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Dominari Holdings Files $2 Billion Shelf to Support Strategic Expansion

Key Takeaway: Dominari Holdings Inc. has filed a $2 billion shelf registration statement with the SEC, allowing it to offer various securities. Although there is no immediate intention to utilize this registration, the company plans to use the proceeds for working capital and potential acquisitions. This move aligns with its strategy to enhance shareholder value and explore opportunities in emerging sectors.

Market Sentiment Analysis

POSITIVE FACTORS

  • Dominari Holdings is expanding its financial capabilities with a $2 billion shelf registration.
  • The company aims to enhance shareholder value through strategic investments.
  • Potential use of proceeds includes funding acquisitions and establishing a cryptocurrency treasury.

Full Press Release Details

NEW YORK,Aug. 28, 2025/PRNewswire/ -- Dominari Holdings Inc. (Nasdaq:DOMH) today announced the filing of its shelf registration statement (the "Shelf Registration") on Form S-3 with the U.S. Securities and Exchange Commission (the "SEC"). If the Shelf Registration is declared effective, it will permit the Company to offer and sell, from time to time in one or more offerings, up to$2 Billionworth of shares of common stock, preferred stock, or any combination thereof (the "securities"). Although we have no current intention to use the Shelf Registration Statement, depending on numerous factors, including the development of current and future business initiatives, we intend to use the net proceeds from any sales under the Shelf Registration Statement for working capital, capital expenditures, funding potential acquisitions and other business opportunities, including but not limited to, the establishment of acryptocurrencytreasury strategy.
A registration statement related to these securities has been filed with the Securities and Exchange Commission but has not yet become effective. These securities may not be sold nor may offers to buy be accepted prior to the time the registration statement has become effective. This press release shall not constitute an offer to sell or a solicitation of an offer to buy, nor shall there be any sale of these securities in any jurisdiction in which an offer, solicitation or sale would be unlawful prior to registration or qualification under the securities laws of such jurisdiction. Any offering of the securities covered under the shelf registration statement, once it has become effective, will be made solely by means of a prospectus and an accompanying prospectus supplement relating to that offering, nor shall there be any sale of such securities in any state in which such offer, solicitation or sale would be unlawful prior to registration or qualification under the securities law of any such state.
For additional information about Dominari Holdings Inc., please visit:https://www.dominariholdings.com/

About Dominari Holdings Inc.

The Company is a holding company that, through its various subsidiaries, is currently engaged in wealth management, investment banking, sales and trading and asset management. In addition to capital investment, Dominari Holdings provides management support to the executive teams of its subsidiaries, helping them to operate efficiently and reduce cost under a streamlined infrastructure. In addition to organic growth, the Company seeks opportunities outside of its current business to enhance shareholder value, including in the AI and Data Center sectors.

Dominari Securities LLC's Mission Statement:

Dominari Securities LLC, a principal subsidiary of Dominari Holdings Inc., is a dynamic, forward-thinking financial services company that seeks to create wealth for all stakeholders by capitalizing on emerging trends in the financial services sector and identifying early-stage future opportunities that are expected to generate a high rate of return for investors.
Securities Brokerage and Registered Investment Adviser Services are offered through Dominari Securities LLC, a Member of FINRA, MSRB and SIPC. Securities brokerage, investment adviser and other non-bank deposit investments are not FDIC insured and may lose some or all of the principal invested. You can check the background of Dominari Securities and its registered investment professionals and review its SEC Form CRS on FINRA's BrokerCheck site athttps://brokercheck.finra.org.Information for Dominari Securities LLC and its registered investment professionals as well as its SEC Form CRS may also be found on FINRA's BrokerCheck site.

Forward-Looking Statements

This press release contains forward-looking statements within the meaning of the "safe harbor" provisions of the Private Securities Litigation Reform Act of 1995. Words such as "may," "might," "will," "should," "believe," "expect," "anticipate," "estimate," "continue," "predict," "forecast," "project," "plan," "intend" or similar expressions, or statements regarding intent, belief, or current expectations, are forward-looking statements. While the Company believes these forward-looking statements are reasonable, undue reliance should not be placed on any such forward-looking statements, which are based on information available to us on the date of this release. These forward-looking statements are based upon current estimates and assumptions and are subject to various risks and uncertainties, including without limitation those set forth in the Company's filings with the SEC, which include but are not limited to the Risk Factors set forth in the Company's Annual Report on Form 10-K for the fiscal year ended December 31, 2023 relating to its business. Thus, actual results could be materially different. The Company expressly disclaims any obligation to update or alter statements whether as a result of new information, future events or otherwise, except as required by law.

Contacts:Dominari Holdings Inc.https://www.dominariholdings.com/Investor RelationsHayden IRBrett Maas, Managing PartnerPhone: (646) 536-7331Email:[email protected]www.haydenir.com

SOURCE Dominari Holdings Inc.

Frequently Asked Questions

What is the purpose of Dominari's shelf registration?

The shelf registration allows Dominari to offer up to $2 billion in securities for various business initiatives.

What can the proceeds from the shelf registration be used for?

Proceeds may be used for working capital, capital expenditures, and funding acquisitions.

Is the shelf registration effective immediately?

No, the registration statement must be declared effective by the SEC before any securities can be sold.

What sectors is Dominari looking to invest in?

Dominari is exploring opportunities in AI and Data Center sectors to enhance shareholder value.

Last updated: Aug 28, 2025