Compensation Compensation Options/ Warrants Convertible Notes Change in Ownership Interest Total Reserves Fair Value Deferred Tax Associate OCI Pick-up Foreign Currency Translation Total AOCI Retained Earnings (Deficit) Non-Controlling Interests Total
# $ $ $ $ $ $ $ $ $ $ $ $ $ $
Balance, June 30, 2019 1,017,438,744 4,673,118 143,947 40,495 41,685 (86,800 ) 139,327 (156,249 ) 18,295 352 (5,568 ) (143,170 ) (283,638 ) 4,410 4,390,047
Shares released for earn out payments 328,935 4,075 - (2,893 ) - - (2,893 ) - - - - - - - 1,182
Shares issued through equity financing 14(b) 7,558,459 57,451 - - - - - - - - - - - - 57,451
Share issuance costs - (1,558 ) - - - - - - - - - - - - (1,558 )
Exercise of stock options 15(a) 849,967 5,636 (3,225 ) - - - (3,225 ) - - - - - - - 2,411
Exercise of warrants 14(c) 11,725 102 - (29 ) - - (29 ) - - - - - - - 73
Exercise of RSUs 15(b) 66,665 493 (493 ) - - - (493 ) - - - - - - - -
Share-based compensation - - 19,858 5,632 - - 25,490 - - - - - - - 25,490
Change in ownership interests in subsidiaries 10 2,610,642 20,363 - - - - - - - - - - (18,263 ) (2,100 ) -
Comprehensive income (loss) for the period - - - - - - - (19,074 ) 1,906 (92 ) (1,796 ) (19,056 ) 12,756 (2,386 ) (8,686 )
Balance, September 30, 2019 1,028,865,137 4,759,680 160,087 43,205 41,685 (86,800 ) 158,177 (175,323 ) 20,201 260 (7,364 ) (162,226 ) (289,145 ) (76 ) 4,466,410
The accompanying notes are an integral part
of these Condensed Consolidated Interim Financial Statements.
AURORA CANNABIS INC.
Condensed Consolidated Interim Statements of Changes in Equity
Three months ended September 30, 2018
(Unaudited - Amounts reflected in thousands of Canadian dollars, except share amounts)
Share Capital Reserves AOCI
Common Shares Amount Share-Based Compensation Compensation Options/ Warrants Convertible Notes Change in Ownership Interest Total Reserves Fair Value Deferred Tax Associate OCI Pick-up Foreign Currency Translation Total AOCI Retained Earnings Non-Controlling Interests Total
# $ $ $ $ $ $ $ $ $ $ $ $ $ $
Balance, June 30, 2018 568,113,131 1,466,433 38,335 307 41,792 (85,719 ) (5,285 ) (539 ) (55 ) - 61 (533 ) 87,749 4,562 1,552,926
Shares issued for business combinations & asset acquisitions 384,033,926 2,655,341 75,490 19,556 - - 95,046 - - - - - - - 2,750,387
Shares issued for earn out payments - 10,094 - - - - - - - - - - - - 10,094
Conversion of notes 20,994 86 - - (33 ) - (33 ) - - - - - - - 53
Exercise of stock options 8,727,084 65,158 (41,875 ) - - - (41,875 ) - - - - - - 127 23,410
Exercise of warrants 906,156 4,046 - (70 ) - - (70 ) - - - - - - - 3,976
Forfeited options - - (341 ) - - - (341 ) - - - - - 341 - -
Share-based compensation - - 21,076 - - - 21,076 - - - - - - - 21,076
Change in ownership interests in subsidiaries - - - - - (4 ) (4 ) - - - - - - 4 -
Australis Capital first tranche private placement - 7,800 - - - - - - - - - - - - 7,800
Australis Capital non-controlling interest reclass on loss of control - (6,348 ) - - - - - - - - - - - 6,348 -
Spin-out of Australis Capital - - - - - - - - - - - - (151,695 ) (6,348 ) (158,043 )
Reclass gain from Australis Capital shares on derecognition upon spin-out - - - - - - - (76,873 ) 6,402 - - (70,471 ) 70,471 - -
Comprehensive income (loss) for the period - - - - - - - 87,586 (7,464 ) - (3,256 ) 76,866 105,462 (1,295 ) 181,033
Balance, September 30, 2018 961,801,291 4,202,610 92,685 19,793 41,759 (85,723 ) 68,514 10,174 (1,117 ) - (3,195 ) 5,862 112,328 3,398 4,392,712
The accompanying notes are an integral part of these Condensed
Consolidated Interim Financial Statements.
AURORA CANNABIS INC.
Condensed Consolidated Interim Statements of Cash Flows
Three months ended September 30, 2019 and 2018
(Unaudited - Amounts reflected in thousands of Canadian dollars)
Notes 2019 2018
$ $
Operating activities
Net income for the period 10,370 104,181
Adjustments for non-cash items:
Unrealized gain on changes in fair value of biological assets 7 (29,736 ) (2,279 )
Changes in fair value included in inventory sold 18,534 9,941
Depreciation of property, plant and equipment 9 18,904 6,254
Amortization of intangible assets 11 10,820 9,770
Share-based compensation 24,757 21,076
Non-cash acquisition costs - 2,230
Accrued interest and accretion expense 12, 13 (1,032 ) 7,378
Interest and other income - (63 )
Deferred tax expense 19,241 4,533
Other income, net 17 (127,656 ) (228,235 )
Foreign exchange loss 3,709 -
Changes in non-cash working capital 18 (42,819 ) (3,853 )
Net cash used in operating activities (94,908 ) (69,067 )
Investing activities
Marketable securities, derivatives and convertible debenture investments 5 - (19,772 )
Proceeds from disposal of marketable securities 5 84,770 -
Purchase of property, plant and equipment and intangible assets 9 (108,715 ) (72,089 )
Acquisition of businesses, net of cash acquired - 114,403
Payment of contingent consideration (1,607 ) -
Deposits (3,911 ) -
Investments in associates 6 - 962
Net cash used in investing activities (29,463 ) 23,504
Financing activities
Proceeds from long-term loans 50,000 89,357
Repayment of long-term loans (1,875 ) (8,986 )
Repayment of short-term loans - (2,311 )
Payments of lease liabilities 13(b) (2,967 ) -
Restricted cash 1,066 -
Financing fees (763 ) -
Shares issued for cash, net of share issue costs 58,377 27,367
Net cash provided by financing activities 103,838 105,427
Effect of foreign exchange on cash and cash equivalents 332 (1,010 )
Increase (decrease) in cash and cash equivalents (20,201 ) 58,854
Cash and cash equivalents, beginning of period 172,727 90,183
Cash and cash equivalents, end of period 152,526 149,037
Supplemental cash flow information (Note 18)
The accompanying notes are an integral part of these Condensed
Consolidated Interim Financial Statements.
AURORA CANNABIS INC.
Notes to the Condensed Consolidated Interim Financial Statements
Three months ended September 30, 2019 and 2018
(Unaudited - Amounts reflected in thousands of Canadian dollars, except share and per share amounts)
Aurora was incorporated under the Business
Corporations Act (British Columbia) on December 21, 2006 as Milk Capital Corp. Effective October 2, 2014,
the Company changed its name to Aurora Cannabis Inc. The Company's shares are listed on the New York Stock Exchange ("NYSE")
and the Toronto Stock Exchange ("TSX") under the trading symbol "ACB", and on the Frankfurt Stock Exchange
("FSE") under the trading symbol "21P".
The Company's head office and principal
address is Suite 500 - 10355 Jasper Avenue, Edmonton, Alberta, Canada, T5J 1Y6. The Company's registered and records office
address is Suite 1500 - 1055 West Georgia Street, Vancouver, BC V6E 4N7.
The Company's principal strategic
business lines are focused on the production, distribution and sale of cannabis and hemp products in Canada and internationally.
Aurora currently conducts the following key business activities in the jurisdictions listed below:
The United States ("U.S.") represents
the largest cannabis and hemp-derived cannabidiols ("CBD") market globally, and as such Aurora is committed to establishing
a substantial operating footprint in the U.S. As part of the U.S. market strategy, we are considering how various state and federal
regulations will affect the Company's business prospects. A number of alternatives to grow our presence in the U.S. market
are under evaluation and the Company is committed to only engage in activities which are permissible under both state and federal
laws. We believe there are currently market opportunities that are legal at both state and federal levels that can add operating
cash flows and become critical pillars of Aurora's strategy and long-term success.
Accounting Policies and Judgments
The condensed consolidated interim financial
statements of the Company have been prepared in accordance with International Financial Reporting Standards ("IFRS")
in accordance with International Accounting Standards 34, "Interim Financial Reporting" ("IAS34")
as issued by the International Accounting Standards Board ("IASB"), and interpretations of the IFRS Interpretations
Committee ("IFRIC"). Unless otherwise noted, all amounts are presented in thousands of Canadian dollars, except share
The condensed consolidated interim financial
statements are presented in Canadian dollars and are prepared in accordance with the same accounting policies, critical estimates
and methods described in the Company's annual consolidated financial statements, except for the adoption of new accounting
standards identified in Note 2(c). Given that certain information and footnote disclosures, which are included in the annual audited
consolidated financial statements, have been condensed or excluded in accordance with IAS 34, these financial statements should
be read in conjunction with our annual audited consolidated financial statements as at and for the year ended June 30, 2019, including
the accompanying notes thereto.
For comparative purposes, the Company has
reclassified certain immaterial items on the comparative consolidated statement of financial position and the consolidated statement
of comprehensive (loss) income to conform with current period's presentation.
The condensed consolidated interim financial
statements include the financial results of the Company and its subsidiaries. Subsidiaries include entities which are wholly-owned
as well as entities over which Aurora has the authority or ability to exert power over the investee's financial and/or operating
decisions (i.e. control), which in turn may affect the Company's exposure or rights to the variable returns from the investee.
The condensed consolidated interim financial statements include the operating results of acquired or disposed entities from the
date control is obtained or the date control is lost, respectively. All intercompany balances and transactions are eliminated upon
AURORA CANNABIS INC.
Notes to the Condensed Consolidated Interim Financial Statements
Three months ended September 30, 2019 and 2018
(Unaudited - Amounts reflected in thousands of Canadian dollars, except share and per share amounts)
The Company's principal wholly-owned
Last updated: Nov 14, 2019