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AURORA CANNABIS INC. Condensed Consolidated Interim Financial Statements (Unaudited) For the three and nine months ended

Key Takeaway: AURORA CANNABIS INC. Condensed Consolidated Interim Financial For the three and nine months ended March 31, (In Canadian Dollars) Condensed Consolidated Interim Statements of Financial Position 1 Condensed Consolidated Interim Statements of Comprehensive Income 2 Condensed Co

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AURORA CANNABIS INC.
Condensed Consolidated Interim Financial
For the three and nine months ended March 31,
(In Canadian Dollars)
Condensed Consolidated Interim Statements of Financial Position 1
Condensed Consolidated Interim Statements of Comprehensive Income 2
Condensed Consolidated Interim Statements of Changes in Equity 4
Condensed Consolidated Interim Statements of Cash Flows 6
Notes to the Condensed Consolidated Interim Financial Statements
Note 1 Nature of Operations 7 Note 13 Convertible Debentures 26
Note 2 Significant Accounting Policies and Significant Judgments 7 Note 14 Loans and Borrowings 27
Note 3 Accounts Receivable 10 Note 15 Share Capital 28
Note 4 Strategic Investments 10 Note 16 Share-Based Compensation 29
Note 5 Marketable Securities and Derivatives 15 Note 17 Loss Per Share 30
Note 6 Investments in Associates and Joint Ventures 17 Note 18 Supplemental Cash Flow Information 30
Note 7 Biological Assets 17 Note 19 Commitments and Contingencies 31
Note 8 Inventory 18 Note 20 Segmented Information 32
Note 9 Property, Plant and Equipment 19 Note 21 Fair Value of Financial Instruments 33
Note 10 Business Combinations 20 Note 22 Financial Instruments Risk 34
Note 11 Non-Controlling Interests 24 Note 23 Subsequent Events 35
Note 12 Intangible Assets and Goodwill 25
AURORA CANNABIS INC.
Condensed Consolidated Interim Statements
of Financial Position
As at March 31, 2019 and June 30, 2018
(Unaudited - Tabular amounts in thousands of Canadian
dollars, except share and per share amounts)
Notes March 31, 2019 June 30, 2018
$ $
Assets
Current
Cash and cash equivalents 346,662 75,795
Restricted cash 43,557 13,398
Short-term investments 1,243 990
Accounts receivable 3, 22(a) 71,260 15,096
Income taxes receivable 9,143 -
Marketable securities 5(a) 187,263 59,188
Biological assets 7 52,205 13,620
Inventory 8 82,702 29,595
Prepaids and other current assets 17,885 7,594
Assets held for distribution to owners - 4,422
811,920 219,698
Property, plant and equipment 9 627,149 246,352
Derivative assets 5(b) 102,009 124,942
Deposits 1,972 -
Investments in associates and joint ventures 6 129,852 334,442
Intangible assets 12 700,132 200,332
Goodwill 12 3,176,746 760,744
Total assets 5,549,780 1,886,510
Liabilities
Current
Accounts payable and accrued liabilities 22(b) 90,149 47,456
Income taxes payable - 1,659
Deferred revenue 742 2,266
Convertible debentures 13 209,474 -
Loans and borrowings 14 11,280 2,451
Contingent consideration payable 21(b) 30,546 21,333
342,191 75,165
Convertible debentures 13 285,733 191,528
Loans and borrowings 14 132,613 9,232
Derivative liability 13(c) 270,749 -
Deferred gain on derivatives 1,109 2,254
Deferred tax liability 124,084 55,405
Total liabilities 1,156,479 333,584
Shareholders' equity
Share capital 15 4,650,338 1,466,433
Reserves 113,817 (5,285 )
Accumulated other comprehensive loss (93,095 ) (533 )
(Deficit) retained earnings (283,578 ) 87,749
Total equity attributable to Aurora shareholders 4,387,482 1,548,364
Non-controlling interests 11 5,819 4,562
Total equity 4,393,301 1,552,926
Total liabilities and equity 5,549,780 1,886,510
Nature of Operations (Note 1)
Strategic Investments (Note 4)
Commitments and Contingencies (Note 19)
Subsequent Events (Note 23)
The accompanying notes are an integral part of these Condensed Consolidated
Interim Financial Statements.
AURORA CANNABIS INC.
Condensed Consolidated Interim Statements
of Comprehensive Loss
Three and nine months ended March 31, 2019 and 2018
(Unaudited - Tabular amounts in thousands of Canadian
dollars, except share and per share amounts)
Three months ended March 31 Nine months ended March 31
Notes 2019 2018 2019 2018
$ $ $ $
Revenue from sale of goods 72,239 12,513 158,108 30,654
Revenue from provision of services 2,999 3,587 8,804 5,395
Gross revenue 75,238 16,100 166,912 36,049
Excise taxes (10,093 ) - (17,915 ) -
Net revenue 65,145 16,100 148,997 36,049
Cost of sales 28,914 6,827 68,676 14,736
Gross profit before fair value adjustments 36,231 9,273 80,321 21,313
Changes in fair value of inventory sold 17,407 4,164 48,968 10,751
Unrealized gain on changes in fair value of biological assets 7 (33,798 ) (2,506 ) (61,461 ) (12,350 )
Gross profit 52,622 7,615 92,814 22,912
Expense
General and administration 50,786 9,847 130,350 20,408
Sales and marketing 16,318 5,880 68,435 14,684
Acquisition costs 2,183 5,543 22,855 7,639
Research and development 3,516 477 8,753 756
Depreciation and amortization 9, 12 18,182 873 52,567 1,967
Share-based compensation 10(b)(e), 16(a)(b) 39,254 15,872 79,534 25,814
130,239 38,492 362,494 71,268
Loss from operations (77,617 ) (30,877 ) (269,680 ) (48,356 )
Other income (expense)
Interest and other income 1,926 868 2,804 2,223
Finance and other costs (13,993 ) (1,565 ) (32,728 ) (5,241 )
Foreign exchange (loss) gain (45 ) (430 ) 47 (166 )
Share of loss from investment in associates 6 (770 ) (879 ) (3,779 ) (931 )
Impairment of investment in associates 4, 6 - - (69,957 ) -
Impairment of intangible assets and goodwill 12 (9,002 ) - (9,002 ) -
Gain on loss of control of subsidiary 4(f) - - 398 -
Unrealized loss on changes in contingent consideration fair value 21(b) (1,253 ) - (3,318 ) -
Unrealized gains on marketable securities 5(a) - 12,593 - 16,293
Unrealized gains (losses) on derivative investments 5(b) 32,948 (1,678 ) 21 28,862
Unrealized loss on derivative liability 13(c) (101,521 ) - (101,521 ) -
Gains on debt modification 14 206 - 1,980 -
Gain on deemed disposal of significant influence investment 4(e) - - 144,368 -
(91,504 ) 8,909 (70,687 ) 41,040
Loss before taxes (169,121 ) (21,968 ) (340,367 ) (7,316 )
Income tax recovery (expense)
Current 986 (736 ) 7,485 (774 )
Deferred, net 7,940 1,909 37,226 (1,950 )
8,926 1,173 44,711 (2,724 )
Net loss (160,195 ) (20,795 ) (295,656 ) (10,040 )
Other comprehensive (loss) income
Deferred tax recovery (expense) (10,819 ) 1,613 7,700 (118 )
Unrealized gains (losses) on marketable securities 5(a) 81,160 (11,951 ) (25,600 ) 874
Foreign currency translation (loss) gain (3,937 ) 40 (4,191 ) 65
66,404 (10,298 ) (22,091 ) 821
Comprehensive loss (93,791 ) (31,093 ) (317,747 ) (9,219 )
AURORA CANNABIS INC.
Condensed Consolidated Interim Statements
of Comprehensive Loss
Three and nine months ended March 31, 2019 and 2018
(Unaudited - Tabular amounts in thousands of Canadian
dollars, except share and per share amounts)
Three months ended March 31 Nine months ended March 31
Notes 2019 2018 2019 2018
$ $ $ $
Net loss attributable to:
Aurora Cannabis Inc. (158,354 ) (19,215 ) (290,644 ) (7,933 )
Non-controlling interests (1,841 ) (1,580 ) (5,012 ) (2,107 )
Comprehensive loss attributable to:
Aurora Cannabis Inc. (86,596 ) (29,507 ) (307,359 ) (7,106 )
Non-controlling interests (7,195 ) (1,586 ) (10,388 ) (2,113 )
Net loss per share
Basic 17 ($0.16 ) ($0.04 ) ($0.31 ) ($0.02 )
Diluted 17 ($0.16 ) ($0.04 ) ($0.31 ) ($0.02 )
The accompanying notes are an integral part of these Condensed Consolidated
Interim Financial Statements.
AURORA CANNABIS INC.
Condensed Consolidated Interim Statements of
Nine months ended March 31, 2019 and 2018
(Unaudited - Tabular amounts in thousands of Canadian dollars,
except share and per share amounts)
Share Capital Reserves AOCI
Note Common Shares Amount Share- Based Compensation Compensation Options/ Warrants Convertible Notes Change in Ownership Interest Total Reserves Fair Value Deferred Tax Foreign Currency Translation Total AOCI Retained Earnings (Deficit) Non- Controlling Interests Total
# $ $ $ $ $ $ $ $ $ $ $ $ $
Balance, June 30, 2018 568,113,131 1,466,433 38,335 307 41,792 (85,719 ) (5,285 ) (539 ) (55 ) 61 (533 ) 87,749 4,562 1,552,926
Shares issued for business combinations & asset acquisitions 15(b)(i) 430,360,110 3,049,871 75,490 27,111 - - 102,601 - - - - - - 3,152,472
Shares released for earn out payments 243,726 18,227 - - - - - - - - - - - 18,227
Conversion of notes 331,328 1,539 - - (469 ) - (469 ) - - - - - - 1,070
Deferred tax on convertible notes - - - - 425 - 425 - - - - - - 425
Exercise of stock options 10(b), 16(a) 13,378,927 100,799 (58,923 ) - - - (58,923 ) - - - - - 415 42,291
Exercise of warrants 15(c) 1,605,189 10,049 - (1,554 ) - - (1,554 ) - - - - - - 8,495
Exercise of compensation options 149 2 - (1 ) - - (1 ) - - - - - - 1
Exercise of RSUs 16(b) 692,188 1,966 (1,966 ) - - - (1,966 ) - - - - - - -
Forfeited options 16(a) - - (541 ) - - - (541 ) - - - - 541 - -
Share-based compensation 10(b)(e), 16(a)(b) - - 71,133 8,401 - - 79,534 - - - - - - 79,534
Contribution from NCI 11 - - - - - - - - - - - - 5,850 5,850
Change in ownership interests in subsidiaries 11 - - - - - (4 ) (4 ) - - - - - 4 -
Australis Capital first tranche private placement proceeds - 7,800 - - - - - - - - - - - 7,800
Australis Capital NCI reclass on loss of control - (6,348 ) - - - - - - - - - - 6,348 -
Spin-out of Australis Capital - - - - - - - - - - - (151,695 ) (6,348 ) (158,043 )
Reclass gain from Australis Capital shares on derecognition upon spin-out - - - - - - - (76,873 ) 6,402 - (70,471 ) 70,471 - -
Comprehensive income (loss) for the period - - - - - - - (25,600 ) 7,700 (4,191 ) (22,091 ) (290,644 ) (5,012 ) (317,747 )
Balance, March 31, 2019 1,014,724,748 4,650,338 123,528 34,264 41,748 (85,723 ) 113,817 (103,012 ) 14,047 (4,130 ) (93,095 ) (283,578 ) 5,819 4,393,301
The accompanying notes are an integral part
of these Condensed Consolidated Interim Financial Statements.
AURORA CANNABIS INC.
Condensed Consolidated Interim Statements of
Nine months ended March 31, 2019 and 2018
(Unaudited - Tabular amounts in thousands of Canadian dollars,
except share and per share amounts)
Share Capital Reserves AOCI
Common Shares Amount Share-Based Compensation Compensation Options/ Warrants Convertible Notes Change in Ownership Interest Total Reserves Fair Value Deferred Tax Foreign Currency Translation Total AOCI Retained Earnings (Deficit) Non- Controlling Interests Total
# $ $ $ $ $ $ $ $ $ $ $ $ $
Balance, June 30, 2017 366,549,244 221,447 7,591 3,420 9,734 - 20,745 6,077 (885 ) (25 ) 5,167 (28,426 ) - 218,933
Shares issued for acquisition 74,207,275 787,382 - - - - - - - - - - - 787,382
Warrants issued for acquisition - - - 136 - - 136 - - - - - - 136
Shares issued for earn out payments 5,135,191 12,907 - - - - - - - - - - - 12,907
Shares issued for equity financings 25,000,000 75,000 - - - - - - - - - - - 75,000
Share issue costs - (6,643 ) - 2,285 - - 2,285 - - - - - - (4,358 )
Conversion of notes 42,378,292 180,229 - - (27,048 ) - (27,048 ) - - - - - - 153,181
Equity component of convertible notes - - - - 52,500 - 52,500 - - - - - - 52,500
Deferred tax on convertible notes - (1,923 ) - - - - - - - - - - - (1,923 )
Exercise of stock options 4,016,424 9,373 (3,529 ) - - - (3,529 ) - - - - - 259 6,103
Exercise of warrants 41,728,111 131,092 - (3,092 ) - - (3,092 ) - - - - - 921 128,921
Exercise of compensation options/warrants 1,865,249 6,051 - (1,854 ) - - (1,854 ) - - - - - - 4,197
Exercise of restricted share units 127,128 1,209 (351 ) - - - (351 ) - - - - - - 858
Forfeited options - - (438 ) - - - (438 ) - - - - 438 - -
Share-based compensation - - 26,165 - - - 26,165 - - - - - - 26,165
Non-controlling interest from acquisitions - - - - - - - - - - - - 13,528 13,528
Change in ownership interests in subsidiaries - - - - - (75,646 ) (75,646 ) - - - - - (1,891 ) (77,537 )
Comprehensive income (loss) for the period - - - - - - - 874 (118 ) 70 826 (7,933 ) (2,113 ) (9,220 )
Balance, March 31, 2018 561,006,914 1,416,124 29,438 895 35,186 (75,646 ) (10,127 ) 6,951 (1,003 ) 45 5,993 (35,921 ) 10,704 1,386,773
The accompanying notes are an integral part of these Condensed
Consolidated Interim Financial Statements.
AURORA CANNABIS INC.
Condensed Consolidated Interim Statements
Nine months ended March 31, 2019 and 2018
(Unaudited - Tabular amounts in thousands of Canadian
dollars, except share and per share amounts)
Notes 2019 2018
$ $
Operating activities
Net loss for the period (295,656 ) (10,040 )
Adjustments for non-cash items:
Unrealized gain on changes in fair value of biological assets 7 (61,461 ) (12,350 )
Changes in fair value included in inventory sold 48,968 10,751
Depreciation of property, plant and equipment 9 35,501 1,941
Amortization of intangible assets 12 35,863 728
Share-based compensation 16 79,534 25,814
Share of loss from investment in associates 6 3,779 931
Unrealized gain (loss) on financial instruments 21 102,838 (45,155 )
Unrealized loss on foreign exchange 299 -
Unrealized gain on deemed disposal of significant influence investment 4(e) (144,368 ) -
Gain on loss of control of subsidiary 4(f) (398 ) -
Impairment 6 78,959 -
Non-cash acquisition costs 10(c) 4,243 -
Accrued interest and accretion expense 22,126 5,035
Deferred tax expense (37,226 ) 1,950
Other items (62 ) (383 )
Changes in non-cash working capital 18 (60,579 ) (15,768 )
Net cash used in operating activities (187,640 ) (36,546 )
Investing activities
Short-term investments (250 ) (179 )
Marketable securities, derivatives and convertible debenture investments 5 (50,055 ) (55,205 )
Share subscriptions - (55,000 )
Proceeds from disposal of marketable securities 5 46,663 -
Promissory notes receivable - (4,236 )
Purchase of property, plant and equipment 9 (246,850 ) (97,672 )
Acquisition of businesses, net of cash acquired 10 117,091 (118,670 )
Acquisition of assets, net of cash acquired - (377 )
Contingent consideration payable (1,608 ) 6,192
Deposits (2,011 ) (1,978 )
Investments in associates 6 959 (105,086 )
Net cash used in investing activities (136,061 ) (432,211 )
Financing activities
Proceeds from long term loans 611,570 345,000
Repayment of long term loans (19,142 ) 157
Repayment of short term loans (175 ) (252 )
Financing fees (21,226 ) (11,873 )
Shares issued for cash, net of share issue costs 50,783 208,683
Acquisition of non-controlling interest - (1,584 )
Capital contribution from non-controlling interest 5,854 -
Net cash provided by financing activities 627,664 540,131
Effect of foreign exchange on cash and cash equivalents (2,937 ) (147 )
Increase (decrease) in cash and cash equivalents 301,026 71,227
Cash and cash equivalents, beginning of year 89,193 159,796
Cash and cash equivalents, end of period 390,219 231,023
Supplemental Cash Flow Information (Note 18)
The accompanying notes are an integral part of these Condensed
Consolidated Interim Financial Statements.
AURORA CANNABIS INC.
Notes to the Condensed Consolidated Interim
Financial Statements
Three and nine months ended March 31, 2019 and 2018
(Unaudited - Tabular amounts in thousands of Canadian dollars,
except share and per share amounts)
Aurora Cannabis Inc. (the "Company"
or "Aurora") was incorporated under the Business Corporations Act of British Columbia on December 21, 2006.
The Company's shares are listed on the New York Stock Exchange ("NYSE") and the Toronto Stock Exchange ("TSX")
under the trading symbol "ACB", and on the Frankfurt Stock Exchange ("FSE") under the trading symbol "21P".
The Company's head office and principal address
is Suite 500 - 10355 Jasper Avenue, Edmonton, Alberta, Canada, T5J 1Y6. The Company's registered and records office address
is Suite 1500 - 1055 West Georgia Street, Vancouver, BC V6E 4N7.
The Company's principal business is the
production, distribution and sale of cannabis products in Canada and internationally. Aurora conducts the following key business
activities in the countries listed below:
Through recent acquisitions (Note 10), the
Company has expanded its business to include research and development, and the production and sale of hemp related products.
Aurora does not engage in any federally illegal
U.S. cannabis-related activities. While the Company previously held an interest in a U.S. based company, Australis Holdings LLP
("Australis Holdings" or "AHL"), AHL did not engage in any cannabis-related activities for the periods
presented in which Aurora held an interest. AHL was spun-out to Aurora shareholders as part of the Australis Capital Inc. spin-out
transaction completed on September 19, 2018 (Note 4(f)).
Accounting Policies and Significant Judgments
The condensed consolidated interim financial
statements of the Company have been prepared under International Financial Reporting Standards ("IFRS") in accordance
with International Accounting Standards 34, "Interim Financial Reporting" ("IAS 34") as issued by
the International Accounting Standards Board ("IASB") and interpretations of the IFRS Interpretations Committee ("IFRIC").
The condensed consolidated interim financial
statements are presented in Canadian dollars and are prepared in accordance with the same accounting policies, critical estimates
and methods described in the Company's annual consolidated financial statements, except for the adoption of new accounting
standards identified in Note 2(d). Given that certain information and footnote disclosures, which are included in the annual audited
consolidated financial statements, have been condensed or excluded in accordance with IAS 34, these financial statements should
be read in conjunction with our annual audited consolidated financial statements as at and for the year ended June 30, 2018, including
the accompanying notes thereto.
For comparative purposes, the Company has reclassified
certain items on the condensed consolidated interim statement of financial position and the condensed consolidated interim statement
of comprehensive income to conform with current period's presentation. Where these adjustments are material, they have been
specifically highlighted and discussed in the relevant note disclosures below.
These condensed consolidated interim
Last updated: May 15, 2019